Compliance Manager/DMLRO

4 weeks ago

Camden Area, United Kingdom Compliance Professionals Full time
THE COMPANY:nOur client is a multinational banking organisation.

THE RESPONSIBILITIES:

Good and practical understanding of The Money Laundering, Terrorist Financing and Transfer of Funds (Information on the Payer) Regulations 2017 (UK ML Regs).nGood and practical understanding of JMLSG –nGood experience of tracking and operationally implementing AML regulationsnGood and practical understanding of financial crime mattersnGood and practical understanding of CDD/KYC customer on-boardingnGood and practical understanding of FCA PEP guidelines.nGood understanding of the global sanctions regimenGood breadth of tracking and implementing the relevant regulatorynGood and practical understanding of risk and control processesnGood and practical understanding of Treasury productsnAbility and practical experience of conducting annual risk assessmentnGood and practical understanding of FCA reporting requirementsnGood and practical understanding of submitting FCA applicationsnAbility to update internal policies and proceduresnPractical experience of implementing reg compliance, CDD/KYC, and any other systems.nPractical experience in formulating compliance testing plannPractical experience of submitting SAR to authorities.nAbility to work on own initiative, good planner, and to meet strict deadlines

EXPERIENCE REQUIRED:

Extensive Compliance experience within the Banking/Financial Industry, leaning towards international and UK compliance.nFamiliar with UK’s legal regulatory framework and requirementsnGood & practical understanding of the banking/financial productsnPC literate, particularly Word, Excel, and Power PointnExperience of interacting with an overseas Head Office would be an advantage.nExperience in understanding and implementing CDD/KYC related systems

For further information please contact Natalie Eshelby

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