Compliance Associate
4 months ago
Package
Circa £23,500 and comprehensive benefits package.
Hours of work
37.5 Per week (Hours of work will be flexible and dictated by the needs of the business, therefore it is expected that the successful applicant will work those hours necessary to successfully discharge the duties of the role).
The role
Overview
To support the business in ensuring it complies with its obligations in relation to the regulatory bodies such as the FCA and ICO.
The successful candidate would be provided with the relevant support and training to conduct their role.
Primary responsibilities are to:
undertake elements of the compliance monitoring plan across all areas of the business. support the team with the identification, investigation and response to complaints. assist the business responding to queries submitted into the central Compliance inbox. assist with the development of documented processes and procedures across the business, encompassing the identification of risk and controls and monitoring adherence. reporting any issues and/or risks to the Compliance Manager (Operations) as agreed.
Key outputs
Work with Compliance team colleagues to:
Support the business to take opportunities for swift, informal resolution of complaint matters where appropriate. Conduct activities in line with annual compliance monitoring plan requirements, liaising with the Compliance Manager to identify any training requirements and/or risks, providing feedback to individuals as appropriate. Acknowledge and respond to day-to-day queries submitted by the business to the central Compliance inbox. Support the development of policy and procedure within the business.
About us
Not your typical financial services firm…
Established in 2004, Age Partnership has held true to its pledge to improve the markets in which we operate for the benefit of customers. We do this by delivering world-class customer experiences, continually innovating and embracing digital technology to make dealing with the company both efficient and engaging.
At Age Partnership we accept nothing other than being the best at what we do, and this objective is reinforced by an environment in which colleagues are encouraged to engage, to learn and to flourish. Significant in-house training and development facilities and empowerment of colleagues are just a couple of components that have helped this culture to thrive.
We strive in becoming a household name that is synonymous with excellence. Added to this we want to work, collaborating with all our partners and suppliers to enable our customers benefit from the relationship. It sounds simple but it needs to be worked on to achieve.
Our Values:
Customer first
Be Respectful – Treat customers and colleagues at all levels with dignity and respect. Show awareness – Be aware of how your actions and behaviours affect customers, colleagues and the business. Go Above & Beyond – Always aim to exceed expectations, giving your very best to every customer and colleague.
Raise the bar
Embrace Change – Treat change as an opportunity to improve, welcoming new ideas and ways of working. Commit to Development – Take responsibility for your personal development and that of the business. Be Proud & Lead By Example – Take pride in yourself and your work, acting as a positive role model for others.
Do the right thing
Be Accountable – Take responsibility for your actions and learn from any mistakes. Keep Your Promises – Do what you say you’ll do, when you say you’ll do it. Be Courageous & Honest – Speak up for what you believe in and welcome the opportunity to give and receive constructive feedback.
Win together
Collaborate & Share – Be generous with your time and ideas, working with and for the wider team. Appreciate others – Recognise the contribution made by every colleague to the success of our business. Focus on Solutions – Show resilience and determination, focusing on the solution not the problem.
The person:
Overview:
Approachable, organised individual with an ability to work in line with detailed process and procedures in a regulated environment. An enthusiastic self-starter who can seek work pro-actively and carry out activities when given the relevant guidance and support. An excellent communicator with the ability to interact at all levels. Capable of handling work across a range of products and activities whilst retaining a high level of detail.
Skills & knowledge:
Essential
Ability to use all Microsoft Office programmes to a competent levelDesirable
Experience in an internal/external customer facing environment. Experience of quality assurance or compliance monitoring activity. Experience of working in a financial services environment.
Qualifications:
General education
Good numerical and literacy skillsFinancial services qualifications/willing to study towards:
Certificate in Mortgage Advice and Practice (CeMAP) Certificate in Regulated Equity Release (CeRER) (Home Reversion ‘top-up’ unit or ER1)Age Partnership will support you financially with these studies.
This job description is not exhaustive and serves only as a broad outline of the duties required. This job description may be amended as necessary.
This job description is not exhaustive and serves only as a broad outline of the duties required. This job description may be amended as necessary.
