Compliance Officer

6 days ago

London, Greater London, United Kingdom Compliance Professionals Full time

THE COMPANY:


Our client is a global investment management business based in London (currently working on a hybrid basis of 3 days in the office per week).

They are looking for a Compliance Officer with a Financial Crime focus to join the thriving team.

THE RESPONSIBILITIES:

  • Review complex documentation and AML/KYC information for new clients at onboarding stage, independently taking all necessary steps to either reach a conclusion or present a thorough case to the Senior Compliance Officer or Head of Compliance Advisory.
  • Provide general regulatory guidance and advisory services with a focus on financial crime to all internal business areas.
  • Independently respond to adhoc queries or perform specialist tasks as needed to enable the Business to meet its regulatory obligations.
  • Autonomously support internal initiatives and projects ensuring compliance with regulatory and legislative requirements related to financial crime.
  • Identify financial crime risk issues including the review and assessment updates/change in legislation and industry practices.
  • Ad hoc duties related to oversight and development of policies, procedures and other processes within the team.
  • Assist in the planning and provision of training for staff in line with current and future regulatory requirements.
  • Develop and maintain ongoing management information on client and country risk and other financial crime matters for the Management Board to enable the Firm to effectively supervise its business.
  • Actively contribute and to the development of junior members of staff.

EXPERIENCE REQUIRED:

  • Demonstrable knowledge and practical experience of financial crime legislation, FATF recommendations and the JMLSG guidance is essential.
  • Demonstrable knowledge of financial crime risk and mitigating controls.
  • Experience with clients in the Middle East and preferred.
  • Ability to keep up to date with and analyse and interpret relevant financial crime requirements and developments both in the UK and cross border.
  • Educated to degree level.
  • Industry or professional Compliance qualification desirable.
For further information, please contact Duncan Jeffery

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