Mandarin Speaking Compliance Manager
2 months ago
Responsibilities:
- Overseeand implement the company s compliance policies and procedures toensure regulatorycompliance.
- Reviewinternal processes and operations to identify and resolve potentialcomplianceissues.
- Ensurethat all employees are aware of and adhere to relevant regulationsand internal policies by providing compliancetraining.
- Participatein the compliance assessment and review of new products andbusinessinitiatives.
- Assistin responding to regulatory inspections and investigations handlingcompliance issues andcomplaints.
- Regularlyreport the company s compliance status and provide recommendationsto seniormanagement.
- Monitorand interpret changes in regulatory policies adjusting the companys compliance strategiesaccordingly.
Requirements
- Bachelors degree or higher in Finance Law or a relatedfield.
- Atleast 5 years of compliance experience in the financial assetmanagementindustry.
- Indepthknowledge of regulatory regulations and policies with extensivecompliance managementexperience.
- Strongcommunication and teamwork skills with the ability to effectivelycoordinate crossdepartmentalcollaboration.
- Proficientin using compliance management tools andsoftware.
- Thoroughunderstanding of compliance auditing risk control and internalcontrols.
- Relevantcompliance certifications (e.g. CFA CIA CRCM) arepreferred.
- Familiaritywith compliance and regulatory policies in the cryptoindustry.
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