Head of Control Room
4 weeks ago
THE COMPANY:
We have been engaged by an international banking Group who are looking to establish a control room in the UK.
THE RESPONSIBILITIES:
- Establish and Lead the Control Room Function: Build the Control Room department from scratch
- Develop Policies and Procedures: Design and implement robust policies and procedures to manage information barriers, monitor conflicts of interest, and ensure regulatory compliance across all business lines.
- Manage Insider and Confidential Information: Oversee the tracking, handling, and safeguarding of material non-public information (MNPI) while ensuring adherence to regulatory and internal requirements.
- Conflict Management: Identify, assess, and manage potential conflicts of interest, including those arising from investment banking, research, and trading activities.
- Regulatory Compliance and Reporting: Stay updated on relevant regulatory developments, ensure adherence to applicable laws, and prepare accurate compliance reports for senior management and regulatory bodies.
- Stakeholder Collaboration: Serve as a trusted advisor to business units and senior management, fostering a culture of compliance and providing strategic guidance on regulatory and reputational risks.
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Head of Control Room
2 weeks ago
London, United Kingdom eFinancial Careers Full timeThe individual will be responsible for training new Control Room hires as well as other personnel in other departments. This role is in the London Compliance team, reporting into the Global Head of Advisory Compliance, and is located in the Group’s headoffice in London. **Responsibilities** - Developing Control Room policies and procedures - Delivering...
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Head of Control Room Compliance
3 weeks ago
London, United Kingdom Rothschild & Co Full time**About us** As one of the world's largest independent financial advisory groups, we know that it takes a distinct perspective to make a meaningful difference to our clients’ business and wealth. Rothschild & Co is a global and family-controlled group. We provide M&A, strategy and financing advice, as well as investment and wealth management solutions to...
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Head of Control Room
5 days ago
London, United Kingdom Compliance Professionals Full timeTHE COMPANY: We have been engaged by an international banking Group who are looking to establish a control room in the UK. THE RESPONSIBILITIES: Establish and Lead the Control Room Function: Build the Control Room department from scratch Develop Policies and Procedures: Design and implement robust policies and procedures to manage information barriers,...
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Head of Control Room
4 weeks ago
London, United Kingdom Compliance Professionals Full timeTHE COMPANY:We have been engaged by an international banking Group who are looking to establish a control room in the UK.THE RESPONSIBILITIES:Establish and Lead the Control Room Function: Build the Control Room department from scratchDevelop Policies and Procedures: Design and implement robust policies and procedures to manage information barriers, monitor...
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Head of Control Room
4 weeks ago
London,, UK, United Kingdom Compliance Professionals Full timeTHE COMPANY:We have been engaged by an international banking Group who are looking to establish a control room in the UK.THE RESPONSIBILITIES:Establish and Lead the Control Room Function: Build the Control Room department from scratchDevelop Policies and Procedures: Design and implement robust policies and procedures to manage information barriers, monitor...
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Head of Control Room
4 weeks ago
London, United Kingdom Compliance Professionals Full timeTHE COMPANY:We have been engaged by an international banking Group who are looking to establish a control room in the UK.THE RESPONSIBILITIES:Establish and Lead the Control Room Function: Build the Control Room department from scratchDevelop Policies and Procedures: Design and implement robust policies and procedures to manage information barriers, monitor...
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Head of Control Room
7 days ago
London, United Kingdom Compliance Professionals Full timeJob Description THE COMPANY: We have been engaged by an international banking Group who are looking to establish a control room in the UK. THE RESPONSIBILITIES: Establish and Lead the Control Room Function: Build the Control Room department from scratch Develop Policies and Procedures: Design and implement robust policies and procedures to manage...
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Head of Control Room
2 weeks ago
London Area, United Kingdom Compliance Professionals Full timeTHE COMPANY:We have been engaged by an international banking Group who are looking to establish a control room in the UK.THE RESPONSIBILITIES:Establish and Lead the Control Room Function: Build the Control Room department from scratchDevelop Policies and Procedures: Design and implement robust policies and procedures to manage information barriers, monitor...
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Head of Control Room
2 weeks ago
London Area, United Kingdom Compliance Professionals Full timeTHE COMPANY:We have been engaged by an international banking Group who are looking to establish a control room in the UK.THE RESPONSIBILITIES:Establish and Lead the Control Room Function: Build the Control Room department from scratchDevelop Policies and Procedures: Design and implement robust policies and procedures to manage information barriers, monitor...
