Current jobs related to AVP, Compliance Advisory - London, Greater London - First Abu Dhabi Bank (FAB)
-
Compliance Advisory Expert
1 week ago
London, Greater London, United Kingdom Investigo Full timeJob Title: AVP Compliance AdvisoryInvestigo is seeking a highly skilled AVP Compliance Advisory to join our team. As a key member of our Compliance Advisory team, you will provide high-quality regulatory guidance to our banking and securities operations across London and the EMEA region.Key Responsibilities:Provide advisory support across all Private Side...
-
Compliance Advisory Expert
1 week ago
London, Greater London, United Kingdom Investigo Full timeJob Title: AVP Compliance AdvisoryInvestigo is seeking a highly skilled AVP Compliance Advisory to join our team. As a key member of our Compliance Advisory team, you will provide high-quality regulatory guidance to our banking and securities operations across London and the EMEA region.Key Responsibilities:Provide advisory support across all Private Side...
-
AVP Compliance Advisory
3 weeks ago
London, Greater London, United Kingdom Investigo Full timeJob SummaryInvestigo is seeking a highly skilled Compliance Advisory professional to join our team as an Associate Vice President (AVP). The successful candidate will provide expert regulatory guidance to our banking and securities operations across London and the EMEA region.Key ResponsibilitiesRegulatory AdvisoryProvide high-quality regulatory guidance to...
-
AVP Compliance Advisory
3 weeks ago
London, Greater London, United Kingdom Investigo Full timeJob SummaryInvestigo is seeking a highly skilled Compliance Advisory professional to join our team as an Associate Vice President (AVP). The successful candidate will provide expert regulatory guidance to our banking and securities operations across London and the EMEA region.Key ResponsibilitiesRegulatory AdvisoryProvide high-quality regulatory guidance to...
-
Compliance Advisory Expert
2 weeks ago
London, Greater London, United Kingdom Investigo Full timeJob Title: AVP Compliance AdvisoryAbout the RoleWe are seeking a highly skilled AVP Compliance Advisory to join our team at Investigo. As a key member of our Compliance Advisory team, you will play a crucial role in providing high-quality regulatory guidance to our banking and securities operations across London and the EMEA region.Key...
-
Compliance Advisory Expert
2 weeks ago
London, Greater London, United Kingdom Investigo Full timeJob Title: AVP Compliance AdvisoryAbout the RoleWe are seeking a highly skilled AVP Compliance Advisory to join our team at Investigo. As a key member of our Compliance Advisory team, you will play a crucial role in providing high-quality regulatory guidance to our banking and securities operations across London and the EMEA region.Key...
-
Compliance Advisory Expert
2 weeks ago
London, Greater London, United Kingdom Investigo Full timeJob Title: AVP Compliance AdvisoryAbout the Role:The Compliance Advisory team at Investigo is responsible for providing high-quality regulatory guidance to the banking and securities operations across the region. As a crucial link between Compliance and the Front Office, the team ensures robust collaboration on all regulatory issues relevant to the business...
-
Compliance Advisory Expert
3 weeks ago
London, Greater London, United Kingdom Investigo Full timeJob Title: AVP Compliance AdvisoryAbout the Role:The Compliance Advisory team at Investigo is responsible for providing high-quality regulatory guidance to the banking and securities operations across the region. As a crucial link between Compliance and the Front Office, the team ensures robust collaboration on all regulatory issues relevant to the business...
-
Compliance Advisory Expert
3 weeks ago
London, Greater London, United Kingdom Investigo Full timeJob Summary:The Compliance Advisory team at Investigo is seeking a highly skilled and experienced professional to join our team as an Associate Vice President (AVP) – Compliance Advisory. This role offers a unique opportunity to cultivate and manage relationships with key business areas of strategic importance to the Bank, while providing high-quality...
