Risk & Compliance Manager
1 month ago
A legal business head-quartered in London is seeking an experienced Risk & Compliance Manager to join their team. Whilst this role is based in London, it offers a lot of flexibility with regard to WFH. This is a really exciting opportunity for someone tojoin a business with genuine growth plans.
This role is ideal for someone who feels stuck in a narrow AML or Conflicts role and wants to progress their career to a broader Risk & Compliance position.
The purpose of this role is to ensure the firm meets its regulatory requirements and to contribute to the development of the business strategy within the legal sector.
Key roles and responsibilities will include:
- Developing a healthy risk culture across the business
- Developing and implementing risk management policies and procedures
- Guiding directors and fee-earners on risk and compliance issues
- Answering SRA-related queries
- Sharing knowledge of regulatory and compliance issues and developments with senior stakeholders
- Creating guidance and training materials
- Managing the insurance renewal process and dealing with all insurance claims, reporting to the COLP and COFA
- Leading on health and safety reviews
- Improving systems to ensure best practice and compliance with the SRA Standards and Regulations
- Managing the Risk & Compliance Assistant
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London, United Kingdom AJ Fox Compliance Full timeAre you a qualified solicitor or legal professional? Someone passionate about risk and compliance? If you answered yes, you may be interested in this new opportunity.Increase your chances of reaching the interview stage by reading the complete job description and applying promptly.We are looking for a Risk and Compliance Lawyer who can provide specialist...
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London, United Kingdom AJ FOX COMPLIANCE Full timeAre you a qualified solicitor or legal professional? Someone passionate about risk and compliance? If you answered yes, you may be interested in this new opportunity.We are looking for a Risk and Compliance Lawyer who can provide specialist legal risk-based advice on complex areas of regulatory compliance for a Top 100 UK law firm, based in London (with...
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