AML Analyst

2 months ago

Bristol, United Kingdom RPC Full time

Description

ROLE OVERVIEW

As an AML Analyst based in RPC's Bristol office, you will be part of a central team which reports into the AML Manager, conducting client due diligence ("CDD") checks on our clients and matters in line with our anti-money laundering ("AML") and combating the financing of terrorism ("CFT") obligations. The central team services all RPC offices, which are based in London, Bristol, Singapore, and Hong Kong.

You will work closely with our lawyers globally to gather information and documents, and conduct your own research, to write high-quality client and matter CDD risk assessments for a diverse range of corporate entities and individuals. In addition, you will be in regular contact with our wider Risk team and Money Laundering Reporting Officers, who you will advise by making necessary referrals and escalations for their consideration, where needed.

At RPC, training and development is important. You will receive bespoke training to support you in role, and there is a comprehensive CDD procedure, templates, and guidance for you to follow. You will also have access to a broad curriculum of firm wide training events. This role also offers the opportunity to train and mentor new starters to the team once you've mastered elements of the role and are ready to share your knowledge. The team and firm growth ambitions also provide opportunity for supervisory positions in the future.

Key Responsibilities

Day to day duties may include, but are not limited to:

Carrying out CDD checks on clients and matters in line with the AML/CTF regulations and drafting the corresponding risk assessments for Partner review and approval. Where required, escalating higher-risk clients and matters to Risk and/or the relevant MLRO for their review and approval, making recommendations as to any next steps and supporting with any further research requested by those persons. Liaising with our lawyers to identify and verify information about our clients and matters to support our risk assessments. Effective use of open sources and other available databases to research and document information that is relevant to our clients and matters. Managing your own workload, and following up where needed with our fee earners to ensure CDD is progressing on work assigned to you. Management of the centralised team inbox, which includes ensuring that any general CDD queries are addressed, and that the work is fairly distributed amongst all of the AML Analysts within the team depending on capacity. General client and matter onboarding administration (e.g., saving documentation in iManage, and approving clients when CDD is complete in Aderant)

AML Analysts are expected to contribute towards the development of the team by:

Delivering high quality and timely output to internal clients, ensuring high levels of client service and alignment with agreed working practices Working to develop an environment of constant improvement: enthusiastically sharing with and helping others; and taking responsibility for aspects of team development, such as intranet pages, training, process improvement etc. Capturing and collating required AML records and other MI in accordance with agreed practice for reporting, SLAs, performance management, and other purposes Contributing to the development and improvement of the team's service, support, processes, and procedures Demonstrating the values and behaviours that build up the team and keep it client-focused

Knowledge, skills and experience

Good written and verbal communication skills Well-organised and efficient, with good attention to detail Hardworking, enthusiastic, and motivated Collaborative and willing to turn a hand to whatever is needed to meet team aims Able to work in a fast-paced environment and adapt to change Able to deal with difficult or demanding situations Self-starting and able to self-manage effectively Commercially aware, with an understanding of the need for efficient working

Required

Previous experience in a client and matter onboarding role, or an AML focussed role (in any sector) Demonstrable knowledge of Microsoft Office (including Excel, Word, PowerPoint, and Outlook)

Advantageous

Undergraduate degree or equivalent qualification Experience with using World Check / Compliance Catalyst / Orbis Experience with using Intapp Experience of working in the legal sector Experience with drafting risk assessments and completing CDD checks

#RPC

Refer a friend Printer friendly Apply

  • Compliance Analyst

    7 days ago

    Bristol, United Kingdom Artis Recruitment Full time

    Are you a compliance professional with a an understanding of AML or CDD? Are you able to work in central Bristol 2 days a week? If the answer is yes to these two questions then we have a fantastic opportunity for you to join a leading law firm in their growing compliance function operating as Compliance Analyst. This role will sit in an immediate team of 3...