-
Regulatory Compliance Specialist
1 week ago
London, Greater London, United Kingdom Investigo Full timeInvestigo is seeking a seasoned professional to join our Compliance Advisory team as an Associate Vice President (AVP). The successful candidate will be responsible for providing expert regulatory guidance to our banking and securities operations across London and the EMEA region. As a crucial link between Compliance and the Front Office, the AVP will ensure...
-
Regulatory Compliance Specialist
1 week ago
London, Greater London, United Kingdom Investigo Full timeInvestigo is seeking a seasoned professional to join our Compliance Advisory team as an Associate Vice President (AVP). The successful candidate will be responsible for providing expert regulatory guidance to our banking and securities operations across London and the EMEA region. As a crucial link between Compliance and the Front Office, the AVP will ensure...
-
AVP Regulatory Guidance Specialist
3 weeks ago
London, Greater London, United Kingdom Investigo Full timeJob Title: AVP Compliance AdvisoryAbout the Role:The Compliance Advisory team at Investigo is responsible for providing high-quality regulatory guidance to the banking and securities operations across the region. As a crucial link between Compliance and the Front Office, the team ensures robust collaboration on all regulatory issues relevant to the business...
-
Regulatory Compliance Specialist
1 week ago
London, Greater London, United Kingdom Investigo Full timeInvestigo is seeking a seasoned professional to join our Compliance Advisory team as an Associate Vice President (AVP). This 12-month FTC role offers a unique opportunity to provide high-quality regulatory guidance to our banking and securities operations across London and the EMEA region. As a crucial link between Compliance and the Front Office, you will...
-
Regulatory Compliance Specialist
1 week ago
London, Greater London, United Kingdom Investigo Full timeInvestigo is seeking a seasoned professional to join our Compliance Advisory team as an Associate Vice President (AVP). This 12-month FTC role offers a unique opportunity to provide high-quality regulatory guidance to our banking and securities operations across London and the EMEA region. As a crucial link between Compliance and the Front Office, you will...
-
Regulatory Compliance Expert
1 week ago
London, Greater London, United Kingdom Investigo Full timeInvestigo is seeking a seasoned professional to fill the role of Associate Vice President (AVP) – Compliance Advisory (12-Month FTC). The Compliance Advisory team plays a critical role in providing high-quality regulatory guidance to the banking and securities operations across London and the EMEA region. As the key liaison between Compliance and the Front...
-
Regulatory Compliance Expert
1 week ago
London, Greater London, United Kingdom Investigo Full timeInvestigo is seeking a seasoned professional to fill the role of Associate Vice President (AVP) – Compliance Advisory (12-Month FTC). The Compliance Advisory team plays a critical role in providing high-quality regulatory guidance to the banking and securities operations across London and the EMEA region. As the key liaison between Compliance and the Front...
-
Sanctions Advisory and Change Leader
3 weeks ago
London, Greater London, United Kingdom Carr Lyons Full timeAs a Sanctions Advisory and Change AVP at Carr Lyons, you will be responsible for: Horizon Scanning: Stay up-to-date with the latest Sanctions regulations from UK and international regulators, ensuring compliance with multiple jurisdictions. Regulatory Reporting: Prepare in-depth reports on upcoming Sanctions regulations and their impact on our...
-
Sanctions Advisory and Change Leader
3 weeks ago
London, Greater London, United Kingdom Carr Lyons Full timeAs a Sanctions Advisory and Change AVP at Carr Lyons, you will be responsible for: Horizon Scanning: Stay up-to-date with the latest Sanctions regulations from UK and international regulators, ensuring compliance with multiple jurisdictions. Regulatory Reporting: Prepare in-depth reports on upcoming Sanctions regulations and their impact on our...
-
Compliance Advisory Director
2 weeks ago
London, Greater London, United Kingdom Ingenii Search Full timeAbout the RoleWe are seeking a seasoned Compliance Advisory Director to lead our team in a senior level position. The ideal candidate will have a strong background in Compliance Advisory and a proven track record of success in a similar role.About the BusinessOur client is a leading Asset Manager with a strong success story over the past decade. They have...
