Compliance Control Room Officer
1 month ago
We are AMS. We are a global total workforce solutions firm; we enable organisations to thrive in an age of constant change by building, re-shaping, and optimising workforces. Our Contingent Workforce Solutions (CWS) is one of our service offerings; we act as an extension of our clients' recruitment team and provide professional interim and temporary resources.
Our investment banking client has been present in the UK for more than 150 years, they're a long-term partner to British business. Today, the Group is formed of 10 divisions and employs 9,300 staff based in 21 core locations right across the country. Their role is simply stated: help clients achieve their goals by combining local know-how and global reach. In so doing, they seek to make a positive, sustainable contribution to both the UK economy and society. On behalf of this organisation, AMS are looking for a ComplianceControl Room Officer for a? 6-month long contract based in London (hybrid).
Purpose of the role:
To support management of the Control Room in ensuring the business has controls to manage the flow of Material Non-Public Information and to manage its various product lines and businesses to identify, manage, and escalate conflicts of interest to protect and enhance the reputation of the bank with its clients and regulators.
As a Compliance Control Room Officer, you will:
-
Senior Compliance Officer
3 weeks ago
London, Greater London, United Kingdom Compliance Professionals Full timeJob Title: Head of Control Room OperationsJob Summary:We are seeking a highly experienced and skilled professional to join our team as a Head of Control Room Operations. The successful candidate will be responsible for developing and implementing policies and procedures to ensure regulatory compliance across all business lines.Responsibilities:Design and...
-
Compliance Director
3 weeks ago
London, Greater London, United Kingdom Compliance Professionals Full timeJob Title: Compliance Director - Control RoomThe estimated salary for this role is £130,000 per annum.About Us:We are Compliance Professionals looking to establish a control room in the UK.Job Overview:Build Control Room Team: Establish and lead the Control Room function, building a team from scratch.Policies and Procedures: Develop and implement robust...
-
Room Control Strategist
3 days ago
London, Greater London, United Kingdom Compliance Professionals Full timeJob Description:We are seeking a highly skilled professional to join our team as a Room Control Strategist. This is a senior role that requires experience in control room management, regulatory compliance, and conflict management.The successful candidate will be responsible for designing and implementing robust policies and procedures to manage information...
-
Chief Control Room Strategist
2 weeks ago
London, Greater London, United Kingdom Compliance Professionals Full timeJob Title: Chief Control Room StrategistAt Compliance Professionals, we are seeking a highly skilled Chief Control Room Strategist to join our team.We have been engaged by an international banking group to establish a control room in the UK. The ideal candidate will be responsible for building the control room department from scratch and developing policies...
-
Head of Control Room
3 weeks ago
London, United Kingdom Compliance Professionals Full timeJob DescriptionTHE COMPANY:We have been engaged by an international banking Group who are looking to establish a control room in the UK.THE RESPONSIBILITIES:Establish and Lead the Control Room Function: Build the Control Room department from scratchDevelop Policies and Procedures: Design and implement robust policies and procedures to manage information...
-
Control Room Strategy Manager
2 weeks ago
London, Greater London, United Kingdom Compliance Professionals Full timeJob Title: Control Room Strategy ManagerWe are seeking a strategic thinker to join our team as a Control Room Strategy Manager.**Company Overview:**We have been engaged by an international banking group to establish a control room in the UK. This requires a strong leader who can develop and implement strategies to ensure regulatory compliance and mitigate...
-
Senior Control Room Manager
2 weeks ago
London, Greater London, United Kingdom Compliance Professionals Full timeJob Title: Senior Control Room ManagerWe are seeking a highly motivated and experienced Senior Control Room Manager to join our team at Compliance Professionals.In this role, you will be responsible for designing and implementing robust policies and procedures to manage information barriers, monitor conflicts of interest, and ensure regulatory compliance...
-
Control Room Head of Operations
3 weeks ago
London, Greater London, United Kingdom Compliance Professionals Full timeJob Title: Control Room Head of OperationsThe estimated salary for this role is £110,000 per annum.About Our Client:We are seeking an experienced professional to head our control room operations in the UK.Job Responsibilities:Lead Control Room Team: Establish and lead the Control Room function, overseeing the development of policies and procedures.Policies...
-
Head of Control Room
3 weeks ago
London, United Kingdom Compliance Professionals Full timeTHE COMPANY:We have been engaged by an international banking Group who are looking to establish a control room in the UK.THE RESPONSIBILITIES:Establish and Lead the Control Room Function: Build the Control Room department from scratchDevelop Policies and Procedures: Design and implement robust policies and procedures to manage information barriers, monitor...
