Mandarin Speaking Compliance Manager

2 months ago


Cambridge, United Kingdom ELP Consult Ltd. Full time
Thisposition is responsible for ensuring that the companys operationscomply with regulatory requirements and internal policiessafeguarding the legality and standardization of our businessactivities.

Responsibilities:

  • Overseeand implement the company s compliance policies and procedures toensure regulatorycompliance.
  • Reviewinternal processes and operations to identify and resolve potentialcomplianceissues.
  • Ensurethat all employees are aware of and adhere to relevant regulationsand internal policies by providing compliancetraining.
  • Participatein the compliance assessment and review of new products andbusinessinitiatives.
  • Assistin responding to regulatory inspections and investigations handlingcompliance issues andcomplaints.
  • Regularlyreport the company s compliance status and provide recommendationsto seniormanagement.
  • Monitorand interpret changes in regulatory policies adjusting the companys compliance strategiesaccordingly.


Requirements
  • Bachelors degree or higher in Finance Law or a relatedfield.
  • Atleast 5 years of compliance experience in the financial assetmanagementindustry.
  • Indepthknowledge of regulatory regulations and policies with extensivecompliance managementexperience.
  • Strongcommunication and teamwork skills with the ability to effectivelycoordinate crossdepartmentalcollaboration.
  • Proficientin using compliance management tools andsoftware.
  • Thoroughunderstanding of compliance auditing risk control and internalcontrols.
  • Relevantcompliance certifications (e.g. CFA CIA CRCM) arepreferred.
  • Familiaritywith compliance and regulatory policies in the cryptoindustry.




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