Jobs: financial conduct authority

About Us Financial Crime Market Interventions provides the dedicated specialist resource and expertise to help the FCA (Financial Conduct Authority) meet its financial crime responsibilities, as contained in the FCA’s wider objective on integrity and in its public financial crime commitment. The department is comprised of three Financial Crime Specialist...

Background The FCA is responsible for regulating the conduct of 50,000 firms and we’re focused on creating a fair and more resilient financial system. We are a diverse organisation and aim to be representative of the whole UK. We want to reflect the society we serve better, we want the best people to work for us and we want our workplace to be...

The Role - The Financial Conduct Authority is a key part of the regulatory structure in financial services, together with the Prudential Regulation Authority and the Bank of England. We work to make financial markets work well for consumers of financial services. - We are looking to fill a Senior Associate role in the Capital Markets Department within the...

Background The Financial Promotions & Enforcement Taskforce (FPET) is a department that straddles the FCA’s regulatory perimeter. The department has a wide remit covering both authorised and unauthorised activities in all sectors. FPET’s overarching role is to reduce harm arising from: - Non-compliant financial promotions issued by authorised...

The Role We are looking for risk professionals to join our Financial Resilience Department (FRD) here at the FCA. FRD’s mission is to provide high quality prudential financial analysis expertise across the firms we prudentially regulate, and to support the FCA more broadly, into meeting its objectives. The Financial Resilience Department supports the FCA...

The Role This is an exciting opportunity to join one of the policy teams within the FCA’s Consumer Investments Directorate and help shape the future financial regulatory framework. The teams are responsible for strategic policymaking for over 5k firms and 50k individuals, providing a range of crucial investment services to consumers. We want to ensure...

Lead User Researcher Financial Conduct Authority - Permanent, Full-Time Do you want a job where you can make a real difference? There are few jobs where you can do this for 40 million consumers of financial products, 2 million people who work in the UK Financial Services industry, and the stability of our economy. The FCA (Financial Conduct Authority) has...

Lead Content Designer Financial Conduct Authority - Permanent, Full-Time Do you want a job where you can make a real difference? There are few jobs where you can do this for 40 million consumers of financial products, 2 million people who work in the UK Financial Services industry, and the stability of our economy. The FCA (Financial Conduct Authority)...

Background Financial Crime Market Interventions provides the dedicated specialist resource and expertise to help the FCA meet its financial crime responsibilities, as contained in the FCA’s wider objective on integrity and in its public financial crime commitment. The department is comprised of three Financial Crime Specialist Supervision teams, a...

The Role Fighting financial crime is an FCA public commitment, requiring strong coordination and focus. The FCA is investing more by growing our financial crime policy capacity. We’re looking for a senior associate with excellent communication and analytical skills who can work flexibly and build strong relationships with stakeholders and team members....

The Role: As part of the technology organisation at the Financial Conduct Authority (FCA), we run digital products throughout the organisation. We are passionate about delivering value in a fun collaborative manner and being an influencer at the heart of the global RegTech and FinTech revolutions driving the digital economy. As part of our Agile journey, we...

Data Engagement Associate Financial Conduct Authority - Permanent, Full-Time Background An integral part of the Intelligence & Digital Leadership Team, this role is responsible for the creation and orchestration of the FCA’s intelligence & data engagement activities, positioning the FCA’s journey to becoming an intelligence led regulator: -...

We are recruiting two talented individuals to work as our Business Support in the Intelligence Department and provide administrative support across our five varied teams to facilitate the delivery of key intelligence services to the wider business. The roles sit within the Intelligence Department, which is part of the Enforcement & Market Oversight...

Problem Firms Associate Level 8 Background The FCA's Enforcement function (part of the Enforcement & Market Oversight Division) investigates serious breaches of regulatory standards, including the minimum standards for continued authorisation for firms (the Threshold Conditions) and for individuals (FIT). As part of the FCA Strategy, we have announced...

Market Abuse Investigations, Associates Market Conduct, Secondary Market Oversight (SMO) Reducing and preventing financial crime is a priority area for the FCA. We want to see clean, transparent and fair markets in securities, delivering assertive action on market abuse. SMO is part of Market Oversight and is responsible for investigating and prosecuting...

Market Abuse Investigations, Associates - 12 month fixed term contract Market Conduct, Secondary Market Oversight (SMO) Reducing and preventing financial crime is a priority area for the FCA. We want to see clean, transparent and fair markets in securities, delivering assertive action on market abuse. SMO is part of Market Oversight and is responsible for...

The Financial Conduct Authority (FCA) regulate the conduct of 50,000 firms in the UK to ensure that our financial markets are honest, competitive and fair. There are few jobs where you can make a real difference to the 2 million people who work in the UK Financial Services industry, the 40 million consumers of financial products and the stability of our...

The Role: As part of the technology organisation at the Financial Conduct Authority (FCA), we run digital products throughout the organisation. We are passionate about delivering value in a fun collaborative manner and being an influencer at the heart of the global RegTech and FinTech revolutions driving the digital economy. As part of our Agile journey, we...

The Role Are you interested in joining a team at the heart of Client Assets (CASS) ? We are looking to recruit an enthusiastic individual with a keen interest in data and risk to help support our processes, undertake data analysis, produce management information and maintain our record keeping, including our Risk Register. The Operations team in ReSOC...

Senior Associate - CPIA Disclosure Officer What does this job involve? - Leading our Tier 2/3 disclosure exercises in line with the overall management strategy set by the Disclosure Strategy Manager. - Perform a variety of strategic and disclosure roles across a portfolio of investigations. This includes both direct management and operational control of...