Current jobs related to Trade Surveillance Expert - London Area - Core Consultants

  • Trade Surveillance Expert

    3 weeks ago

    London, Greater London, United Kingdom Macquarie Bank Limited Full time

    Our Trade Surveillance team plays a vital role in ensuring the integrity and effectiveness of our trading operations. We operate from our London office, where we continuously improve our trade surveillance systems to adapt to changing market conditions and trading strategies.We leverage both qualitative and quantitative methods to maintain the highest...

  • Trade Surveillance Manager

    3 days ago

    London Area, United Kingdom twenty84 Full time

    Trade Surveillance ManagerLocation: London, United KingdomContract: PermanentSalary: Competitive, with a comprehensive benefits package and hybrid workingWhy This Role?Are you ready to lead a crucial surveillance compliance function in a thriving financial environment? This Trade Surveillance Manager role will put you at the forefront of safeguarding our...

  • Trade Surveillance Manager

    3 days ago

    London Area, United Kingdom twenty84 Full time

    Trade Surveillance ManagerLocation: London, United KingdomContract: PermanentSalary: Competitive, with a comprehensive benefits package and hybrid workingWhy This Role?Are you ready to lead a crucial surveillance compliance function in a thriving financial environment? This Trade Surveillance Manager role will put you at the forefront of safeguarding our...

  • Trade Surveillance Systems Expert

    2 weeks ago

    London, Greater London, United Kingdom Macquarie Group Full time

    About the RoleWe are seeking a highly skilled Trade Surveillance Tuning Lead to spearhead our global team of analysts in the critical task of tuning and reviewing trade surveillance models.Key ResponsibilitiesEnhance the accuracy and efficiency of trade surveillance systems through meticulous model tuning, back-testing, and staying abreast of the latest...

  • Ecomms Surveillance Analyst

    3 weeks ago

    London Area, United Kingdom Investigo Full time

    Job Title: Ecomms Surveillance Analyst - Compliance ExpertInvestigo is seeking an experienced Ecomms Surveillance Analyst to join their Compliance team in London. The successful candidate will be responsible for monitoring and analyzing electronic communications and trade data to detect market abuse, misconduct, and breaches of internal policies.Key...

  • Commodities Surveillance Expert

    4 weeks ago

    London, Greater London, United Kingdom Randstad Perm Professionals Full time

    Job Title: Commodities Surveillance ExpertWe are seeking a highly skilled Commodities Surveillance Expert to join our team at Randstad Financial & Professional. As a Commodities Surveillance Expert, you will play a critical role in supporting our market abuse specialists in establishing relevant market abuse risks and robust surveillance technologies.Main...

  • Commodities Surveillance Expert

    4 weeks ago

    London, Greater London, United Kingdom Randstad Perm Professionals Full time

    Job Title: Commodities Surveillance ExpertWe are seeking a highly skilled Commodities Surveillance Expert to join our team at Randstad Financial & Professional. As a Commodities Surveillance Expert, you will play a critical role in supporting our market abuse specialists in establishing relevant market abuse risks and robust surveillance technologies.Main...

  • Trade Surveillance

    5 months ago

    London, United Kingdom BRUIN Financial Full time

    Permanent - London, **Ref**: 36313 **TRADE SURVEILLANCE SPECIALIST REQUIRED** I am looking for Senior level Trade Surveillance specialists, focused in one of the following: FX, Rates, Credit, Commodities, Mortgages, Equities, E-Trading. Competitive Salary Get in touch for more details and a confidential...

  • Trade Surveillance Manager

    1 month ago

    London Area, United Kingdom Britannia Global Markets Limited Full time

    Company Overview Britannia Global Markets is a global financial group offering banking, securities and investment management services, providing a wide range of bespoke financial services to a substantial and diversified client base that includes corporations, financial institutions, and individuals.With more than 120 years of banking tradition, the group is...

  • Trade Surveillance Specialist

    4 weeks ago

    London, Greater London, United Kingdom FincSelect Full time

    Trade Surveillance OfficerWe are excited to be working with a leading commodities firm on an opportunity within their trade surveillance team.This is a unique surveillance role that offers unparalleled opportunities for growth and development.The ideal candidate will have solid trade and ecomms surveillance experience, with a strong understanding of...

  • Trade Surveillance Specialist

    4 weeks ago

    London, Greater London, United Kingdom FincSelect Full time

    Trade Surveillance OfficerWe are excited to be working with a leading commodities firm on an opportunity within their trade surveillance team.This is a unique surveillance role that offers unparalleled opportunities for growth and development.The ideal candidate will have solid trade and ecomms surveillance experience, with a strong understanding of...

  • Trade Surveillance Specialist

    3 weeks ago

    London, Greater London, United Kingdom Taylor James Resourcing Full time

    Trade Surveillance SpecialistWe are seeking a highly analytical Trade Surveillance Specialist to join our team. The ideal candidate will have 12 months of experience in Compliance/Trade Monitoring Surveillance and a strong background in financial markets.The main function of this position will be to assist in the Company's market surveillance and monitoring...

  • Trade Surveillance Specialist

    1 month ago

    London, Greater London, United Kingdom Crédit Agricole CIB Full time

    Description du posteThe role requires an expert in the collection and analysis of input and output data, as well as an understanding of key and up-to-date Compliance matters. Knowledge of the surveillance tool Actimize is an advantage but not a requirement. The person should be familiar with regulatory and conduct issues which are relevant to the CA CIB and...

