AVP of Compliance Governance

3 weeks ago


London, Greater London, United Kingdom FincSelect Full time

FincSelect is looking for a seasoned Compliance and Control Specialist to join their London-based team as an AVP. In this critical role, you will work closely with the Head of Control Room and Head of Compliance Advisory to ensure seamless execution of compliance-related tasks.

Key responsibilities include managing conflicts of interest, Insider lists, Watch lists, MNPI, and wall crossing. Your strong knowledge of capital markets, structured finance, and investment banking products will be instrumental in providing expert advice and guidance to stakeholders.

This is a fantastic opportunity to join a dynamic team and contribute to shaping the company's risk management strategy. With a competitive salary of £85,000, you will have the chance to grow professionally and personally, with benefits including a generous pension scheme, 25 days' annual leave, and training opportunities.

As a key member of the compliance team, you will be part of a collaborative environment that fosters innovation and excellence. If you have a passion for compliance and risk management, we invite you to apply with your CV.



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