Compliance Advisory Manager

CONTRACT TYPE: Permanent LOCATION: City of London INDUSTRY:Compliance & LegalFinancial ServicesSALARY: Negotiable START DATE: ASAP REF: BN373239_ JOB PUBLISHED:1 day agoCompliance Advisory£ £ Bonus + BenefitsLondonTHE COMPANYGrowing London banking group, part of one of the world's largest banks by assets, has a new role within their Legal & Compliance...

Description:**Compliance Advisory Manager**Join a purpose-driven team dedicated to achieving results in an inclusive and high-performance environment.**Purpose:**Contribution to the success of GBM Europe Compliance in the UK by ensuring the execution of individual goals in alignment with the team's business strategies and objectives while maintaining...

When you become a part of Universities Superannuation Scheme (USS), you'll be entering a realm where the vastness and dimension of our pension program will offer you myriad chances to learn and grow within your career. Given our substantial size, you'll possess genuine independence and impact as you collaborate closely with a diverse team of specialists....

Compliance AdvisoryBusiness Area: Group General CounselPlace of Work: LondonContract Type: PermanentTeam Overview-When you join USS, the size and scale of our pension scheme means you will have numerous opportunities to learn and develop your career. Given our size you'll have real autonomy and influence as you collaborate closely with a wide-ranging team of...

Key responsibilities: Advising the business on policies and procedures Financial promotion signoff (including associated monitoring controls) Compliance related funds work related to inscope jurisdictions eg Prospectus reviews, due diligence questionnaires, due diligence visits, KIID reviews Implementing regulatory changes for inscope jurisdictions...

THE COMPANY:Our client is a global investment management business based in London (currently working on a hybrid basis of 3 days in the office per week). They are looking for a Compliance Officer with a Financial Crime focus to join the thriving team.THE RESPONSIBILITIES: Review complex documentation and AML/KYC information for new clients at onboarding...

Compliance Advisory Vice President at MizuhoWe are not your average financial institution. At Mizuho, our diverse and respected team sets us apart. Our culture focuses on purpose, passion, and compassion, offering stability from an international leader and the growth opportunities of a dynamic business.Job Description:Identify, understand, and implement...

Who is HSBC Innovation Banking? HSBC Innovation Banking is thepower behind the UK's forward-thinkers, future-makers, and leap-takers, helping them ignite the bold ideas that reshape our world. We offer flexible banking solutions for start-ups, scale-ups, growth businesses, investors and those working towards IPO typically within the technology and life...

Our client is an asset and wealth management specialist. They are looking for a Deputy Compliance Officer to join the London-based team. To perform Regulatory horizon scanning and advise the CCO and broader team Manage the compliance calendar including Regulatory returns Main compliance point of contact for Internal systems including "Rules Manager". ...

Who are we? We are not your typical financial institution. It's our people who make us a cut above. Here, every person is respected because of their differences, not in spite of them. We pride ourselves on a culture of purpose, passion and compassion. At Mizuho, we provide the stability of an international industry leader with the career trajectory of a...

Who is HSBC Innovation Banking? HSBC Innovation Banking is the power behind the UK's forward-thinkers, future- makers, and leap-takers, helping them ignite the bold ideas that reshape our world. We offer flexible banking solutions for start-ups, scale-ups, growth businesses, investors and those working towards IPO typically within the technology and life...

Our client are a growing UK Investment Management firm.DescriptionThe Compliance Advisory Manager will be responsible for:Advising the business on policies and procedures, including representing Compliance in business projects where Compliance input/representation is required Implementing regulatory changes for inscope jurisdictions: Collaborate with the...

Job DescriptionThe TP ICAP Group is a world leading provider of market infrastructure.Our purpose is to provide clients with access to global financial and commodities markets, improving price discovery, liquidity, and distribution of data, through responsible and innovative solutions.Through our people and technology, we connect clients to superior...

Responsibilities: Conduct compliance risk assessments and develop appropriate mitigation strategies Monitor and implement regulatory changes and ensure our firm remains in compliance with all relevant laws and regulations Provide compliance advice and training to business teams and other employees Collaborate with other internal stakeholders to ensure that...

We are a prominent recruitment firm dedicated to connecting top talent with leading financial institutions. We have 3 clients, seeking dynamic Macro Compliance Advisory Specialists to join their esteemed team.Role Overview:As a Macro Compliance Advisory Specialist, you will play a pivotal role in providing strategic guidance and expertise on regulatory...

We have an opportunity for a Compliance Advisory Associate to join our Compliance department. You will report into the Regulatory Risk Manager and will be responsible for assisting the Head of Compliance with the management of the firm's compliance framework and activities, as well as supporting the delivery of the compliance team's annual plan, including...

Our client is an asset and wealth management specialist. They are looking for a Deputy Compliance Officer to join the London-based team. The team is growing so this is a superb opportunity to be involved in that growth. THE RESPONSIBILITIES: To perform Regulatory horizon scanning and advise the CCO and broader team Manage the compliance calendar...

My client is a leading Wealth Manager (offering advice to High Net Worth Individuals, Charities and Institutions) with offices across the UK. A new opportunity has arisen within the Compliance Advisory team.The role will involve: Working closely with the business, providing advice and guidance on regulation and upcoming issues that may affect the business...

Compliance Advisory Analyst - LondonWhat can you expect? The MMC Compliance Advisory Teams are responsible for providing support, advice and challenge to the Mercer and Marsh businesses on regulatory issues and business initiatives as well as co-ordinating the delivery of effective oversight and advice regarding compliance policies, procedures, systems,...

Compliance Advisory Analyst - LondonWhat can you expect? The MMC Compliance Advisory Teams are responsible for providing support, advice and challenge to the Mercer and Marsh businesses on regulatory issues and business initiatives as well as co-ordinating the delivery of effective oversight and advice regarding compliance policies, procedures, systems,...