Compliance Advisory

CONTRACT TYPE: Permanent LOCATION: City of London INDUSTRY:Compliance & LegalFinancial ServicesSALARY: Negotiable START DATE: ASAP REF: BN373239_ JOB PUBLISHED:1 day agoCompliance Advisory£ £ Bonus + BenefitsLondonTHE COMPANYGrowing London banking group, part of one of the world's largest banks by assets, has a new role within their Legal & Compliance...

When you become a part of Universities Superannuation Scheme (USS), you'll be entering a realm where the vastness and dimension of our pension program will offer you myriad chances to learn and grow within your career. Given our substantial size, you'll possess genuine independence and impact as you collaborate closely with a diverse team of specialists....

Compliance AdvisoryBusiness Area: Group General CounselPlace of Work: LondonContract Type: PermanentTeam Overview-When you join USS, the size and scale of our pension scheme means you will have numerous opportunities to learn and develop your career. Given our size you'll have real autonomy and influence as you collaborate closely with a wide-ranging team of...

THE COMPANY:Our client is a global investment management business based in London (currently working on a hybrid basis of 3 days in the office per week). They are looking for a Compliance Officer with a Financial Crime focus to join the thriving team.THE RESPONSIBILITIES: Review complex documentation and AML/KYC information for new clients at onboarding...

Compliance Advisory Vice President at MizuhoWe are not your average financial institution. At Mizuho, our diverse and respected team sets us apart. Our culture focuses on purpose, passion, and compassion, offering stability from an international leader and the growth opportunities of a dynamic business.Job Description:Identify, understand, and implement...

Who are we? We are not your typical financial institution. It's our people who make us a cut above. Here, every person is respected because of their differences, not in spite of them. We pride ourselves on a culture of purpose, passion and compassion. At Mizuho, we provide the stability of an international industry leader with the career trajectory of a...

Our client is an asset and wealth management specialist. They are looking for a Deputy Compliance Officer to join the London-based team. To perform Regulatory horizon scanning and advise the CCO and broader team Manage the compliance calendar including Regulatory returns Main compliance point of contact for Internal systems including "Rules Manager". ...

Job DescriptionThe TP ICAP Group is a world leading provider of market infrastructure.Our purpose is to provide clients with access to global financial and commodities markets, improving price discovery, liquidity, and distribution of data, through responsible and innovative solutions.Through our people and technology, we connect clients to superior...

Job DescriptionFixed Income Advisory Compliance OfficerWe are seeking a highly motivated and detail-oriented Fixed Income Advisory Compliance Officer to join our client. In this role, you will be responsible for ensuring that their fixed income advisory business operates in compliance with all applicable regulatory requirements.Responsibilities:Develop and...

We are a prominent recruitment firm dedicated to connecting top talent with leading financial institutions. We have 3 clients, seeking dynamic Macro Compliance Advisory Specialists to join their esteemed team.Role Overview:As a Macro Compliance Advisory Specialist, you will play a pivotal role in providing strategic guidance and expertise on regulatory...

Banking London – Up to £110,000 + bonus Our Banking client has mandated Gresham Hunt to find a new Compliance Advisory Manager. This is an exciting opportunity for an SME to establish themselves within a Tier 1 bank with a truly global reach. Our client is one of the largest banks in the world, with offices in multiple regions and jurisdictions. They...

Compliance Advisory Analyst - LondonWhat can you expect? The MMC Compliance Advisory Teams are responsible for providing support, advice and challenge to the Mercer and Marsh businesses on regulatory issues and business initiatives as well as co-ordinating the delivery of effective oversight and advice regarding compliance policies, procedures, systems,...

Description:**Compliance Advisory Manager**Join a purpose-driven team dedicated to achieving results in an inclusive and high-performance environment.**Purpose:**Contribution to the success of GBM Europe Compliance in the UK by ensuring the execution of individual goals in alignment with the team's business strategies and objectives while maintaining...

Compliance Advisory OfficerPerm RoleFinancial ServicesLondonDate: 11/05/2023Start Date:ASAPWe are currently recruiting for a Compliance Advisory Officer on behalf of our financial services client. This role is ideal for someone with good working knowledge of the requirements of the UK and EU financial services regime and key regulations (MiFID II and SMCR)...

We have an opportunity for a Compliance Advisory Associate to join our Compliance department. You will report into the Regulatory Risk Manager and will be responsible for assisting the Head of Compliance with the management of the firm's compliance framework and activities, as well as supporting the delivery of the compliance team's annual plan, including...

Our client is an asset and wealth management specialist. They are looking for a Deputy Compliance Officer to join the London-based team. The team is growing so this is a superb opportunity to be involved in that growth. THE RESPONSIBILITIES: To perform Regulatory horizon scanning and advise the CCO and broader team Manage the compliance calendar...

Looking to join the #1 bank in the UAE and one of the most prestigious in the region? We're looking for professionals who are driven, skilled, and ready to take on new challenges. Together, we can achieve our goals, making a lasting impact on both our company and the industry as a whole. Join us and leave your mark on the industry. We are looking for an...

Job SummaryWhat is the opportunity?Provide Compliance advice and support to the RBC Wealth Management UK, RBC Brewin Dolphin and RBC BlueBay businesses as required:What will you do? Support the activities of the Compliance Advisory team and champion the embedding of a compliance awareness culture throughout the business by proactively engaging with...

Job Description I am keen to speak with Senior Advisory candidates who have experience from either the Wealth Management Industry or the Buy side You will be required to manage a small team to provide regulatory guidance and all advisory services to all business units. You will be tasked with identifying and rolling out key regulatory projects and...

Compliance Advisory VP - Private Side Hybrid, London, United Kingdom We are seeking an experienced Compliance Advisory VP to join a leading Investment Bank as part of their Private Side Compliance team. In this role, you will provide expert guidance and support to the private side businesses, ensuring compliance with relevant regulations and internal...