Compliance Consultant

2 weeks ago


London Area, United Kingdom X4 Technology Full time

Role: Compliance Consultant

Project: FCA regulatory change (Consumer credit & vulnerable customers)

Contract: 1 month for initial review (good scope to extend into implementation)

Rate: £500/d inside IR35

London: Hybrid, London area


X4 Technology are partnered with a leading financial services organisation who are offering the opportunity for a Compliance Consultant to join their team.


For the initial 30 day engagement, the successful candidate will be responsible for translating FCA terminology (from Consumer Credit - Product Sales Reporting Data) legislation into lay language, so that the client can identify whether they have any gaps.


There is strong possibility for the contract to extend longer term for the full Consumer Credit regulatory implementation across the client.


Requirements of the Compliance Consultant (FCA Consumer Credit)

  • Track record of working on FCA-mandated regulatory change
  • Experience of interpreting and translating FCA regulations
  • Good knowledge of regulations pertaining to consumer credit, consumer duty and vulnerable customers


The client are looking to review CVs by W/C 25th November, with interviews following shortly after and an anticipated start date in December. Please apply online for immediate consideration and connect with X4 Technology on LinkedIn to keep up to date with all of our latest job roles.



  • London Area, United Kingdom Austin Andrew Ltd Full time

    Compliance SpecialistWe are looking to hire a compliance expert to join a specialist compliance consultancy Key Responsibilities• Primary compliance resource for a number of platform clients• Leading monitoring reviews• Implementation of policies as applicable• Assisting with background screening checks as necessary and liaising with the FCA•...

  • Compliance Manager

    4 weeks ago


    London, United Kingdom Compliance Professionals Full time

    (12 month FTC role) THE COMPANY: Our client is an independent boutique asset management business based in the UK. Specialising in providing differentiated strategies to investors.THE RESPONSIBILITIES:Maintain a thorough knowledge of all legislative, technical (product) and regulatory changes and take steps to ensure that systems and controls are put in place...

  • Compliance Manager

    4 weeks ago


    London,, UK, United Kingdom Compliance Professionals Full time

    (12 month FTC role) THE COMPANY: Our client is an independent boutique asset management business based in the UK. Specialising in providing differentiated strategies to investors.THE RESPONSIBILITIES:Maintain a thorough knowledge of all legislative, technical (product) and regulatory changes and take steps to ensure that systems and controls are put in place...


  • London Area, United Kingdom KennedyPearce Consulting Full time

    Are you a Consultative Compliance Expert with at least 3-5 years of Compliance experience in the Funds / Investment / Equity or Asset Management sector? Are you looking for an exciting SME Compliance position with development within a unique consulting environment?I’m currently partnered with a Financial Services firm who are hiring a ‘Senior Compliance...


  • London Area, United Kingdom KennedyPearce Consulting Full time

    Are you a Consultative Compliance Expert with at least 3-5 years of Compliance experience in the Funds / Investment / Equity or Asset Management sector? Are you looking for an exciting SME Compliance position with development within a unique consulting environment?I’m currently partnered with a Financial Services firm who are hiring a ‘Senior Compliance...


  • London Area, United Kingdom KennedyPearce Consulting Full time

    Are you a Consultative Compliance Expert with at least 3-5 years of Compliance experience in the Funds / Investment / Equity or Asset Management sector? Are you looking for an exciting SME Compliance position with development within a unique consulting environment? I’m currently partnered with a Financial Services firm who are hiring a ‘Senior...


  • London Area, United Kingdom Barclay Simpson Full time

    Regulatory Compliance Advisory Consultant - £500 - £600 per day.Can you provide outstanding technical compliance guidance on Investment Management solutions?If so, please do apply.We're looking to hire a contractor for 6 months, to support a friendly, collaborative and professional Investment Manager, who are looking for a consultant in Compliance...


  • London Area, United Kingdom Barclay Simpson Full time

    Regulatory Compliance Advisory Consultant - £500 - £600 per day.Can you provide outstanding technical compliance guidance on Investment Management solutions?If so, please do apply.We're looking to hire a contractor for 6 months, to support a friendly, collaborative and professional Investment Manager, who are looking for a consultant in Compliance...


