Cass Compliance Officer- 6 Month Ftc

THE COMPANY: Our client is a leading trading platform that is ambitiously expanding their Business. They are looking to hire a CASS Controls Officer on a permanent basis. THE RESPONSIBILITIES: Support the design and development of the UK entity CASS control framework Assist in the development and maintenance of a strong culture of controls Work with...

Compliance Officer (6 month FTC Our client is an international bank based in the City. They are looking to hire a Compliance Officer on an initial 6-month FTC basis. Performing Compliance Risk Assessments Second line oversight of the Bank's compliance with the applicable law, regulations and internal policies Developing and implementing a Compliance...

Job DescriptionWe are seeking a CASS SME/Compliance & Oversight Consultant for an initial 3-month contract with a leading Investment Manager/Services organization based in London. As the subject matter expert, you will oversee, manage, and ensure compliance with CASS regulations across all business functions within the firm's global operating model....

At SEI we value our employees and believe in driving growth through change. Part of building brave futures is making a concerted effort to develop and challenge our employees to achieve their goals through internal job mobility. SEI is seeking to hire a CASS Oversight Officer in the Cass Oversight team to support the CASS Governance Infrastructure and...

CASS/FinOps Manager (Maternity Cover) Contract: 9-12 months In 2021, Seedrs joined forces with Republic to accelerate their shared mission to democratise access to investing, capital raising, and community building. Seedrs operates the European arm of Republic's global marketplace. We are looking for a CASS/FinOps manger to oversee the CASS team as well as...

At SEI we value our employees and believe in driving growth through change. Part of building brave futures is making a concerted effort to develop and challenge our employees to achieve their goals through internal job mobility. SEI is seeking to hire a CASS Oversight Officer in the Cass Oversight team to support the CASS Governance Infrastructure and...

CASS Compliance ManagerPermanent roleLondon based - hybridIf you're looking for a career that will unlock new opportunities, join Brookwood Recruitment and experience the possibilities. We have an exciting role for a Senior Client Assets Compliance Manager (CASS) to join our client's established Markets & Securities Services Compliance team in London click...

Responsibilities include but are not limited to: › Supporting the Senior CASS Officer with External and Internal Audits, Compliance Reviews and any other reviews of the SIEL CASS infrastructure. o Assist with the Data gathering and preparation for internal and external audits. Monitor, track and review requested documents and evidence collaborate in...

CompanyLeading Bank and financial institutionRoleWorking directly with the Certified CASS Officer assisting in the creation of the CASS framework whilst maintaining oversight of BAU, this role cover but not limited too:CASS RP CMAR Breach analysis Dealing with CASS Audits Overseeing the CASS and reconciliation processExperience Good knowledge of CASS 6, 8, 9...

Hornby Chapman London, United KingdomPosted 4 hours ago Hybrid Permanent Competitive day rate Do you know CASS inside and out with 5 years+ experience working in CASS for a Global Custodian or Auditor? If so, we are working on a fabulous opportunity for one of our clients who is looking to build a CASS Framework. They are looking for an ambitious,...

Who we areIn 2021, Seedrs joined forces with Republic to accelerate their shared mission to democratise access to investing, capital raising, and community building. Seedrs operates the European arm of Republic's global marketplace.Together, we operate a global marketplace that enables anyone to buy and trade traditional and digital securities and also as a...

About this role:Wells Fargo is seeking a CASS Assurance specialist.In this role, you will:Support projects, take responsibility and produce high-level working documents.Support Compliance with responses to consultations and implement the necessary changes to CASS policies, procedures, process and systems.Support in the delivery of required regulatory changes...

CASS Compliance ManagerPermanent roleLondon based - hybridIf you're looking for a career that will unlock new opportunities, join Brookwood Recruitment and experience the possibilities. We have an exciting role for a Senior Client Assets Compliance Manager (CASS) to join our client's established Markets & Securities Services Compliance team in London. This...

United Kingdom Operations Investment BankJob Reference #BRCity LondonJob Type Full TimeYour role Are you an expert when it comes to the UK CASS rules? Are you a sharp evaluator of risk? Can you balance commercial objectives with legal, regulatory and ethical considerations? We're looking for a CASS Specialist to:conduct targeted quality assurance reviews of...

THE COMPANY:Our client is full-service investment brokerage company based in the City. With an international presence and a strong compliance culture they are an excellent employer.THE RESPONSIBILITIES: Review/audit/investigation requests from Exchanges and Regulators FATCA and CRS Audit and Advisory; ad hoc tax projects Research in relation to keeping up to...

A brand new Compliance Officer position (12 Month FTC) is available with a market leading Lloyd's Market Insurance specialistCompliance Officer (12 Month FTC)London/HybridLeading Lloyd's BusinessSalary - Up to £ Bonus + Excellent benefitsActing as part of a centralised Compliance function, the Compliance Officer will provide a range of compliance support...

Risk & Compliance isn't everyone's favourite department. So when you're working for a business where you have more influence and a voice because there isn't such a hierarchy, and you have a direct line to the SMT, it makes your job a hell of a lot easier.And that's exactly what this Insurtech SME can give you.The current Risk and Compliance Officer is having...

London, United KingdomAbout the job We are seeking a motivated CASS associate to join our Finance team. Responsibility will include collating the daily regulatory client money computations as well as completing the monthly CMAR and regular CASS RP reviews. It is expected that individual will be able to drive forward projects and take responsibility for...

Job Title Practice Assistant, 6 month FTC Role Business/Professional Services Expertise Legal Secretary/Assistant Job Location London Description

Job Description Compliance Officer Financial Services Gresham Hunt has been mandated by our financial services client to find a new Compliance Officer, with a specific focus on services towards buy-side institutions. You will be responsible for advising key stakeholders on regulatory requirements, with a specific focus on CASS compliance. Sitting in second...