Compliance Officer

Are you a qualified lawyer with a passion for compliance?nDo you have experience gained at an international law firm?We have a fantastic opportunity with a leading international US law firm who are looking for an experienced Compliance Lawyer to join their London office. In this role, you will report to the Senior Compliance Council and advise on a broad...

Are you a qualified lawyer with a passion for compliance?nDo you have experience gained at an international law firm?We have a fantastic opportunity with a leading international US law firm who are looking for an experienced Compliance Lawyer to join their London office. In this role, you will report to the Senior Compliance Council and advise on a broad...

THE COMPANY:nOur client is a multinational banking organisation.THE RESPONSIBILITIES:Good and practical understanding of The Money Laundering, Terrorist Financing and Transfer of Funds (Information on the Payer) Regulations 2017 (UK ML Regs).nGood and practical understanding of JMLSG –nGood experience of tracking and operationally implementing AML...

THE COMPANY:nOur client is a multinational banking organisation.THE RESPONSIBILITIES:Good and practical understanding of The Money Laundering, Terrorist Financing and Transfer of Funds (Information on the Payer) Regulations 2017 (UK ML Regs).nGood and practical understanding of JMLSG –nGood experience of tracking and operationally implementing AML...

THE COMPANY:nOur client is an international bank, with offices based in the City. They specialise in both private and retail banking.THE RESPONSIBILITIES:nRespond and promptly treat client requests, queries, and enquiries. Unresolved requests by COB should be duly escalated daily.nGeneral Administrative support on client onboarding and retention, Account...

Rutherford is currently partnered with an elite private equity firm that are looking to hire a Compliance Officer into the London team.Responsibilities :nProvide expert regulatory advice to the investment/deal teams.nManage code-of-ethics and compliance monitoring related tasks.nSupport on global regulatory projects and help the firm prepare for regulatory...

Rutherford is currently partnered with an elite private equity firm that are looking to hire a Compliance Officer into the London team.Responsibilities :nProvide expert regulatory advice to the investment/deal teams.nManage code-of-ethics and compliance monitoring related tasks.nSupport on global regulatory projects and help the firm prepare for regulatory...

Our client, a well-established global investment management firm, are currently going through an exciting period of growth and are looking to add a motivated and driven Compliance Officer to their team.The Compliance Officer will be supporting the Head of Compliance with the exciting and fast paced workload within the function. This is a fantastic...

A premier commodities trading firm renowned for our global reach and market expertise. Committed integrity, innovation, and excellence, driving success in the dynamic world of commodities trading. As they continue to grow, they are seeking a dedicated and experienced Compliance Officer to join the team in London.Role Overview:The Compliance Officer will play...

A great opportunity to join a growing Energy and Oil Brokerage and Clearing House as a Senior Compliance Officer.We are a growing energy brokerage firm dedicated to providing innovative solutions for our clients in the dynamic and ever-evolving energy market. As we continue to grow, we are seeking a highly motivated and detail-oriented Compliance Officer to...

A successful start-up company in the iGaming sector is keen to hire a Compliance Officer. This role is responsible for managing day-to-day compliance operations, supporting the Compliance Committee, acting as a liaison with regulatory bodies and managing compliance related communications.Key Responsibilities:Operational Compliance ManagementImplement and...

A successful start-up company in the iGaming sector is keen to hire a Compliance Officer. This role is responsible for managing day-to-day compliance operations, supporting the Compliance Committee, acting as a liaison with regulatory bodies and managing compliance related communications.Key Responsibilities:Operational Compliance ManagementImplement and...

Lutine Bell are currently supporting a leading Wealth Manager looking to appoint a Compliance Officer. The role reports directly into the Head of Compliance and will help the individual grow their exposure to compliance with a view to taking on more responsibility as opportunities arise.Responsibilities :Breach investigation as well as recording and...

A high profile London Insurance Market business is seeking a Compliance Officer to work collaboratively with the Compliance Manager.You will be focusing on:SanctionsnLicensingnFinancial CrimenHorizon ScanningIt is essential that you are currently working with a Lloyd's business as part of a Compliance function with a focus on Sanctions and Licensing.

Lutine Bell are currently supporting a leading Wealth Manager looking to appoint a Compliance Officer. The role reports directly into the Head of Compliance and will help the individual grow their exposure to compliance with a view to taking on more responsibility as opportunities arise.Responsibilities :Breach investigation as well as recording and...

A high profile London Insurance Market business is seeking a Compliance Officer to work collaboratively with the Compliance Manager.You will be focusing on:SanctionsnLicensingnFinancial CrimenHorizon ScanningIt is essential that you are currently working with a Lloyd's business as part of a Compliance function with a focus on Sanctions and Licensing.

Compliance OfficernFinancial ServicesnLondon – Up to £100,000Gresham Hunt has been mandated by our financial services client to find a new Compliance Officer, with a specific focus on services towards buy-side institutions.You will be responsible for advising key stakeholders on regulatory requirements, with a specific focus on CASS compliance. Sitting in...

Compliance OfficernFinancial ServicesnLondon – Up to £100,000Gresham Hunt has been mandated by our financial services client to find a new Compliance Officer, with a specific focus on services towards buy-side institutions.You will be responsible for advising key stakeholders on regulatory requirements, with a specific focus on CASS compliance. Sitting in...

Prestigious International Bank based in London, are looking to recruit an Assistant Manager - Compliance Financial Crime to join their expanding Compliance Team.This role is initially a FTC with the view to be made perm after.This candidate MUST HAVE previous/current Banking experience in the UK.Assist the Head of Compliance/MLRO and / or their Deputy...

THE COMPANY: We are working with an international financial service provider who support corporate and institutional clients across the globe. They are looking for a Compliance Officer to join the team on a permanent basis.THE RESPONSIBILITIES:Supporting in the development of the Compliance monitoring plan.Performing activities in coherence with the...