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LAB Risk and Compliance Coordinator
2 months ago
This position acts as an ambassador for BCG on compliance standards and risk management within the London, Amsterdam & Brussels (L-A-B) office system.
Demonstrating the highest standards of compliance behaviour and raising awareness of regulatory requirements and compliance policies.
You will work closely with the L-A-B Compliance manager to support BCG on regulatory aspects across the whole business, ensuring best practice and adherence to BCG policies and procedures.
You have a key role in maintaining compliance of several administrative processes by performing checks and actively monitoring compliance and escalating where needed.
The role will support the L-A-B office system.You will:
Monitor compliance and perform controls in several financial and operational risk areas.
Duties include, but are not limited to:
- Work closely with the L-A-B Compliance manager who drives the L-A-B Risk & Compliance agenda on topics such as but not limited to: Code of Conduct, Code of Client service, Antibribery and Corruption, Fraud, Insider Trading, KYC and KYS, Data privacy, Data Management, Information Security, etc
- Work together with the Global and Regional Compliance teams on compliance topics such as implementing controls and risk management processes, set policies and standards
- Performing administrative tasks with regards to the Risk audit such as updating the risk review platform
- Act as BCG's internal Information policy guardian to safeguard BCG's and Clients data and procedures by actively monitoring and tracking employees progress and performing quality checks
- Monitor local employee compliance with BCG's Insider trading policy
- Corporate governance of filing requirements
- Query management of basic employee's compliance questions
- Performing other projects and duties as assigned by the L-A-B Compliance manager.
- Understanding of the consulting business, and the nature of work BCG does
- A 'can do' attitude, pro-active, accurate and organized
- Minimum 3 years relevant experience in compliance/ or other risk management discipline such as audit, fraud examination, quality control, risk analysis
- Strong interpersonal and communication skills
- Experience of working within a Professional services firm desirable
- Commitment to confidentiality required
- Excellent English skills (verbal and written communication)
Members of our risk team develop and implement strategies for identifying and managing significant risk exposures at BCG.
Alongside BCG's global risk-review program, those with risk management jobs help the firm's functional groups clarify risk ownership, evaluate risk management approaches, perform functional reviews, and implement solutions.