Compliance Monitoring Officer

Job Title: Compliance Monitoring DirectorAbout Us:Succeeding in the wealth management industry requires a strong focus on compliance and risk. At Succession Wealth, we strive to deliver high-quality financial advice services to our clients while maintaining a culture of inclusion and diversity. Our diverse teams enable us to reflect and understand the...

My FS Client is looking for a Compliance Monitoring Associate for the management and control of the Incidents and Breaches Register. **Experience & Personal Attributes** - Previous Compliance experience in a monitoring role - IOC qualification highly desirable - Understanding of the FCA Handbook Eames Consulting is acting as an Employment Business in...

Inclusive Consulting is delighted to be partnered with our Financial Services client in their search for a diligent and ambitious Compliance Officer based in Leeds City Centre. Our client is a reputable Investment Management firm specialising in Personal and Corporate Finance. Due to an internal promotion, they are now looking for a diligent and ambitious...

Inclusive Consulting is delighted to be partnered with our Financial Services client in their search for a diligent and ambitious Compliance Officer based in Leeds City Centre. Our client is a reputable Investment Management firm specialising in Personal and Corporate Finance. Due to an internal promotion, they are now looking for a diligent and ambitious...

**Job Description**: **Compliance Officer - Data Protection** (Leeds) Hybrid working 36,000 **Role Responsibility** Duties will include (but not limited to): - Raising data protection and information security awareness across the business.- Taking an active part in the implementation and monitoring of compliance with training requirements.- Ensuring that...

An exciting opportunity has arisen for a self-motivated and personable risk and compliance officer to join a not-for-profit company in Leeds where you will be working closely alongside the head of risk and compliance to create a positive compliance culture. This is a great opportunity for someone to join a company with a big focus on corporate social...

Job Title: Compliance OfficerAbout the Role:We are seeking an experienced Compliance Officer to join our team on a full-time permanent basis. As a Compliance Officer, you will play a crucial role in ensuring that our firm complies with all relevant statutory laws and regulations.Your Key Responsibilities:Ensure the firm's compliance with all relevant laws...

Now Education are looking to appoint a Compliance Officer for our Leeds Branch. This is a hybrid-working role where two days will be worked from home and three in our central Leeds office. - Be diligent in checking details. - Have excellent written and verbal communication skills. - Have good IT skills, including using a database and all aspects of...

**Job role**: Compliance Officer **Reports to**: Compliance Manager **Location**: Leeds (Hybrid working with two days per week in the Leeds office) **Package**: Circa £30,000 and comprehensive benefits package. **Hours of work**: 37.5 hours per week. Hours of work will be flexible and dictated by the needs of the business, therefore it is expected that...

**LEGAL & COMPLIANCE OFFICER** **Terms of employment** - Full or part time - Hybrid working - Leeds office based - Ensure the firm complies with all relevant statutory laws and regulations, internal policies and procedures. - Manage the firm’s Lexcel Accreditation Audit - Ensure continual monitoring and review of compliance procedures to help identify...

Legal & Compliance Officer Opportunity in Leeds! Are you a Legal professional with a keen eye for compliance? Do you thrive in a dynamic environment where you can make a meaningful impact? Look no further! Position: Legal & Compliance Officer Terms: Full or part-time | Hybrid working | Leeds office-based **Job Description**: Our client is looking for a...

Law Staff Ltd is a reputable law firm that has been ranked by Legal 500 and Chambers & Partners. We are seeking a highly skilled Senior Compliance Officer to join our team on a full-time permanent basis.About the RoleThe successful candidate will be responsible for ensuring the firm complies with all relevant statutory laws and regulations, internal...

Job Title: AML / Compliance AnalystWe are seeking a highly skilled AML / Compliance Analyst to join our team at Service Care Solutions Ltd. This is a fantastic opportunity for an individual who wants to make a real difference in the private sector.The ideal candidate will have excellent knowledge of Quality Management Systems, with a proven track record of...

Job DescriptionWe are seeking a Compliance Officer to join our SHEQ Team, working on our Yorkshire Water Smart Metering programme. This project involves the installation of 1.3 million meters, ensuring legislative compliance throughout the region, and promoting continuous improvement of safety and performance.As a key member of our team, you will be...

Job Title:Compliance Officer - Financial ServicesAbout Our Client:Our client is a leading provider of financial products and services, committed to upholding the highest standards of regulatory compliance and ethical conduct.Salary:£45,000 - £55,000 per annum, depending on experience.Job Description:We are seeking an experienced Compliance Officer to join...

Role SummaryThe Compliance Risk Officer will play a critical role in ensuring the effective management of conduct risk at Iwoca Ltd. This includes:Developing, implementing, and maintaining a conduct risk framework aligned with LSB standards.Identifying, assessing, and monitoring conduct risks, and recommending corrective actions where necessary.Providing...

**Job summary** Reed Talent Solutions are looking for a Compliance Officer to join our team working for Imperial College Healthcare NHS Trust. We are seeking an enthusiastic, organised and motivated Compliance Officer to support with ongoing compliance projects and auditing. The Compliance Officer role with Reed Talent Solutions offers a salary of £20,000...

Job SummaryWe are looking for a skilled Procurement and Compliance Officer to work with us on a temporary contract. You will be responsible for managing procurement processes, monitoring stock levels, and ensuring compliance with regulations.Your Key ResponsibilitiesPurchasing and stock managementInvoice processing and credit card reconciliationMaintenance...

We are seeking a highly skilled Risk and Compliance Officer to join our team in the Member Cases and Claims (MC&C) division of Medical Protection Society (MPS). This exciting opportunity allows you to play a pivotal role in ensuring all policy and training requirements are effectively implemented and monitored, supporting cases and claims handling...

Sewell Wallis are proud to be partnering with our client, a large, global professional services business based in Leeds with the recruitment of a Financial Compliance Officer. If you're recently qualified ACA or ACCA and have undertaken your training within one of the big 4 firms, this could be the ideal move into industry for you. The successful...