  • London, Greater London, United Kingdom Compliance Professionals Full time

    About the RoleWe are seeking a skilled Regulatory Compliance Specialist to join our team at Compliance Professionals.Job SummaryThe ideal candidate will have at least 5 years' experience in Compliance or Operations within financial services, preferably fund management and/or discretionary management environment. Strong appreciation of Compliance and...

  • Head of Consultancy

    6 months ago


    London, United Kingdom William Martin Compliance Full time

    **Head of Consultancy** **William Martin** **Location**:Home-based with travel to meet with colleagues and clients (including regular meetings in Bromsgrove, Cambridgeshire and London). 60% of the role may involve travel. **Salary**: £50,000 to £60,000 per annum **Job Type**:Full time/ Permanent **About Us** William Martin, part of the wider Marlowe...


  • London, United Kingdom AJ FOX COMPLIANCE Full time

    Job DescriptionWe are working with a prestigious international law firm in need of a Compliance Coordinator to join their team in London. This role will oversee central onboarding alongside the client and matter-opening processes. You will help in the continuation of a high-quality service provided to internal and external clients. The ideal candidate will...

  • Compliance Expert

    3 weeks ago


    London, Greater London, United Kingdom Compliance Recruitment Solutions Full time

    A compliance expert with PWM/advisor/buy side experience is sought to join a growing UK and US Compliance Consulting Firm.Job DescriptionThe successful candidate will work autonomously as part of a collegiate and technically competent team, reporting to the Managing Director. Key responsibilities include:Supervising junior members of the AR Platform...


  • London Area, United Kingdom X4 Technology Full time

    Role: Compliance Consultant Project: FCA regulatory change (Consumer credit & vulnerable customers) Contract: 1 month for initial review (good scope to extend into implementation) Rate: £500/d inside IR35 London: Hybrid, London area X4 Technology are partnered with a leading financial services organisation who are offering the opportunity for a...

  • Compliance Consultant

    8 months ago


    London, United Kingdom IQ-EQ Full time

    **Company Description** IQ EQ is part of a leading Investor Services group which combines global expertise with an unwavering focus on client service delivery. We support fund managers, global companies, family offices and private clients operating worldwide. The Compliance Consultant will successfully manage and develop client relationships, deliver client...


  • London Area, United Kingdom Korn Ferry Full time

    About the RoleWe are seeking a highly skilled Risk Management Consultant to join our technology team at Korn Ferry. As an integral member of the team, you will provide focused consulting services to ensure compliance and protection of our operational and technical areas.This is a fantastic opportunity for a self-motivated individual with strong analytical,...

  • Compliance Consultant

    3 weeks ago


    London, Greater London, United Kingdom Cosegic Full time

    Job Overview">Cosegic is a leading compliance consultancy providing assistance with FCA Authorisation, ongoing compliance consulting, prudential services, and regulatory projects. We work together in industry specialist teams, servicing over 800 clients from various sectors.This full-time, permanent role as Associate Consultant, Prudential Services involves...

  • Compliance Consultant

    2 weeks ago


    London, Greater London, United Kingdom Northern Trust Corporation Full time

    Job Summary:We are seeking a Senior Compliance Consultant to join our team in London. The ideal candidate will have knowledge of FCA client money rules, prior experience of fund structures including UCITS, ETFs, AIFs, and exposure to cross-border regulatory frameworks and rules.The role involves providing technical research and consultation on regulatory...


  • London, United Kingdom Austin Andrew Ltd Full time

    Compliance SpecialistWe are looking to hire a compliance expert to join a specialist compliance consultancy Key Responsibilities• Primary compliance resource for a number of platform clients• Leading monitoring reviews• Implementation of policies as applicable• Assisting with background screening checks as necessary and liaising with the FCA•...


  • London,, UK, United Kingdom Austin Andrew Ltd Full time

    Compliance SpecialistWe are looking to hire a compliance expert to join a specialist compliance consultancy Key Responsibilities• Primary compliance resource for a number of platform clients• Leading monitoring reviews• Implementation of policies as applicable• Assisting with background screening checks as necessary and liaising with the FCA•...

  • Compliance Consultant

    6 months ago


    London, United Kingdom IQ-EQ Full time

    Company Description IQ-EQ is a leading Investor Services group which combines global expertise with an unwavering focus on client service delivery. We support fund managers, global companies, family offices and private clients operating worldwide. **Job Description**: **Responsibilities** The Compliance Consultant will work on conducting operational due...