AVP, Compliance Assurance

Roles: Compliance Assurance & Control AVP & VP Location: HybridClient: World-leading, independent offshore Bank and trust company.Candidates must have UK citizenship or settles status - No sponsorship available Salary: Competitive with excellent benefits Elevate your opportunities:Our client provides specialised international financial services. Operating in...

My client is currently hiring for a VP and AVP within the Conduct Risk space.This bank offers a range of financial services to personal and corporate clients, including deposit accounts, mortgages, and business loans. They also provide specialised services such as trade finance to support international trade and investment.Location: LondonRole Overview: We...

THE COMPANY:We have been instructed by an international corporate & specialist finance bank who has their European hub in London. They provide a range of corporate banking, transactional and real estate services. THE RESPONSIBILITIES:Act as an escalation point for financial crime compliance queriesWork with the DMLRO to ensure staff in the Bank receive a...

We're working with a global investment bank on an opportunity within their London compliance team.Reporting to the Head of Control Room and supporting the Head of Compliance Advisory where needed, this is a highly visible, broad role covering: conflicts of interest, Insider list, Watch list, MNPI and wall crossing. This role covers both the banks and...

Role OverviewOur client is seeking a skilled Compliance Advisor to join their growing compliance team. This position is ideal for a Vice President or a strong Assistant Vice President looking to step up into a dynamic and expanding governance function.The role involves providing hands-on, trading floor-based compliance advice to commodities business units,...

THE COMPANY: Our client is a successful UK-based wealth management firm, focused on providing top-quality wealth management services to retail and professional clients.THE RESPONSIBILITIES:Adviser Supervision Provide ongoing assessment of adviser competence in line with the Training & Competence requirements, typically twice per year, and ensure that the...

This is a generalist compliance role. Candidates will ideally have circa 3-5 years financial services compliance experience and knowledge of implementing assurance and compliance processes. Key Skills Ideally 3-5 years relevant compliance experience gained within the Financial Services sector Knowledge of implementing assurance and compliance processes...

New Compliance Officer (Monitoring) hire working with a top performing broker who work closely with the Lloyd’s market. You will work with the business to define the compliance monitoring framework and assist the business to identify, assess and govern compliance risk. Key Responsibilities:To monitor review and report, as 2nd Line of defence, on adherence...

Senior Risk & Compliance Officer (Investment Management) - 12 Month Contract - £70k - £80kRole and responsibilitiesTo provide compliance advice and guidance to business stakeholders to facilitate delivery of (a) good client outcomes, (b) a compliant and risk aware culture and (c) the Group’s business model and strategy.Key ResponsibilitiesCompliance...

Job Title: Quality Assurance ManagerLocation: London, UKType: 12 month Contract, Full-time, Hybrid (1 day in office p/w)About the JobWe are collaborating with a dynamic organization in the clinical development sector to identify a skilled Manager of Quality Assurance. This critical role is essential to ensuring compliance with global quality standards,...

We are currently looking for a QA Manager to join a leading biotechnology company based in the London area. As the QA Manager, you will be responsible for ensuring that products are developed in accordance with the highest efficacy, safety, and quality standards.KEY DUTIES AND RESPONSIBILITIES:Your duties as the QA Manager will be varied; however, the key...

Our client is an Integrated Energy trading company based in Central London. Working as part of the Legal Affairs department, and reporting to the Head of Compliance & MLRO, the successful candidate with be an experienced Compliance professional, whose experience will include Monitoring. The successful candidate will ideally have a good understanding of...

My Leading Banking client are looking for a KYC Quality Assurance Team Lead to lead the QA team through a huge transformation programme. You'll be responsible for overseeing the accuracy and effectiveness of KYC reviews, managing a team of quality assurance professionals, and implementing process improvements to mitigate compliance and operational risks....

Company OverviewLigence ❤️ is at the forefront of medical technology, revolutionizing echocardiography with AI-powered Software as a Medical Device (SaMD). In a groundbreaking achievement, our research with real-world clinical data demonstrated that AI has outperformed humans in echocardiography for the first time in history. This milestone marks a new...

Job Title: Senior Compliance Officer Location: London / Travel required / Hybrid Term: PermanentSalary: £65,000 (Depending on Experience)Reports to: Deputy MLRO About usB4B Payments is part of the Banking Circle ecosystem, a Payments Bank for financial institutions. We operate as an independent affiliate of Banking Circle and whilst we are separate...

Compliance IT Programme ManagerInitial 6 month Contract (potential to extend or go Perm)Hybrid (3 days a week in London office) Rate via Umbrella : £750 - £850 per dayWe have an exciting opportunity for a Compliance IT Programme Manager to join our client's Project Delivery team! As a Compliance IT Programme Manager, you will be responsible for...

We are seeking a Quality Assurance Tester Level III with 2 to 5 years of experience in manual or standard testing methodologies. The ideal candidate will have proficiency in Python and some exposure to automation testing. This role will ensure the quality and functionality of streaming music platforms, particularly on mobile devices running iOS, MacOS,...

SEI Investment (Europe) Limited (SIEL") is a wholly owned subsidiary of SEI Investments Company (SEI"), a multinational company headquartered in Oaks, Pennsylvania. SEI, as well as all of its subsidiaries is committed to the highest standards of workplace conduct and business ethics, as well as providing an environment that encourages high performance and...

LB Group is a leading, UK Top 50 Accountancy firm. With a heritage spanning over 60 years, we have more than 400 accountancy professionals based across the South-East of England. We advise businesses and charity sector organisations and individuals in the UK and internationally across seven principal practice groups: Accountancy & Advisory, Tax and Planning,...

This is your chance to join one of the world’s leading financial institutions, recognised for its long-standing reputation for excellence, innovation, and a commitment to building lasting relationships. This role offers an exciting opportunity to contribute meaningfully to a dynamic organisation that values its people and fosters sustainable growth.Our...