Eme Control Room
5 days ago
**EME Control Room Manager**
**London**
As a Barclays EME Control Room Manager, you will manage Legal, Regulatory and Reputational Risk across all lines of business. This involves business critical functions in respect of key controls to manage Market Abuse and potential Conflict of Interest via Information Barriers, Regulatory Insider Lists together with the ongoing operational management of the Watch List and Restricted Lists. This is accomplished via advisory services to Information Barrier Controls and the flow of MNPI.
Barclays is a British universal bank. We are diversified by business, by different types of customers and clients, and by geography. Our businesses include consumer banking and payments operations around the world, as well as a top-tier, full service, global corporate and investment bank, all of which are supported by our service company which provides technology, operations and functional services across the Group.
We are an equal opportunity employer and we are opposed to discrimination on any grounds.
We are currently operating in a hybrid working environment, meaning that many colleagues spend part of their working hours at home and part in the office, depending on the nature of the role they are in. Please discuss the detail of the working pattern options for the role with the hiring manager.
**What will you be doing?**:
- Liaising with senior bankers in relation to transactions, assimilating and analysing relevant information to evaluate risks and requirements for preventative and detective controls
- Analysing Equity and FICC institutional research for any potential legal, regulatory or reputational issues with applicable laws/regulations as well as conflicts of interest
- Advising on information flows, information barriers and inside information considerations, acting as a check and challenge function
- Providing guidance and act as a control function to chaperoning requirements as well as vetting the appropriateness of communications and/or calls between different departments
- Reviewing wall crossings with business heads acting as Wall Crossing Approvers; keeping accurate and detailed records to ensure the integrity of the firm’s barriers are monitored
- Investigating breaches and upholding policy consistently, liaising with Product Compliance and relevant supervisors to issue policy breach notifications and actions as appropriate
**What we’re looking for**:
- Degree in a relevant field or equivalent
- Solid understanding of the rules and regulations relating to the Control Room
**Skills that will help you in the role**:
- Ability to work in a fast paced, time sensitive environment
- Excellent communication skills both written and oral
- Confident and assertive manner with an investigative nature
**Where will you be working?**
In the heart of Canary Wharf, our headquarters at Churchill Place boasts onsite amenities such as; a gym, staff restaurant and deli bar, and is easily accessible by tube and bus links. With a population of around 5000 staff the atmosphere is second to none with a real buzz being created around the offices within.
LI-Hybrid
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