Compliance Monitoring Associate
4 days ago
My FS Client is looking for a Compliance Monitoring Associate for the management and control of the Incidents and Breaches Register.
**Experience & Personal Attributes**
- Previous Compliance experience in a monitoring role
- IOC qualification highly desirable
- Understanding of the FCA Handbook
Eames Consulting is acting as an Employment Business in relation to this vacancy.
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Compliance Monitoring Associate
2 days ago
Leeds, United Kingdom StepChange Debt Charity Full timeSalary offered will be in line with experience, from £30,000 to £44,100 + benefits package. These roles will play a key part in monitoring our performance against key regulatory, legal and mandatory expectations. Ensuring compliance and adherence with internal policies and procedures and the delivery of good client outcomes, you will work closelywith...
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Compliance Associate
2 days ago
Leeds, United Kingdom CLD Recruitment (Leeds) Ltd Full timeCompliance Associate Salary £30,000 DOE Leeds City Centre + Hybrid working My client a professional organisation are looking to recruit a Compliance Associate to join their team. You will be responsible for the management and control of Incidents and Breaches Register. You must have a strong background in Compliance monitoring within the Financial Service...
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Compliance Monitoring Officer
7 months ago
Leeds, United Kingdom LifeSearch Full timeThe Compliance Monitoring Officer is a brand new role for LifeSearch ensuring that we, and our Appointed Representatives, continue to meet all regulatory requirements. Responsible for undertaking compliance monitoring reviews and assisting with the delivery of recommendations. Working alongside the Data Protection Manager, Compliance Manager and Compliance...
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Compliance Associate
7 months ago
Leeds, United Kingdom Link Group Full time**Overview**: We’re looking for a **Compliance Associate **to join the team, reporting to a Compliance Manager and working on a **hybrid basis from our stunning city centre office in Leeds **, so you’ll need to be within a commutable distance for the days you’re in the office. You’ll need to add value from day one, learning from the team and wanting...
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Compliance Associate
6 months ago
Leeds, United Kingdom Yorkshire Building Society Full timeAre you looking for a new challenge with a team that is an integral part of YBS’s Risk function? Are you looking to develop your knowledge and skills and support YBS in making real life happen? If so, the Compliance Associate role may be right for you. We are looking for talented compliance professionals to join our team of monitoring and advice...
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Compliance Associate
3 days ago
Leeds, United Kingdom Age Partnership Full time**Reports to**: Compliance Manager (Operations) **Location** Leeds **Package** £20k28k+ Generous Benefits Package **Hours of work** 37.5 Per week (Hours of work will be flexible and dictated by the needs of the business, therefore it is expected that the successful applicant will work those hours necessary to successfully discharge the duties of the...
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Compliance Associate
7 months ago
Leeds, United Kingdom Age Partnership Full time**Reports to**: Compliance Manager (Operations) **Location**: Leeds **Package**: From £20,319 - £23,500 and comprehensive benefits package. **Hours of work**: 37.5 Per week (Hours of work will be flexible and dictated by the needs of the business, therefore it is expected that the successful applicant will work those hours necessary to successfully...
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Compliance Breach Monitoring Associate
1 day ago
Leeds, United Kingdom Link Group Full timeYou will have responsibility for the management and control of the Incidents and Breaches Register, which is held in our web based GRC (Governance, Risk and Compliance) system. The core purpose of this team is to ensure that we have completeness and accuracy on the reporting of breaches and incidents within our organisation so we can ensure we are...
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Compliance Team Leader, Client Monitoring Team
7 months ago
Leeds, United Kingdom Maples Group - Legal Services Full time**OVERVIEW** The Maples Group is a standard bearer in financial and legal services, trusted by many of the world’s largest hedge fund managers, private equity firms and international corporations. Our distinction flows from our carefully curated team: 2,500+ professionals characterised by tenacity, ethics and exacting excellence. We hire smart and...
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Compliance Operations Manager
2 weeks ago
Leeds, Leeds, United Kingdom Pearson Full timeAbout the RoleAs a key member of the Associate Management team at Pearson, you will be responsible for ensuring compliance with all relevant legislation and regulatory requirements. This includes planning, monitoring, and overseeing the delivery of Conflict of Interest Declarations across the associate and contingent workforce.You will also oversee and...
