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Legal Risk and Compliance Officer
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City of London, Greater London, United Kingdom Montresor Legal Full timeLocation: London, UK Firm: Leading London Law Firm Department: Risk and Compliance We are excited to offer a fantastic opportunity for a motivated and enthusiastic individual to join the Risk and Compliance department at a leading London law firm. The team is growing, and they are looking for a Compliance Officer who is eager to take on more...
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Legal Risk and Compliance Officer
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London, United Kingdom Montresor Legal Full timeA prestigious law firm in London is looking to hire a Compliance Officer to join their growing Risk and Compliance team. This is a fantastic opportunity for someone with 2-3 years’ experience in a junior compliance role who is ready to take on more responsibilities and step up into a Compliance Officer position. You will be part of a small, dedicated...
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Risk & Compliance Officer
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London, United Kingdom Career Legal Full timeJob Details - Risk & Compliance Officer - Global Law Firm - Up to £35,000pa + Benefits - London, Permanent - My client, a global law firm, is actively recruiting for an experienced LEGAL Risk & Compliance professional to join them on a permanent basis in their London office - working as their new Risk & Compliance Officer. - The main focus of this position...
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Risk and Compliance Officer
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London, Greater London, United Kingdom Montresor Legal Full timeJob DescriptionJob Title: Risk and Compliance OfficerJob Summary:We are seeking a highly motivated and detail-oriented Risk and Compliance Officer to join our team at Montresor Legal. As a key member of our Risk and Compliance department, you will play a critical role in ensuring the firm's adherence to regulatory and legal requirements.Key...
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Risk and Compliance Officer
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London, Greater London, United Kingdom Montresor Legal Full timeJob DescriptionJob Title: Risk and Compliance OfficerJob Summary:We are seeking a highly motivated and detail-oriented Risk and Compliance Officer to join our team at Montresor Legal. As a key member of our Risk and Compliance department, you will play a critical role in ensuring the firm's adherence to regulatory and legal requirements.Key...
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Compliance Officer
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Senior Risk and Compliance Officer
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Senior Risk and Compliance Officer
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Compliance Officer
7 days ago
London, United Kingdom Montresor Legal Full timeJob Summary:Montresor Legal is seeking a highly skilled Compliance Officer to join our Risk and Compliance team. As a Compliance Officer, you will play a critical role in ensuring the firm's compliance with relevant regulations and laws.Key Responsibilities:Assist with Know Your Customer (KYC) checks and ensure the firm complies with anti-money laundering...
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Compliance Officer
7 days ago
London, United Kingdom Montresor Legal Full timeJob Summary:Montresor Legal is seeking a highly skilled Compliance Officer to join our Risk and Compliance team. As a Compliance Officer, you will play a critical role in ensuring the firm's compliance with relevant regulations and laws.Key Responsibilities:Assist with Know Your Customer (KYC) checks and ensure the firm complies with anti-money laundering...
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Compliance Officer
6 days ago
London, Greater London, United Kingdom Montresor Legal Full timeAbout the RoleMontresor Legal is seeking a highly skilled Compliance Officer to join our Risk and Compliance team. As a Compliance Officer, you will play a critical role in ensuring the firm's compliance with relevant regulations and laws.Key ResponsibilitiesAssist with Know Your Customer (KYC) checks and ensure the firm complies with anti-money laundering...
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Compliance Officer
6 days ago
London, Greater London, United Kingdom Montresor Legal Full timeAbout the RoleMontresor Legal is seeking a highly skilled Compliance Officer to join our Risk and Compliance team. As a Compliance Officer, you will play a critical role in ensuring the firm's compliance with relevant regulations and laws.Key ResponsibilitiesAssist with Know Your Customer (KYC) checks and ensure the firm complies with anti-money laundering...
Legal Risk and Compliance Officer
4 months ago
Our client is an innovative investment platform in the Fintech space, with exciting growth plans. They are looking for a Compliance Officer to join the business.
Handle day-to-day financial promotion approvals, complaint resolutions, transaction reviews, and onboarding queries.
Implement and carry out the Compliance Monitoring programme, including checks on best execution and financial promotions.
Update company policies, procedures, and help deliver regulatory training.
Stay informed on regulatory changes and integrate this knowledge into company policy.
Be passionate about fintech compliance, and be able to use your knowledge and experience to help formulate strategy, propose solutions and manage risk..
Help to drive the implementation of compliance controls and processes, ensuring adherence to FCA regulatory Compliance, AML/CTF, and other regulations.
Be a collaborative member of the Compliance team to uphold an effective compliance framework.
Work across departments, including AML Finance, Risk, Product, Tech, and Sales and Marketing, to maintain compliance standards.
Promote a compliance-focused culture with consumer interests at the forefront.
Aid in the development of compliance processes that align with business and regulatory demands.
Support risk-based compliance programmes that protect consumers and ensure financial crime regulation compliance.
Contribute to reports for management and the Board on compliance matters, highlighting any major risks.
At least 3+ years of directly relevant generalist compliance & financial crime experience in a buy side investment firm
Operational knowledge in building and running a compliance program and hands-on knowledge of UK regulatory requirements
To be prepared and be flexible in research through, knowledge and using industry contacts, to find answers where you may not have previous experience
