Current jobs related to Compliance Administrator - Northampton - MHA Caves Wealth
-
Compliance Administrator
5 months ago
Northampton, United Kingdom British Heart Foundation Full timeBritish Heart Foundation (BHF) has a large retail estate of circa 700 shops across the UK and we are recruiting a Retail Compliance Administrator, to join our new Retail Compliance team for a 24-month FTC to help support the team on all the administrative tasks related to the monitoring/ evidencing/ reporting of compliance activity. As Retail Compliance...
-
Retail Compliance Administrator
4 months ago
Northampton, United Kingdom British Heart Foundation Full timeBritish Heart Foundation (BHF) has a large retail estate of circa 700 shops across the UK and we are recruiting a Retail Compliance Administrator, to join our new Retail Compliance team for a 24-month FTC to help support the team on all the administrative tasks related to the monitoring/ evidencing/ reporting of compliance activity. As Retail Compliance...
-
Quality and Compliance Administrator
5 months ago
Northampton, United Kingdom Arctic Express Global Ltd Full timeArctic Express is a Temperature Controlled Logistics and Storage company based in Northampton, specialising in dedicated UK and European collections and deliveries, with a fully licensed onsite pharmaceutical storage facility. Due to the continual growth of the company, we are now looking for an experienced Quality and Compliance Administrator to join our...
-
HR & Compliance Administrator
5 months ago
Northampton, United Kingdom Rodericks Dental Limited Full timeRole Description **Location: Hybrid/ Northampton** **Must be able to travel to our Support Centre based in Northampton 1-2 times per month** Rodericks Dental Partners are on a journey to become the leading dental services provider in the UK. That goal can’t be achieved without the knowledge and guidance of our expert support teams. As two groups have...
-
Compliance Officer
1 month ago
Northampton, United Kingdom Interaction Recruitment Full timeJob Title: Compliance AdministratorLocation: Drift NN6 (own transport is required due to the location of the business)Salary: £13.50 per hourHours: Part Time 30 hrs a weekWe are seeking a skilled Compliance Administrator to provide administrative support to our client's Management Teams.Responsibilities:• Provide administrative foundations for the...
-
Compliance Manager
1 month ago
Northampton, United Kingdom CV-Library Full timeCompliance Manager Contractor Reddbrick are recruiting for a BM Trada experience Compliance Manager overseeing the auidt procees for Fire Doors. They are seeking a compliance manager to join the team and support with audits across the business. Compliance Manager Role The Fire Door Specialist compliance manager will be responsible for ensuring compliance in...
-
Compliance Manager
3 weeks ago
Northampton, United Kingdom CV-Library Full timeCompliance Manager Contractor Reddbrick are recruiting for a regional contractor with proven experience of delivering fit out, landscaping and passive fire works. They are seeking a compliance manager to join the team and support with the BM Trada Audits. Compliance Manager Role The compliance manager will be responsible for ensuring compliance in line...
-
Compliance Manager
1 month ago
Northampton, United Kingdom Redd Brick Recruitment Full timeCompliance Manager ContractorReddbrick are recruiting for a BM Trada experience Compliance Manager overseeing the auidt procees for Fire Doors. They are seeking a compliance manager to join the team and support with audits across the business.Compliance Manager RoleThe Fire Door Specialist compliance manager will be responsible for ensuring compliance in...
-
Fleet and Compliance Operations Specialist
4 days ago
Northampton, Northamptonshire, United Kingdom SF Recruitment Full timeJob Title: Fleet and Compliance AdminCompany: SF RecruitmentFleet and Compliance Administrator Northampton £26,780 + Annual Bonuses PermanentThe Professional Services division at SF Recruitment is seeking a Fleet, Compliance and Training Administrator for an industry-leading client in Northampton.Key Responsibilities:Business & Fleet Compliance...
-
Fleet Administrator
4 weeks ago
Northampton, United Kingdom CV-Library Full timeJob Title: Fleet Administrator Location: Northampton Remuneration: £26,000 - £26,780 per annum Contract Details: Permanent, Full Time office based - 40 hours per week A leading organisation in the transport industry, is seeking a highly organised and detail-oriented Fleet Administrator to join their team. As a member of the fleet, compliance,...
-
Compliance Officer
2 weeks ago
Northampton, Northamptonshire, United Kingdom MHA Caves Wealth Full timeJob Title: Compliance OfficerMHA Caves Wealth is seeking a highly organized and detail-oriented Compliance Officer to join our team. As a key member of our Compliance team, you will play a vital role in ensuring the firm's compliance with regulatory requirements.Key Responsibilities:Assist the Compliance Manager in maintaining and promoting a positive...
-
Fleet, Compliance
4 months ago
Northampton, United Kingdom Paragon Banking Group PLC Full timeAbout The Role Purpose of the role Working as part of a small team in Spelthorne, this post holder undertakes all administrative duties required to ensure the smooth running of the service provided by the SFS team in relation to the fleet of vehicles. This involves providing support to colleagues in their roles, primarily in relation to planned and...
-
Compliance Manager Position
7 days ago
Northampton, Northamptonshire, United Kingdom Redd Brick Recruitment Full timeCompliance Manager RoleThe Compliance Manager will be responsible for ensuring compliance with BM Trada guidelines for the fitting of Fire Doors. They will conduct site audits and ensure compliance, maintaining systems in preparation for audits. They will also support the team with ongoing training and development, reviewing and completing specifications of...
