(FTC) Compliance Monitoring Officer, Legal

Serves as a function/business/product compliance risk officer for Independent Compliance Risk Management (ICRM) responsible for assisting with internal strategies, policies, procedures, processes, and programs to prevent violations of law, rule, or regulation and design and deliver a risk management framework that maintains risk levels within the firm's...

Reports to Senior Compliance Manager The purpose of this position is to act as a client focussed Compliance representative within the Aztec Group’s Jersey office, taking responsibility for the day to day Client Compliance activities and forming part of the group-wide Risk and Compliance team, assisting with its on-going development and implementation...

Reports to Senior Compliance Manager The purpose of this position is to act as a client focussed Compliance representative within the Aztec Group’s Jersey office, taking responsibility for the day to day Client Compliance activities and forming part of the group-wide Risk and Compliance team, assisting with its on-going development and implementation...

Job Advert **Location**: St Albans / Hybrid **Salary**: £61,713 to £66,580 inclusive annual salary + up to 19.7 percent employer pension contribution **Contract**: Permanent, full-time (37 hours per week) **Hours**: Flexible working options (including hybrid) There is no single definition but Governance is without question essential If the above...

**Company Description** IQ-EQ is a leading Investor Services group which combines global expertise with an unwavering focus on client service delivery. We support fund managers, global companies, family offices and private clients operating worldwide. **Job Description** Responsibilities**: You’ll be working with the Head of Monitoring & Reporting and the...

Reporting to Senior Legal Counsel The purpose of this position is to support Aztec’s In-house Legal Team in the provision of internal legal advice across a spectrum of regulatory and corporate matters in each of the jurisdictions in which we operate, with a primary focus on the Channel Islands and the UK. Key responsibilities: Assisting in the...

Reporting to Senior Legal Counsel The purpose of this position is to support Aztec’s In-house Legal Team in the provision of internal legal advice across a spectrum of regulatory and corporate matters in each of the jurisdictions in which we operate, with a primary focus on the Channel Islands and the UK. Key responsibilities: Assisting in the...

Position: Head of Compliance Location: St Albans Office, UK About the Firm: Our client is a leading financial services firm specializing in providing comprehensive wealth management solutions to high-net-worth individuals and families. They are committed to integrity, expertise, and personalized service, empowering their clients to achieve their financial...

Reporting to Senior Legal Counsel This is a parental leave cover contract and will last for a minimum of 9 months, but may be extended further. We are looking for an experienced, talented and highly motivated lawyer to support our rapidly growing and evolving businesses. This opportunity will give you exposure to a wide range of work across a number...

Job DescriptionPurpose of the roleAs a Money Laundering Compliance Officer, you will be supporting the Head of Compliance in the development and maintenance of an effective compliance function for Evelyn Partners International (EPI) and Evelyn Partners (Channel Islands) Limited (EPCI) in Jersey. You will be liaising effectively with all staff, to include the...

Position: Head of Compliance Location: St Albans Office, UK About the Firm: Our client is a leading financial services firm specializing in providing comprehensive wealth management solutions to high-net-worth individuals and families. They are committed to integrity, expertise, and personalized service, empowering their clients to achieve their...

Position: Head of Compliance Location: St Albans Office, UK About the Firm: Our client is a leading financial services firm specializing in providing comprehensive wealth management solutions to high-net-worth individuals and families. They are committed to integrity, expertise, and personalized service, empowering their clients to achieve their...

Company Description Evelyn Partners is the UK’s leading integrated wealth management and professional services group, with over 186 years of experience in helping generations of people and businesses to thrive. We offer an extensive range of financial and professional services to individuals, family trusts, professional intermediaries, charities and...

Role purpose The Chief Risk and Compliance Officer (CRCO) is responsible for directing the effective identification, assessment, management, monitoring and mitigation of risk across all current and potential future risk types across Channel Islands and Isle of Man as an entity.  In addition to this the role holder is also responsible as the WPB Chief...

%MCEPASTEBIN% Reports to Client Relationship Manager The purpose of this position is to assist with the board governance services, predominantly comprising a minutes focused project for a key strategic client of Aztec under the direction of the Client Relationship Manager. Key Responsibilities: Co-ordinate all aspects of board governance matters,...

**Compliance** **Vice President** **Role Location**: **Guernsey, Channel Islands** Department: Regulatory Compliance Employment Type: Permanent, Full Time **The role**: Apex operate a three lines of defence model with Compliance being the second line of defence. This important role is primarily to support client licensees and to ensure that the activities...

Reporting to Senior Legal Counsel We are looking for an experienced, talented and highly motivated lawyer to support our rapidly growing and evolving businesses. This opportunity will give you exposure to a wide range of work across a number of different jurisdictions, with a primary focus on the Channel Islands and the UK. Key responsibilities ...

Client Compliance Officer Location: St Peter Port, Guernsey Date Posted: Feb 17, 2023 **Description** **Job** Description** **Client** *** **Compliance** *** **Officer** **Role** **Location**:Guernsey, Channel Islands **Department**: ***Client Compliance**Company**:Apex Fund and Corporate Services (Guernsey) Limited (“Apex...

PR Officer - FTC for 6 months, with a view of becoming permanent. The NPA are seeking an experienced press officer for the management of routine press Office processes including logging and pursuit of media inquiries, monitoring and reporting coverage, and maintaining the operational relationship with suppliers/media partners - as evidenced by efficient...

Job DescriptionPurpose of the roleAs a Compliance Manager, you will be supporting the Head of Compliance in the development and maintenance of an effective compliance function for Evelyn Partners International (EPI) and Evelyn Partners (Channel Islands) Limited (EPCI) in Jersey. You will be liaising effectively with all staff, to include the wider Group.Your...