-
Compliance Advisory Director
2 weeks ago
London, Greater London, United Kingdom Ingenii Search Full timeAbout the RoleWe are seeking a seasoned Compliance Advisory Director to lead our team in a senior level position. The ideal candidate will have a strong background in Compliance Advisory and a proven track record of success in a similar role.About the BusinessOur client is a leading Asset Manager with a strong success story over the past decade. They have...
AVP, Compliance Advisory
3 months ago
Looking to join the #1 bank in the UAE and one of the most prestigious in the region? We're looking for professionals who are driven, skilled, and ready to take on new challenges. Together, we can achieve our goals, making a lasting impact on both our company and the industry as a whole.
Join us and leave your mark on the industry. We are looking for an experienced AVP, Compliance Advisory candidate for our FAB office in London, United Kingdom . Let's work together to achieve great things and unlock new possibilities for our employees, customers, and communities.
Job Purpose
To ensure that the FAB business in the UK is carried out in accordance with local rules and regulations and to provide updates and information on compliance matters to the Head of Compliance (UK). Manage and monitor compliance requirements in the UK and assist the business in achieving compliance with UAE and local regulations as well as Group and local policies and procedures.
Key Accountabilities
- Provide up-to-date technical Compliance advice, guidance, training and support in relation to all regulatory matters applicable to the UK branch, with significant focus on the Global Markets, MiFID II, EMIR-related elements of the relevant business lines as well as cover for Global Banking Coverage and Private Banking Compliance as part of the Advisory team.
- Regulatory Frameworks: Support and advise the business on operationalising Compliance frameworks to support key initiatives – such as GM Enhancements, Transformation/Integration and Product Development and Governance.
- Regulatory Horizon Scanning: Support horizon-scanning activities, engaging with key stakeholders to review and act upon relevant new or revised regulations that impact the branch.
- New Product Review: Review new product proposals and provide advice on applicable regulatory requirements and necessary permissions to support new activities.
- Regulatory Relations: Together with the Head of Compliance & VP Compliance Advisory, assist with and promote a transparent and effective relationship with UK regulators including proper coordination and preparation for exams, visits and/or calls.
- Reporting and Issue Closure: Support the delivery of succinct and accurate Compliance reporting at branch and Group-level, ensure smooth delivery of duties/tasks and manage follow-ups on corrective actions arising from the Compliance Monitoring Plan and GIA actions.
- Legal liaison: Acting as a key interface with Group Legal on regulatory or legal matters affecting the UK branch.
- Engage and collaborate with other Compliance resources, as required, to support the Compliance Management Framework, Compliance Strategy and to ensure seamless coverage of Policy & Procedure updates and investigations.
- Perform other additional tasks as required from time to time as directed by the Head of Compliance or the Head of International Compliance in Head Office. E.g. support Regulatory Compliance frameworks such as FATCA/CRS, Cross-Border and Market Abuse.
Qualifications & Experience
- 5+ years' Compliance experience preferred – either in an Advisory role within a Wholesale Banking or Private Banking environment.
- Degree educated with Legal, Banking and/or Compliance qualifications.
- Relevant experience in a Compliance or Audit function within an international bank, ideally experienced at working within a matrix management organisation across multiple cultures.
- Excellent demonstrable working knowledge of UK and EU banking regulations. Ability to work under pressure and to tight deadlines.
- Strong analytical, interpersonal and communication skills with excellent attention to detail.
- Fluent in English, with very strong written and presentation skills with a proven track record of influencing.
- Proactive, with the ability to generate ideas, think creatively and develop pragmatic solutions.
- Discreet, with high levels of integrity and able to handle highly sensitive information with absolute confidentiality.
Please enter your email address to continue setting up an email alert for similar jobs to this one. By entering your email address and clicking apply you will sign up to Jobs4 and agree to our terms and conditions .
#J-18808-Ljbffr