Compliance Control Room AVP

Our client are a leading Global and Investment Bank. **Description** The Control Room AVP will be responsible for: - Draft and update adequate documentation, procedures and resources to support the Control Room activities. - Complete and handle Takeover Panel matters including drafting procedures and presentations, disclosure requirements and liaise with...

The Control Room AVP will be responsible for: - The setting of policies, including but not limited to; the processing of MI with respect to market abuse, conflicts of interest, conduct risk, financial promotions, Takeover panel disclosure requirements, 15A-6 obligations and other relevant regulations. - Regular communication with Front Office departments...

We're working with a global investment bank on an opportunity within their London compliance team. Reporting to the Head of Control Room and supporting the Head of Compliance Advisory where needed, this is a highly visible, broad role covering: conflicts of interest, Insider list, Watch list, MNPI and wall crossing. This role covers both the banks and...

Job Title: Compliance Director - Control RoomThe estimated salary for this role is £130,000 per annum.About Us:We are Compliance Professionals looking to establish a control room in the UK.Job Overview:Build Control Room Team: Establish and lead the Control Room function, building a team from scratch.Policies and Procedures: Develop and implement robust...

FincSelect is looking for a seasoned Compliance and Control Specialist to join their London-based team as an AVP. In this critical role, you will work closely with the Head of Control Room and Head of Compliance Advisory to ensure seamless execution of compliance-related tasks.Key responsibilities include managing conflicts of interest, Insider lists, Watch...

THE COMPANY:We have been engaged by an international banking Group who are looking to establish a control room in the UK.THE RESPONSIBILITIES:Establish and Lead the Control Room Function: Build the Control Room department from scratchDevelop Policies and Procedures: Design and implement robust policies and procedures to manage information barriers, monitor...

THE COMPANY: We have been engaged by an international banking Group who are looking to establish a control room in the UK. THE RESPONSIBILITIES: Establish and Lead the Control Room Function: Build the Control Room department from scratch Develop Policies and Procedures: Design and implement robust policies and procedures to manage information barriers,...

THE COMPANY:We have been engaged by an international banking Group who are looking to establish a control room in the UK.THE RESPONSIBILITIES:Establish and Lead the Control Room Function: Build the Control Room department from scratchDevelop Policies and Procedures: Design and implement robust policies and procedures to manage information barriers, monitor...

Job Title: Head of Control Room OperationsJob Summary:We are seeking a highly experienced and skilled professional to join our team as a Head of Control Room Operations. The successful candidate will be responsible for developing and implementing policies and procedures to ensure regulatory compliance across all business lines.Responsibilities:Design and...

We're FincSelect, a leading global investment bank, and we're seeking a seasoned professional to join our compliance team. As Compliance Control Room AVP, you'll be responsible for:Conflicts of interest managementInsider list maintenanceWatch list updatesMNPI and wall crossing oversightYou'll work closely with the Head of Control Room and the Head of...

We're working with a global investment bank on an opportunity within their London compliance team.Reporting to the Head of Control Room and supporting the Head of Compliance Advisory where needed, this is a highly visible, broad role covering: conflicts of interest, Insider list, Watch list, MNPI and wall crossing. This role covers both the banks and...

We're working with a global investment bank on an opportunity within their London compliance team.Reporting to the Head of Control Room and supporting the Head of Compliance Advisory where needed, this is a highly visible, broad role covering: conflicts of interest, Insider list, Watch list, MNPI and wall crossing. This role covers both the banks and...

We're working with a global investment bank on an opportunity within their London compliance team.Reporting to the Head of Control Room and supporting the Head of Compliance Advisory where needed, this is a highly visible, broad role covering: conflicts of interest, Insider list, Watch list, MNPI and wall crossing. This role covers both the banks and...

Job Description We're working with a global investment bank on an opportunity within their London compliance team. Reporting to the Head of Control Room and supporting the Head of Compliance Advisory where needed, this is a highly visible, broad role covering: conflicts of interest, Insider list, Watch list, MNPI and wall crossing. This role covers...

AVP- Compliance Officer c £70,000 + Bonus + BensHybrid workingFinancial Services, LondonElite Audit Recruitment is seeking a talented AVP Compliance Officer for a medium sized financial services organisation in London with flexible/hybrid conditions.Itis essential that this person has good hands

Job Description:We are seeking a highly skilled professional to join our team as a Room Control Strategist. This is a senior role that requires experience in control room management, regulatory compliance, and conflict management.The successful candidate will be responsible for designing and implementing robust policies and procedures to manage information...

Job Title: Chief Control Room StrategistAt Compliance Professionals, we are seeking a highly skilled Chief Control Room Strategist to join our team.We have been engaged by an international banking group to establish a control room in the UK. The ideal candidate will be responsible for building the control room department from scratch and developing policies...

Job DescriptionTHE COMPANY:We have been engaged by an international banking Group who are looking to establish a control room in the UK.THE RESPONSIBILITIES:Establish and Lead the Control Room Function: Build the Control Room department from scratchDevelop Policies and Procedures: Design and implement robust policies and procedures to manage information...

Job Title: Control Room Strategy ManagerWe are seeking a strategic thinker to join our team as a Control Room Strategy Manager.**Company Overview:**We have been engaged by an international banking group to establish a control room in the UK. This requires a strong leader who can develop and implement strategies to ensure regulatory compliance and mitigate...

Job Title: Senior Control Room ManagerWe are seeking a highly motivated and experienced Senior Control Room Manager to join our team at Compliance Professionals.In this role, you will be responsible for designing and implementing robust policies and procedures to manage information barriers, monitor conflicts of interest, and ensure regulatory compliance...