Compliance Manager

6 days ago


Bracknell, Bracknell Forest, United Kingdom Marc Daniels Full time

Job Summary:

Marc Daniels is seeking a highly skilled Compliance Manager to join their team in Bracknell. As a key member of the financial services entity's Risk and Compliance department, you will play a crucial role in ensuring the company meets its legal and regulatory obligations.

Main Responsibilities:

  • Support the Risk and Compliance department in ensuring adherence to regulatory requirements and industry standards.
  • Conduct thorough thematic reviews in key business areas, including complaints, affordability, and creditworthiness assessments, to identify potential risks and areas for improvement.
  • Develop and implement risk management strategies to mitigate potential risks and ensure compliance with regulatory requirements.
  • Collaborate with the business to identify and address regulatory queries and concerns.
  • Stay up-to-date with regulatory announcements and changes, and provide briefing notes to senior management on key updates and developments.
  • Conduct regular transactional monitoring of key operational areas to ensure compliance with regulatory requirements.

Requirements:

  • Proven experience working in a regulated financial services firm.
  • Strong understanding of regulatory requirements and industry standards.
  • Ability to interpret and apply legislation and regulation to business operations.
  • Experience conducting second-line monitoring and producing management information.

What We Offer:

  • A competitive rate of pay.
  • Hybrid-working arrangement with 50% of the time spent in the office.
  • Flexible working hours.
  • A 35-hour work week.

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