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Regulatory Compliance Specialist

2 months ago

London, Greater London, United Kingdom Investigo Full time
Investigo is seeking a seasoned professional to join our Compliance Advisory team as an Associate Vice President (AVP). This 12-month FTC role offers a unique opportunity to provide high-quality regulatory guidance to our banking and securities operations across London and the EMEA region. As a crucial link between Compliance and the Front Office, you will ensure robust collaboration on all regulatory issues relevant to our business activities.

Key Responsibilities:

* Provide advisory support across all Private Side businesses, including Investment and Corporate Banking, Capital Markets, Transaction Banking, and Structured Solutions.
* Assist the Head of Private Side Advisory and the broader team in all advisory-related matters.
* Participate in and support both local and global projects, driving the operational implementation of key regulatory change initiatives.
* Deliver training on conduct and regulatory issues to the Private Side businesses.

Requirements:

* Strong knowledge of risk management, compliance, and controls.
* A strong academic background, preferably with a university degree in Law and/or Financial Regulation.

If you are a motivated and experienced professional looking to make a meaningful contribution to our Compliance Advisory team, please submit your application.