Senior Counsel

2 months ago


New York, United Kingdom Page Executive Full time

  • Hybrid role with 4 days in office in NYC or Greenwich
  • Reporting to Deputy GC role will focus on registered funds legal matters

    About Our Client

    Financial services.

    Job Description

    The Senior Counsel will work with the Deputy General Counsel and other members of the legal team.

    Main Responsibilities

  • Advise on all registered funds related legal matters, including drafting and reviewing all offering, marketing and documentation, reviewing for SEC and FINRA compliance
Provide legal advice and aid in provisions relating to 1940 Act compliance as it pertains to transactions, fund of fund matters, advisory, etc.Negotiate a wide range of agreements with registered fund counterparties, including closed-end funds, mutual funds, real estate investment trusts and various fund managersManage outside counsel as necessaryWork closely with other members of the legal team on additional projects as they arise

The Successful Applicant

JD from top law school with excellent academic credentials and GPAAdmitted to NY State Bar4-10 years of experience within the Registered Funds/Mutual Funds group of a top law firm or in-house at a registered fund or bankVery strong experience with the '40 Act, registered fund formation matters and mutual fund legal mattersTeam playerExcellent communication skills

What's on Offer

Hybrid working environment (4x in office per week) in New York City or Greenwich, CTCompetitive base salaryBonusEquityUnlimited PTO and parental leave100% employer paid dental, vision, telemedicine, and virtual mental health counseling401K match
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