Director of Compliance

**THE COMPANY**: Our client is a global institutional investment management firm, based in the City. They are looking for a Regulatory Compliance specialist to join the team. The role is hybrid with 2/3 days expected in the office each week. **THE RESPONSIBILITIES**: - Assist in the management, supervised by the Director, Risk & Compliance, of the risk and...

Our client is a London-based broker and market maker, specialising in the trading of futures, options and other derivatives. Writing minutes and circulating them to the Directors and other relevant staff. Ad hoc filings to Companies House (e.g. new director appointments). Preparing and proofreading documents for execution. Issuing letters to...

**THE COMPANY**: We are working with a retail and wholesale bank based in the Westend in their search for a Risk & Compliance Officer to join the team. **THE RESPONSIBILITIES**: - Report any deficiencies in the Bank’s policies or practices in relation to Compliance to the Compliance Manager and where applicable to the Head of Department. - Analyse and...

THE COMPANY: We are working with a retail and wholesale bank based in the Westend in their search for a Risk & Compliance Officer to join the team. THE RESPONSIBILITIES: Report any deficiencies in the Bank’s policies or practices in relation to Compliance to the Compliance Manager and where applicable to the Head of Department. Analyse and keep...

THE COMPANY: We are working with a retail and wholesale bank based in the Westend in their search for a Risk & Compliance Officer to join the team. THE RESPONSIBILITIES: Report any deficiencies in the Bank’s policies or practices in relation to Compliance to the Compliance Manager and where applicable to the Head of Department. Analyse and keep...

**THE COMPANY**: Our client is a subsidiary of an international bank, providing capital market and securities trading services. **THE RESPONSIBILITIES**: - To support the Head of Compliance & MLRO as part of team to cover all aspects of the Compliance Monitoring Program, including AML & KYC and other regulatory issues that affect the Company. - To...

**THE COMPANY**: Our client is a successful futures and options broker based in the City, with years of experience delivering expert and high quality services. **THE RESPONSIBILITIES**: - Ensure that the Firm complies with its regulatory requirements as a UK regulated business; - Conduct periodic internal reviews and investigations, including trade...

We are working with a retail and wholesale bank based in the Westend in their search for a Risk & Compliance Officer to join the team. Report any deficiencies in the Bank’s policies or practices in relation to Compliance to the Compliance Manager and where applicable to the Head of Department. Analyse and keep up to date with regulatory changes and...

We are working with a retail and wholesale bank based in the Westend in their search for a Risk & Compliance Officer to join the team. Report any deficiencies in the Bank’s policies or practices in relation to Compliance to the Compliance Manager and where applicable to the Head of Department. Analyse and keep up to date with regulatory changes and...

THE COMPANY: Our client is a London-based broker and market maker, specialising in the trading of futures, options and other derivatives. THE RESPONSIBILITIES: Attendance and minute taking at board meetings and various committees, and other meetings as required. Writing minutes and circulating them to the Directors and other relevant staff. ...

A well-established, full-service, international law firm are looking for a manager to join their Compliance Team. This role will be working closely with the Director of Compliance to ensure the firm remains compliant with AML and SRA regulations. You will be managing a small team in London and liaising with managers across the other international...

Our client is a US global law firm hiring a Risk & Compliance Analyst to join their team in London. The function of this team is to ensure the firm meets all its regulatory requirements across the EMEA. Reporting to the Director of Risk & Compliance, this position will be a key member of the team, focusing on SRA Standards and Regulations, governance,...

A legal business head-quartered in London is seeking an experienced Risk & Compliance Manager to join their team. Whilst this role is based in London, it offers a lot of flexibility with regard to WFH. This is a really exciting opportunity for someone tojoin a business with genuine growth plans. This role is ideal for someone who feels stuck in a narrow AML...

**Account Director** Home based - London - with UK travel £45k - 50k per year + Car Allowance + Bonus Permanent William Martin Compliance are a rapidly growing consultancy business and part of the larger Marlowe PLC. We specialise in bespoke property related Health and Safety risk management solutions across all business sectors within the UK. Due to...

We're currently partnered with a brilliant Legal 500 Tier 2 ranked firm in London. Well known for combining top-class legal advice with partner-led personal service. They're consistently ranked as one of London's top firms with a large client base of High-Net Worth individuals.Currently looking for someone to lead their compliance function sitting as...

We're currently partnered with a brilliant Legal 500 Tier 2 ranked firm in London. Well known for combining top-class legal advice with partner-led personal service. They're consistently ranked as one of London's top firms with a large client base of High-Net Worth individuals.Currently looking for someone to lead their compliance function sitting as...

1 day ago Be among the first 25 applicants An outstanding Compliance Director permanent position has arisen with a top-tier Manufacturing / Engineering organisation based in Central London This is a hybrid position offering 3 days homeworking. The Compliance Director will manage and develop the Legal Compliance team and programme covering the areas of...

1 day ago Be among the first 25 applicants An outstanding Compliance Director permanent position has arisen with a top-tier Manufacturing / Engineering organisation based in Central London This is a hybrid position offering 3 days homeworking. The Compliance Director will manage and develop the Legal Compliance team and programme covering the areas of...

1 day ago Be among the first 25 applicants An outstanding Compliance Director permanent position has arisen with a top-tier Manufacturing / Engineering organisation based in Central London This is a hybrid position offering 3 days homeworking. The Compliance Director will manage and develop the Legal Compliance team and programme covering the areas of...

1 day ago Be among the first 25 applicants An outstanding Compliance Director permanent position has arisen with a top-tier Manufacturing / Engineering organisation based in Central London This is a hybrid position offering 3 days homeworking. The Compliance Director will manage and develop the Legal Compliance team and programme covering the areas of...