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Compliance Administrator
7 months ago
Leeds, United Kingdom Lawcris Panel Products Ltd Full timeEstablished in 1982 Lawcris Panel Products is a leading Distributor of wood panel products in the UK. It has developed over the last 40 years into a £100million turnover business, operating from its warehouse location in Leeds dealing with major UK manufacturers and distributing to 1000’s of customers. We pride ourselves in our strong compliance culture...
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Senior Compliance Associate
2 months ago
Leeds, United Kingdom Azets Full timeWho are AzetsAzets are a leading firm of Accountants and Business Advisers operating across the UK, Ireland and the Nordics, we have a wide network of employees and an abundance of inspiring opportunities to join one of our many offices!We are a top ten accountancy firm in the UK and are the number one largest SME practice.The OpportunityAs a Compliance...
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Compliance Administrator
7 months ago
Leeds, United Kingdom Lawcris Panel Products Ltd Full timeEstablished in 1982 Lawcris Panel Products is a leading Distributor of wood panel products in the UK. It has developed over the last 40 years into a £100million turnover business, operating from its warehouse location in Leeds dealing with major UK manufacturers and distributing to 1000’s of customers. We pride ourselves in our strong compliance culture...
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Compliance Administrator
7 months ago
Leeds, United Kingdom Lawcris Panel Products Ltd Full timeEstablished in 1982 Lawcris Panel Products is a leading Distributor of wood panel products in the UK. It has developed over the last 40 years into a £100million turnover business, operating from its warehouse location in Leeds dealing with major UK manufacturers and distributing to 1000’s of customers. We pride ourselves in our strong compliance culture...
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Compliance Administrator
7 months ago
Leeds, United Kingdom Lawcris Panel Products Ltd Full timeEstablished in 1982 Lawcris Panel Products is a leading Distributor of wood panel products in the UK. It has developed over the last 40 years into a £100million turnover business, operating from its warehouse location in Leeds dealing with major UK manufacturers and distributing to 1000’s of customers. We pride ourselves in our strong compliance culture...
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Compliance Administrator
6 months ago
Leeds, United Kingdom Lawcris Panel Products Ltd Full timeEstablished in 1982 Lawcris Panel Products is a leading Distributor of wood panel products in the UK. It has developed over the last 40 years into a £100million turnover business, operating from its warehouse location in Leeds dealing with major UK manufacturers and distributing to 1000’s of customers. We pride ourselves in our strong compliance culture...
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Compliance Administrator
7 months ago
Leeds, United Kingdom Lawcris Panel Products Ltd Full timeEstablished in 1982 Lawcris Panel Products is a leading Distributor of wood panel products in the UK. It has developed over the last 40 years into a £100million turnover business, operating from its warehouse location in Leeds dealing with major UK manufacturers and distributing to 1000’s of customers. We pride ourselves in our strong compliance culture...
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Regulatory Monitoring Specialist
1 month ago
Leeds, Leeds, United Kingdom Page Personnel Sales Full timeJob Title:Regulatory Monitoring SpecialistAbout Our Job:This role is ideal for someone who wants to work in a dynamic and challenging environment where they can utilize their compliance expertise to make a real difference.Salary:£45,000 - £55,000 per annum, depending on experience.Job Description:We are looking for an experienced Regulatory Monitoring...
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Compliance and Regulatory Specialist
2 weeks ago
Leeds, Leeds, United Kingdom Pearson Full timeAbout the RoleWe are seeking a highly skilled Compliance and Regulatory Specialist to join our team in Leeds, UK. As a key member of the Associate Management team, you will play a vital role in ensuring that our business operates in line with all relevant legislation and regulatory requirements.The ideal candidate will have experience working in a regulated...
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Compliance Service Programme Coordinator
1 week ago
Leeds, Leeds, United Kingdom Leeds Federated Housing Association Ltd Full timeAbout the CompanyLeeds Federated Housing Association Ltd is a leading provider of affordable housing in Leeds, Wakefield, and North Yorkshire. We strive to enable people to access and live sustainably in good-value housing.Job SummaryWe are seeking a highly motivated Compliance Service Programme Coordinator to join our Asset Management team. The ideal...