Compliance Control Room AVP

THE COMPANY:We have been engaged by an international banking Group who are looking to establish a control room in the UK.THE RESPONSIBILITIES:Establish and Lead the Control Room Function: Build the Control Room department from scratchDevelop Policies and Procedures: Design and implement robust policies and procedures to manage information barriers, monitor...

The Firm:Join a world-leading, international financial services provider with a reputation for excellence. Operating across multiple jurisdictions, the firm values results, fosters relationships, and celebrates its achievements. If you are a collaborative professional looking for a dynamic environment, consider this opportunity to join their compliance...

Roles: Compliance Assurance & Control AVP & VP Location: HybridClient: World-leading, independent offshore Bank and trust company.Candidates must have UK citizenship or settles status - No sponsorship available Salary: Competitive with excellent benefits Elevate your opportunities:Our client provides specialised international financial services. Operating in...

My client is currently hiring for a VP and AVP within the Conduct Risk space.This bank offers a range of financial services to personal and corporate clients, including deposit accounts, mortgages, and business loans. They also provide specialised services such as trade finance to support international trade and investment.Location: LondonRole Overview: We...

THE COMPANY: Our client is a leading Forex and CFD brokerage firm, seeking a Head of Compliance THE RESPONSIBILITIES:Stay updated on all pertinent FCA regulations Serve as the primary point of contact for regulatory inquiries and examinationsOversee and maintain the firm's policies and procedures to ensure they remain effective and up to date.Develop and...

THE COMPANY: Our client is a world-leading specialist broker based in the City. They are looking for a Global Head of Compliance, with demonstrated broking or prime broking experience.THE RESPONSIBILITIES:Management of global regulatory relationships.Advisory coverage of all business desks globally in conjunction with the local Compliance Officers.Oversight...

THE COMPANY: Our client is a growing alternative asset management firm based in London. They are looking to hire a Compliance VP, this role will suit someone with experience in Public Markets in the Sell or Buy side.THE RESPONSIBILITIES:Maintain policies, procedures, systems and controls governing IPO and divestment activities.Oversight of compliance with...

CassonX are delighted to be a recruiting partner for this city based Securities and Capital Markets Bank that offers genuine career prospects and a collaborative environment that is unique considering it is a boutique banking institution. This company is excellent to work for, they pride themselves on being collaborative and collegiate, where good work is...

THE COMPANY: Our client is a leading Asset Manager based in London who currently have c£5bn AUM. They are looking to hire a Compliance Analyst on a 12 month FTC.THE RESPONSIBILITIES:Best execution outlier monitoring and improvements (using LiquidMetrix)Investigating Market Abuse escalations (we outsource the initial case load)Bloomberg Vault Comms...

THE COMPANY:We have been instructed by an international corporate & specialist finance bank who has their European hub in London. They provide a range of corporate banking, transactional and real estate services. THE RESPONSIBILITIES:Act as an escalation point for financial crime compliance queriesWork with the DMLRO to ensure staff in the Bank receive a...

We are working with our client with their search for a for an AVP, Loans Agency Middle Office to join their team on permanent basis.The ideal candidate will have previous experience of working in a manual operations environment. Experience of working in a fast moving environment under time pressure whilst retaining strong attention to detail. Previous...

As part of an established compliance team, you will play a crucial role in maintaining regulatory compliance and safeguarding the company's reputation. You will: Monitor and manage information barriers within the firm Ensure compliance with FCA regulations and internal policies Provide guidance on control room procedures to various departments Assist...

THE COMPANY: Our client is a successful banking firm with a strong global presence across wholesale and capital markets. THE RESPONSIBILITIES:Responding to enquiries from the business in a timely manner.Providing advice and guidance to the business and further areas of the firm To review and assess the appropriateness of financial crime related documentation...

THE COMPANY: We are working with an international Wealth Management Firm who are searching for a Compliance Manager to join the team. The firm has offices across the globe and assists UHNI and Family offices to manage their wealth.THE RESPONSIBILITIES:Perform independent review of High-Risk client onboardings and periodic reviews submitted by the first...

At BNY, our culture empowers you to grow and succeed. As a leading global financial services company at the center of the world's financial system we touch nearly 20% of the world's investible assets. Every day around the globe, our 50,000+ employees bring the power of their perspective to the table to create solutions with our clients that benefit...

In Room Dining Manager - Knightsbridge, London Jumeirah, a global leader in luxury hospitality and a member of Dubai Holding, operates an exceptional portfolio of 28 properties across the Middle East, Europe and Asia. In 1999, Jumeirah changed the face of luxury hospitality with the opening of the iconic Jumeirah Burj Al Arab and the brand is now renowned...

Compliance Advisory AnalystLocation: London, United KingdomContract: PermanentSalary: £50,000 – £55,000Why This Role? Are you a compliance professional eager to develop your career in the financial services sector? This is an excellent opportunity to join a leading market maker as part of their Compliance Advisory team. In this newly created role, you...

THE COMPANY: Our global is a global fintech banking group who are looking for a Director of Financial Crime Risk for their London business. THE RESPONSIBILITIES:Lead the development and continuous improvement of the first line financial crime risk management processes, with a focus on maintaining compliance with relevant laws, rules and regulations as well...

We are recruiting for a leading city based Stockbroker / Wealth Management firm are looking for a Compliance Manager to oversee the day to day management of the Compliance Department. Main Responsibilities Submission of RegData regulatory reports, notifications and any other matter required to be notified to the FCA in a timely manner. Provide financial...

Job Advert: Compliance ManagerLocation: London, UKSector: London Market InsuranceType: Full-timeAbout the Role:As Compliance Manager, you’ll be the compliance lead for our London Market division, ensuring that our operations align with FCA and Lloyd’s regulations. This is an exciting opportunity to join a fast-paced, entrepreneurial business supported by...