Compliance Manager
6 days ago
Job Summary:
Marc Daniels is seeking a highly skilled Compliance Manager to join their team in Bracknell. As a key member of the financial services entity's Risk and Compliance department, you will play a crucial role in ensuring the company meets its legal and regulatory obligations.
Main Responsibilities:
- Support the Risk and Compliance department in ensuring adherence to regulatory requirements and industry standards.
- Conduct thorough thematic reviews in key business areas, including complaints, affordability, and creditworthiness assessments, to identify potential risks and areas for improvement.
- Develop and implement risk management strategies to mitigate potential risks and ensure compliance with regulatory requirements.
- Collaborate with the business to identify and address regulatory queries and concerns.
- Stay up-to-date with regulatory announcements and changes, and provide briefing notes to senior management on key updates and developments.
- Conduct regular transactional monitoring of key operational areas to ensure compliance with regulatory requirements.
Requirements:
- Proven experience working in a regulated financial services firm.
- Strong understanding of regulatory requirements and industry standards.
- Ability to interpret and apply legislation and regulation to business operations.
- Experience conducting second-line monitoring and producing management information.
What We Offer:
- A competitive rate of pay.
- Hybrid-working arrangement with 50% of the time spent in the office.
- Flexible working hours.
- A 35-hour work week.
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