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Head of Control Room
2 weeks ago
London Area, United Kingdom Compliance Professionals Full timeTHE COMPANY: We have been engaged by an international banking Group who are looking to establish a control room in the UK. THE RESPONSIBILITIES: Establish and Lead the Control Room Function: Build the Control Room department from scratch Develop Policies and Procedures: Design and implement robust policies and procedures to manage information barriers,...
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Control Room Advisory VP
4 weeks ago
London, Greater London, United Kingdom FincSelect Full timeWe're FincSelect, a leading global investment bank, and we're seeking a seasoned professional to join our compliance team. As Compliance Control Room AVP, you'll be responsible for:Conflicts of interest managementInsider list maintenanceWatch list updatesMNPI and wall crossing oversightYou'll work closely with the Head of Control Room and the Head of...
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Control Room Operative
7 months ago
London, United Kingdom EXPEDIENT SECURITY LTD Full timeWith years of industry experience across all sectors of the security industry, Expedient Security Limited are proud to be involved with many of the UK’s most iconic event venues and spaces. We work with companies and individuals across a wide range of industries, to ensure the protection of their property, possessions, and people, with safety and security...
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Head of Control Room
1 week ago
London, United Kingdom Compliance Professionals Full timeTHE COMPANY: We have been engaged by an international banking Group who are looking to establish a control room in the UK. THE RESPONSIBILITIES: Establish and Lead the Control Room Function: Build the Control Room department from scratch. Develop Policies and Procedures: Design and implement robust policies and procedures to manage information barriers,...
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Control Room Operative
7 months ago
London, United Kingdom EXPEDIENT SECURITY LTD Full timeWith years of industry experience across all sectors of the security industry Expedient Security Limited are proud to be involved with many of the UK’s most iconic event venues and spaces. We work with companies and individuals in a varied range of industries to ensure the protection of their property, possessions, and people with the events industry...
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Eme Control Room
2 weeks ago
London, United Kingdom Barclays Full time**EME Control Room Manager** **London** As a Barclays EME Control Room Manager, you will manage Legal, Regulatory and Reputational Risk across all lines of business. This involves business critical functions in respect of key controls to manage Market Abuse and potential Conflict of Interest via Information Barriers, Regulatory Insider Lists together with...
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Security Control Room Operator
7 months ago
London, United Kingdom Global Radio Services Full timeSecurity Control Room Operator **Reporting of the role**: This role reports to Head of Security **Overview of job**: The Security Control Room Operator role reports to the Head of Security. You will be required to work on average 15 shifts per month with the opportunity to pick up additional overtime shifts, if desired. You will be required to coordinate...
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Control Room Team Leader
7 months ago
North West London, United Kingdom SQR Group Full timeWe have an exciting opportunity for a Night Control Room Team Leader - 12 hour shifts based in North West London. As a CCTV Controller you will be expected to show complete dedication towards the role. The role will involve all aspects of a control room, such as CCTV monitoring, dealing with alarms systems, communication with staff, head office,...
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Compliance Control Room AVP
1 month ago
London, United Kingdom FincSelect Full timeWe're working with a global investment bank on an opportunity within their London compliance team.Reporting to the Head of Control Room and supporting the Head of Compliance Advisory where needed, this is a highly visible, broad role covering: conflicts of interest, Insider list, Watch list, MNPI and wall crossing. This role covers both the banks and...
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Compliance Control Room AVP
4 days ago
London, United Kingdom FincSelect Full timeWe're working with a global investment bank on an opportunity within their London compliance team. Reporting to the Head of Control Room and supporting the Head of Compliance Advisory where needed, this is a highly visible, broad role covering: conflicts of interest, Insider list, Watch list, MNPI and wall crossing. This role covers both the banks and...
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Compliance Control Room AVP
1 month ago
London,, UK, United Kingdom FincSelect Full timeWe're working with a global investment bank on an opportunity within their London compliance team.Reporting to the Head of Control Room and supporting the Head of Compliance Advisory where needed, this is a highly visible, broad role covering: conflicts of interest, Insider list, Watch list, MNPI and wall crossing. This role covers both the banks and...