Compliance Officer- Generalist

THE COMPANY: Our client is a well regarded corporate bank offering a variety of deposit and lending products, as well as treasury and foreign exchange services. THE RESPONSIBILITIES: Assist in maintaining and promoting a compliance culture appropriate to meet regulatory requirements and in line with industry best practices. Keep abreast of...

THE COMPANY:Our client is a global banking group offering commercial and retail banking, investment banking, and asset and wealth managements services.THE RESPONSIBILITIES: Producing draft of policy documentation. Conduct Risk and Compliance assessment, monitoring and reporting raising concerns. Managing and keeping updated, the departments key databases,...

THE COMPANY:Our client is a global investment management business based in London (currently working on a hybrid basis of 3 days in the office per week). They are looking for a Compliance Officer with a Financial Crime focus to join the thriving team.THE RESPONSIBILITIES: Review complex documentation and AML/KYC information for new clients at onboarding...

We are currently looking to hire a generalist compliance professional in our London office reporting to the Global Chief Compliance Officer. The role is to work with the Legal & Compliance team to ensure we are running a best in practice global compliance program.Principal Responsibilities: Play a key role in the management and coordination of the global...

Compliance Officer (6 month FTC Our client is an international bank based in the City. They are looking to hire a Compliance Officer on an initial 6-month FTC basis. Performing Compliance Risk Assessments Second line oversight of the Bank's compliance with the applicable law, regulations and internal policies Developing and implementing a Compliance...

Our client is an asset and wealth management specialist. They are looking for a Deputy Compliance Officer to join the London-based team. To perform Regulatory horizon scanning and advise the CCO and broader team Manage the compliance calendar including Regulatory returns Main compliance point of contact for Internal systems including "Rules Manager". ...

THE COMPANY: We are working with a retail and wholesale bank based in the Westend in their search for a Risk & Compliance Officer to join the team. THE RESPONSIBILITIES: Report any deficiencies in the Bank's policies or practices in relation to Compliance to the Compliance Manager and where applicable to the Head of Department. Analyse and keep up to...

Our client is an asset and wealth management specialist. They are looking for a Deputy Compliance Officer to join the London-based team. The team is growing so this is a superb opportunity to be involved in that growth. THE RESPONSIBILITIES: To perform Regulatory horizon scanning and advise the CCO and broader team Manage the compliance calendar...

We have an exciting opportunity to join an international law firm as a Compliance Officer. This role will be offered on a hybrid working basis in London.This role will involve supporting the team with business acceptance tasks, including conflicts searches and matter opening.You will need to be able to demonstrate knowledge of AML legislation and conflicts...

Generalist Risk & Compliance Lawyer (Newly Created) -US Firm A newly created role has arisen at an Elite US firm seeking a Risk & Compliance Lawyer to join their London office. Working closely with the Head of Risk and AML Lawyers/analysts, the successful candidate will work on a broad range of risk management, policy, SRA regulations, Data Privacy and...

About Caxton:Caxton Associates, founded in 1983, is a global trading and investment firm with offices in London, New York, Monaco, and Singapore. Our primary business is to manage client and proprietary capital through global macro hedge fund strategies. Assets are managed via a broad mandate to trade in a variety of global markets and instruments. The...

About Caxton: Caxton Associates, founded in 1983, is a global trading and investment firm with offices in London, New York, Monaco, Singapore, and Dubai. Caxton Associates' primary business is to manage client and proprietary capital through global macro hedge fund strategies.About the Role: We are looking for a skilled compliance professional to join our...

Moody's is a global integrated risk assessment firm that empowers organizations to make better decisions. We're hiring diverse talent and providing underrepresented groups with equitable opportunities in their careers. Learn more about our DE&I initiatives, employee development programs and view our annual DE&I Report at The Compliance Officer will work...

THE COMPANY:Our client is a global banking group offering commercial and retail banking, investment banking, and wealth managementTHE RESPONSIBILITIES: Producing draft of policy documentation. CMP tracking, testing, monitoring and deep dives. Conduct Risk and Compliance assessment, monitoring and reporting raising concerns. Managing and keeping updated, the...

About Caxton: Caxton Associates, founded in 1983, is a global trading and investment firm with offices in London, New York, New Jersey, Monaco, and Singapore. Our primary business is to manage client and proprietary capital through global macro hedge fund strategies. Assets are managed via a broad mandate to trade in a variety of global markets and...

Job highlights Full time London, Greater London, United Kingdom ComplianceJob ID R Closing date 28/06/2024Last Updated 10/05/2024***SummaryThe role of the Compliance Officer will be split across Glencore's Oil Marketing and Assets division (incl. oil, gas and power) and will be split between generalist compliance work as well as supporting the Head of Oil...

An exciting opportunity has come up with an international (multi product) Broker/Trading business, who are looking for someone to join their Compliance team in a broad and generalist compliance role based in London. The role will involve working closely with the front desks, operations, and other members of the Compliance Department to help ensure that the...

We are seeking an experienced HR Generalist on a 6-month fixed-term basis to join our team in London. You will be part of our global HR team who value collaboration, teamwork and trust and deliver high-quality HR expertise to the business. Based in our London office, you will be part of the EMEA HR team. In an international environment, this diverse role...

Our client is an innovative investment platform in the Fintech space, with exciting growth plans. They are looking for a Compliance Associate to join the business. Undertake day to day handling of financial promotion approvals, complaint handling escalations and onboarding queries. Understand, keep up to date with and horizon scan regulatory requirements,...

Job Details:Sector: Compliance-Location: City of London-Job Ref: JN _ Job Type: Permanent-Salary: £ £80000 per annum-Contact: James Conn-Start Date: ASAPWorking with a Global Hedge Fund looking to hire a Generalist into the London based Compliance team. Reporting directly into the CCO, you will be supporting the implementation and maintenance of the global...