  • Compliance Analyst

    2 weeks ago

    Bristol, United Kingdom Artis Recruitment Full time

    Are you a compliance professional with a an understanding of AML or CDD? Are you able to work in central Bristol 2 days a week? If the answer is yes to these two questions then we have a fantastic opportunity for you to join a leading law firm in their growing compliance function operating as Compliance Analyst. This role will sit in an immediate team of 3...

  • Compliance Risk Analyst

    3 weeks ago

    Bristol, Bristol, United Kingdom RPC Full time

    Position Overview ROLE SUMMARY As a Compliance Risk Analyst at RPC, you will be an integral part of a dedicated team that reports to the Compliance Manager. Your primary responsibility will be to perform client due diligence ("CDD") assessments in accordance with our obligations related to anti-money laundering ("AML") and counter-terrorism...

  • Compliance Risk Analyst

    4 days ago

    Bristol, Bristol, United Kingdom RPC Full time

    Position Overview ROLE SUMMARY As a Compliance Risk Analyst at RPC, you will be an integral part of a dedicated team that reports to the Compliance Manager. Your primary responsibility will be to perform client due diligence ("CDD") assessments in accordance with our obligations related to anti-money laundering ("AML") and counter-terrorism...

  • Compliance Analyst

    1 month ago

    Bristol, United Kingdom TLT LLP Full time

    We are recruiting for an Assistant or Analyst to join our Can I Act team. Your Role As a Compliance analyst your day to day remit includes: Manage and implement an assessment of all high and medium risk clients, requiring CRP’s to review information regarding clients with whom they have a business relationship, including recompleting the AML client...

  • Compliance Analyst

    2 months ago

    Bristol, United Kingdom TLT LLP Full time

    We are recruiting for an Analyst to join our Can I Act team. Your Role As a Compliance Analyst your day to day remit includes: Follow business acceptance procedures for all new clients and work of the firm. To conduct and begin analysing basic potential conflicts of interest, covering the firms main practice areas and most common work types To be...

  • Compliance Officer

    3 days ago

    Bristol, Bristol, United Kingdom Artis Recruitment Full time

    Job Description:**Compliance Analyst Role**We are seeking a highly skilled Compliance Analyst to join our team at Artis Recruitment. As a Compliance Analyst, you will play a crucial role in ensuring our clients' compliance with regulatory requirements.Key Responsibilities:Assist in the development and implementation of compliance policies and...

  • Compliance Officer

    2 days ago

    Bristol, Bristol, United Kingdom Artis Recruitment Full time

    Job Description:**Compliance Analyst Role**We are seeking a highly skilled Compliance Analyst to join our team at Artis Recruitment. As a Compliance Analyst, you will play a crucial role in ensuring our clients' compliance with regulatory requirements.Key Responsibilities:Assist in the development and implementation of compliance policies and...

  • Compliance Operations Team Supervisor

    3 weeks ago

    Bristol, Bristol, United Kingdom TLT LLP Full time

    Exciting Career Opportunity:We are seeking a dedicated Team Supervisor to join our Can I Act (CIA) division. In this pivotal role, you will be responsible for managing compliance analysts focused on ongoing Customer Due Diligence (CDD) and Know Your Customer (KYC) risk assessment processes.Your Key Responsibilities:Oversee a team of compliance analysts,...

  • KYC Compliance Team Manager

    3 weeks ago

    Bristol, Bristol, United Kingdom TLT LLP Full time

    Join Our Dynamic Team:We are seeking a dedicated Team Leader to enhance our Can I Act (CIA) division. In this pivotal role, you will be responsible for managing compliance analysts focused on ongoing monitoring of Customer Due Diligence (CDD) and risk assessment operations.Key Responsibilities:Lead a team of compliance analysts, ensuring adherence to...

  • Compliance Team Leader

    3 months ago

    Bristol, United Kingdom TLT Full time

    We are recruiting for a Team Leader to join our Can I Act (CIA) team in Bristol. **Your Role**: - This role will specifically be supervising analysts working on CDD/KYC ongoing monitoring, and matter risk assessment. As a team leader your day to day remit includes: - Supervision of compliance analysts undertaking CDD/KYC ongoing monitoring and matter risk...

