Compliance Manager Asset Management

Job DescriptionRole OverviewThis is an Associate level opportunity in the Global Client Group at Brookfield Asset Management, supporting the Client Relationship Management team in their goal to raise capital for Brookfield Global Client Group.Key ResponsibilitiesSupport all aspects of fund marketing activities, client prospect due diligence, and onboarding...

Position Overview Brookfield Asset Management is in search of a Compliance Marketing Specialist to enhance our compliance regulatory marketing review process. This role is pivotal in ensuring that all marketing, advertising, educational materials, and client communications align with regulatory standards. Key Responsibilities: Conduct thorough reviews,...

Position Overview Brookfield Asset Management is in search of a Compliance Marketing Specialist to contribute significantly to the regulatory marketing review process. This role will be integral in evaluating all marketing, promotional, and educational materials, as well as client communications related to Brookfield and Oaktree Advised Funds. Key...

Position Overview Brookfield Asset Management is in search of a Compliance Marketing Specialist to contribute significantly to the regulatory marketing review process. This role is pivotal in ensuring that all marketing, promotional, and educational materials comply with relevant regulations. Key Responsibilities: Conduct thorough reviews, revisions, and...

About Jupiter Asset Management LtdJupiter Asset Management Ltd is a leading investment management company with a strong presence in the UK and international markets. With a history of innovation and a commitment to excellence, we provide investment services to individual and institutional investors through a range of products and services.Our CultureWe value...

About Jupiter Asset Management LtdJupiter Asset Management Ltd is a leading investment management company with a strong presence in the UK and international markets. With a history of innovation and a commitment to excellence, we provide investment services to individual and institutional investors through a range of products and services.Our company culture...

Position OverviewCOMPANY PROFILE:Compliance Professionals is a leading entity in the financial services sector, currently experiencing a significant phase of expansion.KEY RESPONSIBILITIES:Oversee the Client Money Team on a daily basis to effectively fulfill all client money duties and obligations.Collaborate closely with the Group CFO to establish key...

Position OverviewCOMPANY PROFILE:Compliance Professionals is a leading entity in the financial services sector, currently experiencing a significant phase of expansion.KEY RESPONSIBILITIES:Oversee the Client Money Team on a daily basis to effectively fulfill all client money duties and obligations.Collaborate closely with the Group CFO to establish key...

About the RoleJupiter Asset Management is seeking a highly skilled Business Sustainability Manager to join our Sustainability & Stewardship team. As a key member of our team, you will play a critical role in driving our ESG agenda and supporting our investment teams in delivering on our strategic ambitions.Key ResponsibilitiesLead the management of ESG...

Company OverviewHandelsbanken Wealth & Asset Management operates as a fully-owned branch of the Handelsbanken Group, overseeing all wealth and investment management functions within the UK. Established in Sweden, Handelsbanken stands as one of the most robust financial institutions globally, providing personalized banking, advisory, and investment management...

Company OverviewHandelsbanken Wealth & Asset Management operates as a fully-owned subsidiary of the Handelsbanken Group, overseeing all wealth and investment management operations within the UK. Established in Sweden, Handelsbanken is recognized as one of the most robust banks globally, providing personalized relationship banking, expert advice, and...

Location London - One Canada Square, Level 25 Company Culture At Brookfield, we foster a vibrant and dynamic workplace. We seek individuals who possess a long-term vision and whose values resonate with our Attributes of a Brookfield Leader: Entrepreneurial, Collaborative, and Disciplined. We are dedicated to nurturing our employees through challenging...

Location London - One Canada Square, Level 25 Company Culture At Brookfield, we foster a distinctive and vibrant workplace culture. We seek individuals who possess a long-term vision and whose values resonate with our Attributes of a Brookfield Leader: Entrepreneurial, Collaborative, and Disciplined. We are dedicated to nurturing our employees through...

Location London - One Canada Square, Level 25 Company Culture At Brookfield, we foster a distinctive and vibrant culture. We seek individuals who are forward-thinking and whose values resonate with our Leadership Attributes: Entrepreneurial, Collaborative, and Disciplined. We are dedicated to nurturing our team members through challenging assignments and...

About SchrodersWe're a global investment manager. We help institutions, intermediaries and individuals around the world invest money to meet their goals, fulfil their ambitions, and prepare for the future.We have around 6,000 people on six continents. And we've been around for over 200 years, but keep adapting as society and technology changes. What doesn't...

FXCM is seeking a highly motivated and experienced Client Assets & Compliance Manager to join our growing team. In this role, you will be responsible for overseeing all aspects of client money and asset safeguarding for regulated entities within FXCM. You will act as the subject matter expert on CASS governance and serve as the primary point of contact for...

About the RoleWe are seeking a highly motivated and experienced Compliance Specialist to join our Client Group Compliance team in the UK. As a key member of our team, you will play a critical role in ensuring that our business operations are compliant with relevant regulatory requirements.Key ResponsibilitiesReview and approve marketing materials and...

Job DescriptionJupiter Asset Management is seeking a highly skilled Equities Strategy Manager to join our Investment Management department in London.Key Responsibilities:Develop a comprehensive strategic plan focused on investment performance and commercial growth in collaboration with the Head of Equities.Conduct in-depth analysis of industry trends,...

About the RoleWe are seeking a highly skilled Marketing Compliance Specialist to join our team at Royal London Group. As a key member of our Asset Management Marketing team, you will play a pivotal role in ensuring that our financial promotions and marketing materials comply with regulatory requirements.Key ResponsibilitiesAssess and approve financial...

Position OverviewABOUT THE ORGANIZATION:Compliance Professionals is a dedicated firm specializing in compliance solutions for investment management, overseeing assets totaling over £18 billion.KEY RESPONSIBILITIES:Continuously assess and improve the Compliance Monitoring Framework, collaborating with management and department heads on compliance...