CASS Controls Officer

At SEI we value our employees and believe in driving growth through change. Part of building brave futures is making a concerted effort to develop and challenge our employees to achieve their goals through internal job mobility. SEI is seeking to hire a CASS Oversight Officer in the Cass Oversight team to support the CASS Governance Infrastructure and...

At SEI we value our employees and believe in driving growth through change. Part of building brave futures is making a concerted effort to develop and challenge our employees to achieve their goals through internal job mobility. SEI is seeking to hire a CASS Oversight Officer in the Cass Oversight team to support the CASS Governance Infrastructure and...

Responsibilities include but are not limited to: › Supporting the Senior CASS Officer with External and Internal Audits, Compliance Reviews and any other reviews of the SIEL CASS infrastructure. o Assist with the Data gathering and preparation for internal and external audits. Monitor, track and review requested documents and evidence collaborate in...

United Kingdom Operations Investment BankJob Reference #BRCity LondonJob Type Full TimeYour role Are you an expert when it comes to the UK CASS rules? Are you a sharp evaluator of risk? Can you balance commercial objectives with legal, regulatory and ethical considerations? We're looking for a CASS Specialist to:conduct targeted quality assurance reviews of...

About this role:Wells Fargo is seeking a CASS Assurance specialist.In this role, you will:Support projects, take responsibility and produce high-level working documents.Support Compliance with responses to consultations and implement the necessary changes to CASS policies, procedures, process and systems.Support in the delivery of required regulatory changes...

About Columbia Threadneedle InvestmentsYou'll find the promise we make to our clients is the same one we make to our employees: Your success is our priority.Here, you'll find growth and career opportunities across all our businesses. We're intentionally built to help you succeed. Our reach is expansive with a global team of 2,000 people working together. Our...

Hornby Chapman London, United KingdomPosted 4 hours ago Hybrid Permanent Competitive day rate Do you know CASS inside and out with 5 years+ experience working in CASS for a Global Custodian or Auditor? If so, we are working on a fabulous opportunity for one of our clients who is looking to build a CASS Framework. They are looking for an ambitious,...

CompanyLeading Bank and financial institutionRoleWorking directly with the Certified CASS Officer assisting in the creation of the CASS framework whilst maintaining oversight of BAU, this role cover but not limited too:CASS RP CMAR Breach analysis Dealing with CASS Audits Overseeing the CASS and reconciliation processExperience Good knowledge of CASS 6, 8, 9...

London, United KingdomAbout the job We are seeking a motivated CASS associate to join our Finance team. Responsibility will include collating the daily regulatory client money computations as well as completing the monthly CMAR and regular CASS RP reviews. It is expected that individual will be able to drive forward projects and take responsibility for...

Who we areIn 2021, Seedrs joined forces with Republic to accelerate their shared mission to democratise access to investing, capital raising, and community building. Seedrs operates the European arm of Republic's global marketplace.Together, we operate a global marketplace that enables anyone to buy and trade traditional and digital securities and also as a...

CASS/FinOps Manager (Maternity Cover) Contract: 9-12 months In 2021, Seedrs joined forces with Republic to accelerate their shared mission to democratise access to investing, capital raising, and community building. Seedrs operates the European arm of Republic's global marketplace. We are looking for a CASS/FinOps manger to oversee the CASS team as well as...

Job DescriptionWe are seeking a CASS SME/Compliance & Oversight Consultant for an initial 3-month contract with a leading Investment Manager/Services organization based in London. As the subject matter expert, you will oversee, manage, and ensure compliance with CASS regulations across all business functions within the firm's global operating model....

THE COMPANY:Our client is a prestigious private wealth firm based in the West End. They are looking for a CASS Compliance Officer to join the team on a 6-month FTC basis.THE RESPONSIBILITIES: Operational adherence to the CASS rules contained within the FCA handbook, update of procedures, breaches tracking, CASS advice to the business Overseeing the annual...

CompanyThis wealth and asset management business is focused on bringing high quality execution and administration through maintaining their high standards and driving maximum efficiency into the wealth management cycle. Their risk function has developed an operationalrisk management framework and RCSA approach to support their vision and protect their...

CASS Audit Senior ManagerMeraki Talent is working in collaboration with one of the UK's largest Chartered Accountants on the position of CASS Audit Senior Manager. The Company: Our client is one of the most recognisable names on the UK Accountancy market. They employ over 1000 people across several offices and have a formidable reputation for providing...

CASS Audit Senior ManagerMeraki Talent is working in collaboration with one of the UK's largest Chartered Accountants on the position of CASS Audit Senior Manager. The Company: Our client is one of the most recognisable names on the UK Accountancy market. They employ over 1000 people across several offices and have a formidable reputation for providing...

Wise is a global technology company, building the best way to move and manage the world's money. As part of our team, you will be helping us create an entirely new network for the world's money. We are looking for a proactive controller and audit manager to join our Treasury risk and control team. Our customers depend on Wise to protect their money, whether...

International Bank based in London, are looking to recruit a new Head of Business Risk and Control Management. Reporting into the Chief Operating Officer, the Head of Business Risk and Control Management is accountable for driving the effective governance and management of non-financial risks in the 1LOD across all aspects of the bank. The incumbent will be...

International Bank based in London, are looking to recruit a new Head of Business Risk and Control Management. Reporting into the Chief Operating Officer, the Head of Business Risk and Control Management is accountable for driving the effective governance and management of non-financial risks in the 1LOD across all aspects of the bank. The incumbent will be...

R1032486More than you expectedGrant Thornton UK LLP is part of a global network of independent audit, tax and advisory firms, made up of some 58,000 people in over 135 countries. We're a team of independent thinkers who put quality, inclusion and integrity first. All around the world we bring a different experience to our clients. A better experience. One...