  • Compliance Officer

    4 days ago

    Bristol, United Kingdom Artis Recruitment Full time

    Job DescriptionWe are seeking a highly skilled Compliance Analyst to join our team at Artis Recruitment. As a Compliance Analyst, you will play a critical role in ensuring the firm's compliance with regulatory requirements and industry standards.Key Responsibilities:Develop and implement effective compliance programs to mitigate risk and ensure regulatory...

  • Compliance Officer

    5 days ago

    Bristol, United Kingdom Artis Recruitment Full time

    Job DescriptionWe are seeking a highly skilled Compliance Analyst to join our team at Artis Recruitment. As a Compliance Analyst, you will play a critical role in ensuring the firm's compliance with regulatory requirements and industry standards.Key Responsibilities:Develop and implement effective compliance programs to mitigate risk and ensure regulatory...

  • Regulatory Compliance Supervisor

    3 weeks ago

    Bristol, Bristol, United Kingdom Artis Recruitment Full time

    Position Overview:We are seeking a dedicated Regulatory Compliance Supervisor to lead our compliance team within a prestigious law firm. This role is ideal for individuals with a solid background in compliance, particularly in KYC (Know Your Customer) and CDD (Customer Due Diligence). Key Responsibilities:As the supervisor of a team of four compliance...

  • Compliance Operations Supervisor

    3 weeks ago

    Bristol, Bristol, United Kingdom Artis Recruitment Full time

    Are you an experienced compliance expert with a solid grasp of KYC and CDD regulations? Do you possess the ability to lead a team effectively? If so, we have an excellent opportunity for you to join a prominent law firm as a Compliance Operations Supervisor. Key Responsibilities: Supervise a team of 4 compliance analysts, ensuring effective communication...

  • Compliance Operations Supervisor

    3 weeks ago

    Bristol, Bristol, United Kingdom Artis Recruitment Full time

    Position OverviewAre you an experienced compliance expert with a solid grasp of KYC (Know Your Customer) and CDD (Customer Due Diligence) processes? Do you possess the ability to lead a team effectively? If so, we have an excellent opportunity for you to step into the role of Compliance Operations Supervisor at Artis Recruitment. Key ResponsibilitiesIn this...

  • Compliance Operations Supervisor

    3 weeks ago

    Bristol, Bristol, United Kingdom Artis Recruitment Full time

    Position OverviewAre you an experienced compliance expert with a solid grasp of KYC (Know Your Customer) and CDD (Customer Due Diligence) processes? Do you possess the ability to lead a team effectively? If so, we have an excellent opportunity for you to step into the role of Compliance Operations Supervisor at Artis Recruitment. Key ResponsibilitiesIn this...

  • Compliance Assistant

    3 months ago

    Bristol, United Kingdom TLT Full time

    We are recruiting for an Assistant or Analyst to join our Can I Act team in Bristol. **Your Role**: As a Compliance assistant your day to day remit includes: - Manage and implement an assessment of all high and medium risk clients, requiring CRP’s to review information regarding clients with whom they have a business relationship, including recompleting...

  • Plan Administration

    3 months ago

    Bristol, United Kingdom Mercer Full time

    The Global Mobility Solutions team within MMB Multinational provides advice and solutions to clients in the area of international health insurance and group risk solutions. We have an exciting opportunity for a Business Support Analyst to join our team working with both our International Consumer and Large Corporate/SME Consultants. What Can you...

  • Commercial Banking Manager

    4 days ago

    Bristol, Bristol, United Kingdom MetroBank Full time

    Job Summary:As a Commercial Banking Manager at Metro Bank, you will play a key role in driving the future growth of the bank by managing a portfolio of commercial lending customers and developing influential business relationships with key market professionals, clients, and customers.Key Responsibilities:Manage an active portfolio of commercial banking...