Compliance Officer

Role OverviewWe are seeking a Senior Regulatory Compliance Officer to join our team at Compliance Professionals.Key Responsibilities:To review assigned cases as per established process, policies and standards and produce the appropriate decision for each case to quality standards in place.Produce clear and concise customer communications including FDLs and...

Inclusive Consulting is delighted to be partnered with our Financial Services client in their search for a diligent and ambitious Compliance Officer based in Leeds City Centre. Our client is a reputable Investment Management firm specialising in Personal and Corporate Finance. Due to an internal promotion, they are now looking for a diligent and ambitious...

Inclusive Consulting is delighted to be partnered with our Financial Services client in their search for a diligent and ambitious Compliance Officer based in Leeds City Centre. Our client is a reputable Investment Management firm specialising in Personal and Corporate Finance. Due to an internal promotion, they are now looking for a diligent and ambitious...

Now Education are looking to appoint a Compliance Officer for our Leeds Branch. This is a hybrid-working role where two days will be worked from home and three in our central Leeds office. - Be diligent in checking details. - Have excellent written and verbal communication skills. - Have good IT skills, including using a database and all aspects of...

Arthur have partnered with an insurer who are seeking a Compliance Officer (Generalist) on a full time, permanent basis reporting into the Head of UK Compliance. This is hybrid based in Leeds and would suit a Compliance professional with knowledge of FCA/PRA regulations from an insurance background. Main duties: provide regulatory support and guidance...

Arthur have partnered with an insurer who are seeking a Compliance Officer (Generalist) on a full time, permanent basis reporting into the Head of UK Compliance. This is hybrid based in Leeds and would suit a Compliance professional with knowledge of FCA/PRA regulations from an insurance background.Main duties:provide regulatory support and guidance across...

Arthur have partnered with an insurer who are seeking a Compliance Officer (Generalist) on a full time, permanent basis reporting into the Head of UK Compliance. This is hybrid based in Leeds and would suit a Compliance professional with knowledge of FCA/PRA regulations from an insurance background.Main duties:provide regulatory support and guidance across...

Arthur have partnered with an insurer who are seeking a Compliance Officer (Generalist) on a full time, permanent basis reporting into the Head of UK Compliance. This is hybrid based in Leeds and would suit a Compliance professional with knowledge of FCA/PRA regulations from an insurance background.Main duties:provide regulatory support and guidance across...

Arthur have partnered with an insurer who are seeking a Compliance Officer (Generalist) on a full time, permanent basis reporting into the Head of UK Compliance. This is hybrid based in Leeds and would suit a Compliance professional with knowledge of FCA/PRA regulations from an insurance background.Main duties:provide regulatory support and guidance across...

Job Description Arthur have partnered with an insurer who are seeking a Compliance Officer (Generalist) on a full time, permanent basis reporting into the Head of UK Compliance. This is hybrid based in Leeds and would suit a Compliance professional with knowledge of FCA/PRA regulations from an insurance background. Main duties: provide regulatory support...

Legal & Compliance RoleWe are seeking a qualified Regulatory Professional to manage our firm's Lexcel accreditation, covering policies and procedures, performing risk assessments, and educating the wider business on compliance regulations in line with the SRA code of conduct.ResponsibilitiesManage the firm's Lexcel accreditationDevelop and implement policies...

Role Responsibility Join the Infrastructures Facilities Management team in an invigorating role as Compliance Officer. This position is a cornerstone of our newly established Compliance Team, dedicated to the delivering specialist operational guidance on statutory compliance within the Kent County Council corporate and educational estate. In this...

Legal & Compliance Officer Opportunity in Leeds! Are you a Legal professional with a keen eye for compliance? Do you thrive in a dynamic environment where you can make a meaningful impact? Look no further! Position: Legal & Compliance Officer Terms: Full or part-time | Hybrid working | Leeds office-based **Job Description**: Our client is looking for a...

We are seeking a highly skilled Compliance Officer to join our team at The Supply Register. As a key member of our recruitment team, you will be responsible for ensuring that all candidates are fully vetted and compliant with DfE, Keeping Children Safe in Education, and industry standards.Key Responsibilities:Manage the candidate pipeline to ensure timely...

About the RoleWe are seeking a highly organized and approachable individual to join our Compliance team as a Compliance Associate. This role will support the business in ensuring compliance with regulatory bodies such as the FCA and ICO.Key ResponsibilitiesUndertake elements of the compliance monitoring plan across all areas of the business.Support the team...

Job Title: Compliance Officer/Senior Compliance Officer - Education Recruitment Sector: Education Recruitment Consultancy Location: Leeds Salary: £23,500 - £25,000 per annum + Competitive Bonus Structure We are seeking a highly organised and motivated Compliance Officer or Senior Compliance Officer to join our busy education supply agency in...

The Compliance Monitoring Officer is a brand new role for LifeSearch ensuring that we, and our Appointed Representatives, continue to meet all regulatory requirements. Responsible for undertaking compliance monitoring reviews and assisting with the delivery of recommendations. Working alongside the Data Protection Manager, Compliance Manager and Compliance...

Job Title: Compliance Officer/Senior Compliance Officer - Education Recruitment SpecialistSector: Education Recruitment ConsultancyLocation: LeedsSalary: £23,500 - £25,000 per annum + Competitive Bonus StructureWe are seeking a highly organised and motivated Compliance Officer or Senior Compliance Officer to join our busy education supply agency in Leeds....

**LEGAL & COMPLIANCE OFFICER** **Terms of employment** - Full or part time - Hybrid working - Leeds office based - Ensure the firm complies with all relevant statutory laws and regulations, internal policies and procedures. - Manage the firm’s Lexcel Accreditation Audit - Ensure continual monitoring and review of compliance procedures to help identify...

Job TitleChief Compliance OfficerJob SummaryWe are seeking a seasoned Chief Compliance Officer to join our team at Rev & Regs. As a key member of our leadership team, you will be responsible for ensuring the company's compliance with regulatory requirements and mitigating financial crime risks.About the RoleThe Chief Compliance Officer will have overall...