-
Compliance Associate
5 months ago
Leeds, United Kingdom Link Group Full time**Overview**: We’re looking for a **Compliance Associate **to join the team, reporting to a Compliance Manager and working on a **hybrid basis from our stunning city centre office in Leeds **, so you’ll need to be within a commutable distance for the days you’re in the office. You’ll need to add value from day one, learning from the team and wanting...
-
Compliance Associate
1 month ago
Leeds, Leeds, United Kingdom MUFG Pension & Market Services Full timeAbout the RoleMUFG Pension & Market Services is seeking a highly skilled Compliance Associate to join our team on a 12-month fixed-term contract. As a Compliance Associate, you will play a critical role in ensuring the company's compliance with regulatory requirements and internal policies.Key ResponsibilitiesPerform compliance monitoring reviews in...
-
Compliance Associate
2 weeks ago
Leeds, Leeds, United Kingdom Age Partnership Full timeAbout the RoleWe are seeking a highly organized and approachable individual to join our Compliance team as a Compliance Associate. This is an exciting opportunity to work in a regulated environment and contribute to the success of our business.Key ResponsibilitiesSupport the business in ensuring compliance with regulatory bodies such as the FCA and...
-
Compliance Associate
4 months ago
Leeds, United Kingdom Yorkshire Building Society Full timeAre you looking for a new challenge with a team that is an integral part of YBS’s Risk function? Are you looking to develop your knowledge and skills and support YBS in making real life happen? If so, the Compliance Associate role may be right for you. We are looking for talented compliance professionals to join our team of monitoring and advice...
-
Compliance Associate
4 weeks ago
Leeds, Leeds, United Kingdom Age Partnership Full timeAbout the RoleWe are seeking a highly organized and approachable individual to join our Compliance team as a Compliance Associate. In this role, you will be responsible for supporting the business in ensuring compliance with regulatory bodies such as the FCA and ICO.Key ResponsibilitiesUndertake elements of the compliance monitoring plan across all areas of...
-
Compliance Associate
4 weeks ago
Leeds, Leeds, United Kingdom Age Partnership Full timeAbout the RoleWe are seeking a highly organized and approachable individual to join our Compliance team as a Compliance Associate. In this role, you will be responsible for supporting the business in ensuring compliance with regulatory bodies such as the FCA and ICO.Key ResponsibilitiesUndertake elements of the compliance monitoring plan across all areas of...
-
Compliance Associate
1 month ago
Leeds, Leeds, United Kingdom MUFG Pension & Market Services Full timeAbout the RoleThe Compliance Associate will play a crucial role in ensuring the compliance of MUFG Pension & Market Services with regulatory requirements. This is a 12-month fixed-term contract, working on a hybrid basis from our city centre office in Leeds. You will need to be within a commutable distance for the days you're in the office.Key...
-
Compliance Associate
4 weeks ago
Leeds, Leeds, United Kingdom MUFG Pension & Market Services Full timeOverviewThe Compliance Associate will play a crucial role in MUFG Pension & Market Services, working on a 12-month fixed-term contract. This hybrid role requires you to be based in our city centre office in Leeds, with a minimum of two days a week spent in the office. You will report to the Compliance Oversight Manager, who will provide guidance and support...
-
Compliance Associate
4 weeks ago
Leeds, Leeds, United Kingdom MUFG Pension & Market Services Full timeOverviewThe Compliance Associate will play a crucial role in MUFG Pension & Market Services, working on a 12-month fixed-term contract. This hybrid role requires you to be based in our city centre office in Leeds, with a minimum of two days a week spent in the office. You will report to the Compliance Oversight Manager, who will provide guidance and support...
-
Compliance Associate
5 months ago
Leeds, United Kingdom Age Partnership Full time**Reports to**: Compliance Manager (Operations) **Location**: Leeds **Package**: From £20,319 - £23,500 and comprehensive benefits package. **Hours of work**: 37.5 Per week (Hours of work will be flexible and dictated by the needs of the business, therefore it is expected that the successful applicant will work those hours necessary to successfully...
