Compliance Officer

Role OverviewWe are seeking a Senior Regulatory Compliance Officer to join our team at Compliance Professionals.Key Responsibilities:To review assigned cases as per established process, policies and standards and produce the appropriate decision for each case to quality standards in place.Produce clear and concise customer communications including FDLs and...

An exciting opportunity has arisen for a self-motivated and personable risk and compliance officer to join a not-for-profit company in Leeds where you will be working closely alongside the head of risk and compliance to create a positive compliance culture. This is a great opportunity for someone to join a company with a big focus on corporate social...

Job Title: Compliance OfficerAbout the Role:We are seeking an experienced Compliance Officer to join our team on a full-time permanent basis. As a Compliance Officer, you will play a crucial role in ensuring that our firm complies with all relevant statutory laws and regulations.Your Key Responsibilities:Ensure the firm's compliance with all relevant laws...

Inclusive Consulting is delighted to be partnered with our Financial Services client in their search for a diligent and ambitious Compliance Officer based in Leeds City Centre. Our client is a reputable Investment Management firm specialising in Personal and Corporate Finance. Due to an internal promotion, they are now looking for a diligent and ambitious...

Inclusive Consulting is delighted to be partnered with our Financial Services client in their search for a diligent and ambitious Compliance Officer based in Leeds City Centre. Our client is a reputable Investment Management firm specialising in Personal and Corporate Finance. Due to an internal promotion, they are now looking for a diligent and ambitious...

Now Education are looking to appoint a Compliance Officer for our Leeds Branch. This is a hybrid-working role where two days will be worked from home and three in our central Leeds office. - Be diligent in checking details. - Have excellent written and verbal communication skills. - Have good IT skills, including using a database and all aspects of...

Arthur have partnered with an insurer who are seeking a Compliance Officer (Generalist) on a full time, permanent basis reporting into the Head of UK Compliance. This is hybrid based in Leeds and would suit a Compliance professional with knowledge of FCA/PRA regulations from an insurance background.Main duties:provide regulatory support and guidance across...

Arthur have partnered with an insurer who are seeking a Compliance Officer (Generalist) on a full time, permanent basis reporting into the Head of UK Compliance. This is hybrid based in Leeds and would suit a Compliance professional with knowledge of FCA/PRA regulations from an insurance background.Main duties:provide regulatory support and guidance across...

Arthur have partnered with an insurer who are seeking a Compliance Officer (Generalist) on a full time, permanent basis reporting into the Head of UK Compliance. This is hybrid based in Leeds and would suit a Compliance professional with knowledge of FCA/PRA regulations from an insurance background.Main duties:provide regulatory support and guidance across...

Job Description Arthur have partnered with an insurer who are seeking a Compliance Officer (Generalist) on a full time, permanent basis reporting into the Head of UK Compliance. This is hybrid based in Leeds and would suit a Compliance professional with knowledge of FCA/PRA regulations from an insurance background. Main duties: provide regulatory support...

Legal & Compliance Officer Opportunity in Leeds! Are you a Legal professional with a keen eye for compliance? Do you thrive in a dynamic environment where you can make a meaningful impact? Look no further! Position: Legal & Compliance Officer Terms: Full or part-time | Hybrid working | Leeds office-based **Job Description**: Our client is looking for a...

Company Overview: QED Legal is a leading top 100 law firm with a growing, forward-looking international presence. Our dynamic Business Acceptance Unit (BAU) team is seeking a Conflicts Assistant to ensure regulatory compliance and manage conflicts of interest.Salary: Competitive Salary (£40,000 - £55,000 per annum), reflecting the UK's average for this...

We are seeking a highly skilled Compliance Officer Support to join our Business Acceptance Unit at ENGINEERINGUK. As a crucial member of our team, you'll be responsible for ensuring compliance with global AML laws and regulations, as well as supporting Money Laundering Reporting Officers.Key Responsibilities:Risk assessment and customer due diligence...

Job Title: Chief Compliance OfficerWe are seeking an experienced IT Assurance professional to join our team as a Chief Compliance Officer at Broadgate. As an IT Assurance professional, you will be responsible for managing compliance from an IT perspective, ensuring that our organization meets regulatory requirements such as Data Privacy and SOX, as well as...

**Company Overview:**">Broadgate is a leading provider of IT services, committed to delivering high-quality solutions that meet the needs of our clients.]**Job Description:**As an IT Compliance Officer, you will play a key role in ensuring that Broadgate's IT systems and processes comply with relevant regulatory requirements. This will involve working...

The Compliance Monitoring Officer is a brand new role for LifeSearch ensuring that we, and our Appointed Representatives, continue to meet all regulatory requirements. Responsible for undertaking compliance monitoring reviews and assisting with the delivery of recommendations. Working alongside the Data Protection Manager, Compliance Manager and Compliance...

Job OverviewWe are seeking a highly skilled Recruitment and Compliance Officer to join our team. As part of our established team, you will be responsible for carrying out registration meetings, ensuring all candidate compliance checks are valid and updated, and dealing with personal information in line with company policies and guidance.This is a full-time...

Job DescriptionWe are seeking a Compliance Officer to join our SHEQ Team, working on our Yorkshire Water Smart Metering programme. This project involves the installation of 1.3 million meters, ensuring legislative compliance throughout the region, and promoting continuous improvement of safety and performance.As a key member of our team, you will be...

**LEGAL & COMPLIANCE OFFICER** **Terms of employment** - Full or part time - Hybrid working - Leeds office based - Ensure the firm complies with all relevant statutory laws and regulations, internal policies and procedures. - Manage the firm’s Lexcel Accreditation Audit - Ensure continual monitoring and review of compliance procedures to help identify...

Job Summary: Environmental Compliance OfficerWe are looking for an experienced Environmental Compliance Officer to oversee the operational activities at our site. This role requires strong knowledge of environmental regulations and procedures, as well as excellent communication skills to manage relationships with colleagues and stakeholders.Main...