Compliance Manager

2 months ago


Bracknell, Bracknell Forest, United Kingdom Marc Daniels Full time

Marc Daniels are working with a household name automotive company based in Bracknell in their recruitment for an interim Compliance Manager do help them deal with FCA regulations and changes for an initial 3 month period very likely to be extended.

Benefits:

  • Strong rate of pay 450per day
  • Hybrid-working (50% in the office no set days)
  • Flexible hours
  • 35 hour work week

Main Responsibilities:

  • Supporting the Risk and Compliance department in ensuring that they meet its legal and regulatory obligations.
  • Conducting thorough thematic reviews from a second line approach in key business areas such as complaints, affordability and creditworthiness assessments, vulnerable customers and user access and producing in depth reports on findings and recommended next steps.
  • Shared responsibility for risk management activity.
  • Assisting with Risk Management, ensuring internal systems and assessments are frequently updated.
  • Supporting the business with Risk Management queries.
  • Horizon scanning to identify regulatory announcements and upcoming changes and writing briefing notes covering key regulatory updates and announcements for senior management.
  • Conducting monthly transactional monitoring of key operational areas, for example, Data Subject Access Requests, breaches and financial promotions.

Requirements:

  • Have worked in a regulated financial services firm.
  • Has the ability to understand and interpret legislation and regulation.
  • Has experience conducting second line monitoring, both transactional and thematic.
  • Has experience producing management information.

By applying you will be registered as a candidate with Marc Daniels Specialist Recruitment Limited. Our Privacy Policy is available on our website and explains how we will use your personal data.



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