Regulatory Compliance Specialist

1 week ago


London, Greater London, United Kingdom Investigo Full time
Investigo is seeking a seasoned professional to join our Compliance Advisory team as an Associate Vice President (AVP). The successful candidate will be responsible for providing expert regulatory guidance to our banking and securities operations across London and the EMEA region. As a crucial link between Compliance and the Front Office, the AVP will ensure robust collaboration on all regulatory issues relevant to our business activities.

Key responsibilities include:

* Providing advisory support across all Private Side businesses, including Investment and Corporate Banking, Capital Markets, Transaction Banking, and Structured Solutions.
* Assisting the Head of Private Side Advisory and the broader team in all advisory-related matters.
* Participating in and supporting both local and global projects, driving the operational implementation of key regulatory change initiatives.
* Delivering training on conduct and regulatory issues to the Private Side businesses.

The ideal candidate will possess a strong academic background, preferably with a university degree in Law and/or Financial Regulation, and have a solid understanding of risk management, compliance, and controls.

If you are a motivated and experienced professional looking to take on a challenging role in a dynamic environment, please submit your application.

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