-
Compliance Officer
3 weeks ago
Leeds, Leeds, United Kingdom Age Partnership Full timeAbout the RoleWe are seeking a highly organized and detail-oriented Compliance Associate to join our team at Age Partnership. As a Compliance Associate, you will play a crucial role in ensuring that our business operates in compliance with regulatory requirements.Key ResponsibilitiesConduct compliance monitoring activities across all areas of the business,...
-
Compliance Officer
3 weeks ago
Leeds, Leeds, United Kingdom Age Partnership Full timeAbout the RoleWe are seeking a highly organized and detail-oriented Compliance Associate to join our team at Age Partnership. As a Compliance Associate, you will play a crucial role in ensuring that our business operates in compliance with regulatory requirements.Key ResponsibilitiesConduct compliance monitoring activities across all areas of the business,...
-
Compliance Officer
1 week ago
Leeds, Leeds, United Kingdom Age Partnership Full timeAbout the Role:We are seeking a highly organized and detail-oriented Compliance Associate to join our team at Age Partnership. As a Compliance Associate, you will play a key role in ensuring that our business operates in compliance with regulatory requirements.Key Responsibilities:Support the Compliance team in monitoring and reporting on compliance risks...
-
Compliance Specialist
1 month ago
Leeds, Leeds, United Kingdom Michael Page (UK) Full timeMichael Page (UK) is seeking a Compliance Associate to join their team in Leeds. The successful candidate will have a strong understanding of compliance regulations and standards in the property sector. Key responsibilities include ensuring compliance with relevant laws and regulations, providing advice and guidance to the team, and developing and...
-
Compliance Specialist
1 month ago
Leeds, Leeds, United Kingdom Michael Page (UK) Full timeMichael Page (UK) is seeking a Compliance Associate to join their team in Leeds. The successful candidate will have a strong understanding of compliance regulations and standards in the property sector. Key responsibilities include ensuring compliance with relevant laws and regulations, providing advice and guidance to the team, and developing and...
-
Compliance Officer
1 month ago
Leeds, Leeds, United Kingdom Age Partnership Full timeAbout the RoleWe are seeking a highly organized and detail-oriented Compliance Associate to join our team at Age Partnership. As a Compliance Associate, you will play a crucial role in ensuring our business operates in compliance with regulatory requirements.Key ResponsibilitiesConduct compliance monitoring activities across all areas of the business,...
-
Compliance Officer
1 month ago
Leeds, Leeds, United Kingdom Age Partnership Full timeAbout the RoleWe are seeking a highly organized and detail-oriented Compliance Associate to join our team at Age Partnership. As a Compliance Associate, you will play a crucial role in ensuring our business operates in compliance with regulatory requirements.Key ResponsibilitiesConduct compliance monitoring activities across all areas of the business,...
-
Compliance Operations Associate
4 weeks ago
Leeds, Leeds, United Kingdom Rotork plc Full timeJob Summary:This is a key role to ensure continuous improvement is made within the Global Trade Compliance function, Customs and Export Control related topics. As a Business Compliance Specialist at Rotork plc, you will support multiple complex operations and projects within the Global Trade Compliance Team.In this role, you will be exposed to all aspects of...
-
Compliance Operations Associate
2 months ago
Leeds, Leeds, United Kingdom Rotork plc Full timeJob Summary:This is a key role to ensure continuous improvement is made within the Global Trade Compliance function, Customs and Export Control related topics. As a Business Compliance Specialist at Rotork plc, you will support multiple complex operations and projects within the Global Trade Compliance Team.In this role, you will be exposed to all aspects of...
-
Business Compliance Specialist
4 weeks ago
Leeds, Leeds, United Kingdom Rotork plc Full timeJob SummaryWe are seeking a highly skilled Business Compliance Associate to join our Global Trade Compliance Team. This role will play a critical part in ensuring the continuous improvement of our trade compliance function, focusing on Customs and Export Control related topics.Key ResponsibilitiesSupport the Global Trade Compliance Manager in multiple...