  • Trade Surveillance Specialist

    1 month ago

    London, Greater London, United Kingdom Crédit Agricole CIB Full time

    Description du posteThe role requires an expert in the collection and analysis of input and output data, as well as an understanding of key and up-to-date Compliance matters. Knowledge of the surveillance tool Actimize is an advantage but not a requirement. The person should be familiar with regulatory and conduct issues which are relevant to the CA CIB and...

  • Trade Surveillance Manager

    2 days ago

    London, Greater London, United Kingdom twenty84 Full time

    Job SummaryWe are seeking a highly skilled Trade Surveillance Manager to lead our compliance efforts in a dynamic financial environment. This role will focus on developing and implementing trade surveillance programs, ensuring regulatory compliance, and collaborating with cross-functional teams.About the RoleLead Trade Surveillance Function: Oversee trade...

  • Trade and Comms Surveillance

    7 months ago

    London, United Kingdom LHH Recruitment Solutions Full time

    Team lead for all surveillance activities relating to the identification, monitoring and investigation of suspicious trading activities from initial escalation through to resolution Identify and lead changes to the surveillance process and automated alerting to drive effectiveness and efficiencies. Perform periodic reviews on the effectiveness of market...

  • Trade Surveillance SME

    2 hours ago

    City of London, United Kingdom CV-Library Full time

    Trade Surveillance Analyst Location: London, United Kingdom Are you passionate about analysing trading activity and ensuring compliance with market regulations? Our client, a leading investment services organisation, is seeking a Trade Surveillance Analyst to join their Global Surveillance team. As a Trade Surveillance Analyst, you will play a crucial role...

  • Trade Surveillance Manager

    4 days ago

    London,, UK, United Kingdom twenty84 Full time

    Trade Surveillance ManagerLocation: London, United KingdomContract: PermanentSalary: Competitive, with a comprehensive benefits package and hybrid workingWhy This Role?Are you ready to lead a crucial surveillance compliance function in a thriving financial environment? This Trade Surveillance Manager role will put you at the forefront of safeguarding our...

  • Trade Surveillance Manager

    4 days ago

    London, United Kingdom twenty84 Full time

    Trade Surveillance ManagerLocation: London, United KingdomContract: PermanentSalary: Competitive, with a comprehensive benefits package and hybrid workingWhy This Role?Are you ready to lead a crucial surveillance compliance function in a thriving financial environment? This Trade Surveillance Manager role will put you at the forefront of safeguarding our...

  • Trade Surveillance Manager

    4 days ago

    London, United Kingdom twenty84 Full time

    Trade Surveillance ManagerLocation: London, United KingdomContract: PermanentSalary: Competitive, with a comprehensive benefits package and hybrid workingWhy This Role?Are you ready to lead a crucial surveillance compliance function in a thriving financial environment? This Trade Surveillance Manager role will put you at the forefront of safeguarding our...

Trade Surveillance Expert

2 months ago

London Area, United Kingdom Core Consultants Full time

Core Consultants, in synergy with its affiliates KnowledgeWave and Xander, has pioneered a unique approach to AI consulting and engineering. The companies are led by former leaders from KPMG and IBM to deliver measurable outcomes to clients.

Our distinct value proposition is centred on building operational self-reliance creating a new benchmark for how consulting services are sourced and delivered.


We urgently need several Trade Surveillance Specialists, with working knowledge of conducting Surveillance Alert Reviews and either FICC or FX experience. The role will review trading and communications activity for market conduct as well as workplace behaviour, client interactions, procedural compliance, price construction and other similar types of conduct risks and behaviours.


Role Overview:


The Trade Surveillance Consultant will be responsible for reviewing trade alerts, evaluating the effectiveness of current surveillance models, and ensuring that systems are accurately configured to detect market abuse, insider trading, and other regulatory breaches. The successful candidate will work closely with Front Office teams, stakeholders, and clients to provide expertise and guidance on all aspects of trade surveillance and compliance.


Key Responsibilities:

  • Model Audit and Calibration
  • Review and analyse trade alerts across multiple asset classes, including Fixed Income, FX, Futures, Options, and Interest Rate Swaps.
  • Assess the accuracy and efficiency of existing surveillance models and suggest improvements or recalibrations as necessary.
  • Ensure surveillance systems are correctly configured to comply with the latest regulatory requirements and market developments.
  • Provide expert advice and support to clients and stakeholders, including Front Office, compliance teams, and senior management.
  • Collaborate with technology teams to refine and enhance surveillance tools and platforms.
  • Conduct detailed investigations into suspicious activities, preparing reports for internal stakeholders and regulatory authorities.
  • Keep abreast of regulatory changes and market trends to maintain the highest standards of surveillance.


Qualifications:

  • Proven experience in a trading or trade surveillance role within a financial institution.
  • Deep knowledge of multiple asset classes, including Fixed Income, FX, Futures, Options, and Interest Rate Swaps.
  • Strong analytical and investigative skills, with the ability to interpret complex data and market activities.
  • Experience with surveillance technologies and systems such as Actimize, SMARTS, or similar platforms.
  • Excellent communication skills and the ability to engage with stakeholders at all levels.
  • Relevant professional qualifications (eg, FCA certifications) are desirable.


Your role will also involve:

  • Pro-actively review highly complex alerts
  • Assisting in providing in-depth analysis of alerts, including the use of market data, source system data, and market data
  • A familiarity with the equities and Fixed Income markets regulations, electronic trading concepts and risks
  • Knowledge of trading process and products
  • The ability to apply a technical understanding to data in order to solve complex problems