-
Compliance Manager
4 weeks ago
Northampton, Northamptonshire, United Kingdom Billing Finance Ltd Full time £60,000About Billing FinanceBilling Finance is a vehicle financing company based in Northampton, serving customers with non-standard credit profiles. Our mission is to empower individuals and communities by putting them at the heart of everything we do.Job SummaryWe are seeking a highly skilled Compliance Manager to join our Compliance & Risk Department. As a key...
-
Compliance Manager
4 weeks ago
Northampton, Northamptonshire, United Kingdom Billing Finance Ltd Full time £60,000About Billing FinanceBilling Finance is a vehicle financing company based in Northampton, focusing on customers with non-standard credit profiles. Our mission is to help our customers and staff achieve their goals by putting them at the heart of everything we do.Job SummaryWe are seeking a highly skilled Compliance Manager to join our Compliance and Risk...
-
Compliance Manager
4 weeks ago
Northampton, Northamptonshire, United Kingdom Billing Finance Ltd Full time £60,000About Billing FinanceBilling Finance is a vehicle financing company based in Northampton, serving customers with non-standard credit profiles. Our mission is to empower individuals and communities by putting them at the heart of everything we do.Job SummaryWe are seeking a highly skilled Compliance Manager to join our Compliance & Risk Department. As a key...
-
Compliance Manager
4 weeks ago
Northampton, Northamptonshire, United Kingdom Billing Finance Ltd Full time £60,000About Billing FinanceBilling Finance is a vehicle financing company based in Northampton, focusing on customers with non-standard credit profiles. Our mission is to help our customers and staff achieve their goals by putting them at the heart of everything we do.Job SummaryWe are seeking a highly skilled Compliance Manager to join our Compliance and Risk...
-
Compliance Officer
4 weeks ago
Northampton, Northamptonshire, United Kingdom Billing Finance Ltd Full time £60,000About Billing FinanceBilling Finance is a vehicle financing company based in Northampton, serving customers with non-standard credit profiles. Our mission is to empower individuals and communities by putting them at the heart of everything we do.Job SummaryWe are seeking a highly skilled Compliance Manager/Senior Manager to join our Compliance & Risk...
-
Compliance Officer
4 weeks ago
Northampton, Northamptonshire, United Kingdom Billing Finance Ltd Full time £60,000About Billing FinanceBilling Finance is a vehicle financing company based in Northampton, serving customers with non-standard credit profiles. Our mission is to empower individuals and communities by putting them at the heart of everything we do.Job SummaryWe are seeking a highly skilled Compliance Manager/Senior Manager to join our Compliance & Risk...
-
Workforce Administrator
1 week ago
Northampton, Northamptonshire, United Kingdom Summit Recruiters Full timeJob Summary: We are seeking a highly organized and process-driven administrator to manage the administration of our external workforce. This includes handling new worker requests, ensuring compliance with regulations, and maintaining accurate records.Key Responsibilities:Process new worker requests and update databases.Ensure compliance with IR35 regulations...
Compliance Administrator
2 months ago
Compliance Assistant
Full Time: Monday – Friday, 8:30am – 5:00pm
About the job
MHA Caves Wealth is the wealth management division of MHA, one of the largest firms of accountants, tax and business advisers in the UK. We provide expert, independent wealth and investment management services for individuals and their businesses. The firm has its head office in Northampton and serves a wide range of MHA offices across the country. Our success has been built on a reputation for professionalism, integrity and a ‘client first’ mentality, which has seen the firm develop through more than 115 years of history.
Compliance Assistant
To assist and support the Compliance Manager and Compliance Officer to ensure that the firm and staff remain compliant in all areas and functions.
General Responsibilities:
- Helping to maintain and promote a positive compliance culture within the firm.
- Complying with the firm’s relevant processes and procedures at all times.
- Advising relevant people in the firm on how to comply with their regulatory obligations.
- Assisting the Compliance Manager with delivery and completion of the Compliance Monitoring Programme.
- Maintaining an understanding of FCA rules, regulations, principles, and codes of conduct. Dealing with regulatory information requests in an open and honest manner.
Key Responsibilities:
- Ensuring the firm keeps up to date management information (MI) and that any adverse trends or recurring problems identified are reported to the Compliance Manager.
- Assisting the Compliance Manager in ensuring appropriate compliance processes and procedures are in place covering all areas of the firm’s business activities.
- Assisting the Compliance Manager with the development and review of internal policies, procedures and related documentation.
- Ensuring all firm and client records are retained in line with our data security, data protection and record keeping policies.
- Assisting the Compliance Manager in ensuring all required notifications to the FCA are accurate and are made in a timely way – including data compilation as required.
- Assisting the Compliance Manager in carrying out client file reviews.
- Assisting the Compliance Manager in the delivery, coordination and recording of Training & Competence items for all relevant staff.
- Assisting the Compliance Manager in ensuring the firm’s compliance records are kept up to date at all times (including personal account dealing, complaints, breaches, new business registers etc.)
The successful candidate will have the following skills/experience:
- Previous administration experience gained from either Financial or Professional Services.
- Diligent, analytical, with a good eye for detail.
- Excellent written and verbal communication skills.
- Good organisational and time management skills.
- Ability to multi-task.
- Excellent IT skills, including use of Microsoft Excel, Word, and PowerPoint.
- Ability to foresee potential issues and to provide possible solutions.
What MHA Caves Wealth has to offer:
- 25 days holiday plus bank holidays (pro rata)
- Pension scheme with 5% employer contribution
- Career progression opportunities
- Study leave and study support
- Flexible/hybrid working (following successful probationary period)
- Company socials/events
- Health and wellbeing support
- Cash plan
- Income Protection