-
Head of Control Room
3 weeks ago
London, United Kingdom Compliance Professionals Full timeTHE COMPANY:We have been engaged by an international banking Group who are looking to establish a control room in the UK.THE RESPONSIBILITIES:Establish and Lead the Control Room Function: Build the Control Room department from scratchDevelop Policies and Procedures: Design and implement robust policies and procedures to manage information barriers, monitor...
-
Head of Control Room
3 weeks ago
London,, UK, United Kingdom Compliance Professionals Full timeTHE COMPANY:We have been engaged by an international banking Group who are looking to establish a control room in the UK.THE RESPONSIBILITIES:Establish and Lead the Control Room Function: Build the Control Room department from scratchDevelop Policies and Procedures: Design and implement robust policies and procedures to manage information barriers, monitor...
-
Compliance Officer
2 days ago
London, Greater London, United Kingdom Michael Page (UK) Full timeJoin Our Client's TeamThis company is a leading player in the global financial services industry, with a strong presence in the UK. They have a reputation for excellence and a commitment to innovation.Job Description:Senior Compliance Officer - Control Room - VP, LondonThis role will provide compliance support to the business lines and functions in alignment...
-
Head of Control Room
4 weeks ago
London, United Kingdom Compliance Professionals Full timeTHE COMPANY: We have been engaged by an international banking Group who are looking to establish a control room in the UK.THE RESPONSIBILITIES:Establish and Lead the Control Room Function: Build the Control Room department from scratch.Develop Policies and Procedures: Design and implement robust policies and procedures to manage information barriers, monitor...
-
Head of Control Room
6 days ago
London Area, United Kingdom Compliance Professionals Full timeTHE COMPANY:We have been engaged by an international banking Group who are looking to establish a control room in the UK.THE RESPONSIBILITIES:Establish and Lead the Control Room Function: Build the Control Room department from scratchDevelop Policies and Procedures: Design and implement robust policies and procedures to manage information barriers, monitor...
-
Head of Control Room
7 days ago
London Area, United Kingdom Compliance Professionals Full timeTHE COMPANY:We have been engaged by an international banking Group who are looking to establish a control room in the UK.THE RESPONSIBILITIES:Establish and Lead the Control Room Function: Build the Control Room department from scratchDevelop Policies and Procedures: Design and implement robust policies and procedures to manage information barriers, monitor...
-
Head of Control Room
6 days ago
London Area, United Kingdom Compliance Professionals Full timeTHE COMPANY: We have been engaged by an international banking Group who are looking to establish a control room in the UK. THE RESPONSIBILITIES: Establish and Lead the Control Room Function: Build the Control Room department from scratch Develop Policies and Procedures: Design and implement robust policies and procedures to manage information barriers,...
-
Control Room Officer
2 weeks ago
London, United Kingdom Akton Recruitment Full timeControl Room Officer Brent £16 an hour 6-month contract Main Purpose: - Effectively participate in delivering an extended hour, 7-day Borough Control Room service, including CCTV responsibilities. - Participate in ensuring the Borough Control Room is effectively and efficiently operated and deliver responsive and pro-active services to a high standard. -...
-
Head of Control Room Compliance
1 week ago
London, United Kingdom Rothschild & Co Full time**About us** As one of the world's largest independent financial advisory groups, we know that it takes a distinct perspective to make a meaningful difference to our clients’ business and wealth. Rothschild & Co is a global and family-controlled group. We provide M&A, strategy and financing advice, as well as investment and wealth management solutions to...
-
Compliance and Risk Management Director
3 weeks ago
London, Greater London, United Kingdom Compliance Professionals Full timeJob Title: Senior Compliance Officer - Control RoomJob Summary:This is an exciting opportunity to join our team as a Senior Compliance Officer - Control Room. We are looking for a highly skilled professional to lead the development of policies and procedures to ensure regulatory compliance across all business lines.Responsibilities:Develop and implement...
-
Head of Control Room Operations
3 weeks ago
London, Greater London, United Kingdom Compliance Professionals Full timeJob Description:Company Overview: As a leading provider of compliance services, Compliance Professionals is committed to helping businesses navigate complex regulatory environments.Salary: £120,000 - £180,000 per annum, depending on experience.Key Responsibilities:Design and implement robust policies and procedures to manage information barriers and ensure...