Exclusive: UK Head of Compliance

Exclusive: UK Head of Compliance & MLRO – IFA or Wealth Management Experience Required     Ref: 4022G3   £80K - £100K                                                                             Mostly Remote (Southern England)   We have been appointed by our Client, a...

Exclusive: UK Head of Compliance & MLRO – IFA or Wealth Management Experience Required     Ref: 4022G3   £80K - £100K                                                                             Mostly Remote (Southern England)   We have been appointed by our Client, a Global...

EXCLUSIVE: HEAD OF UK BRANCH – PWM/IFA MANAGEMENT EXPERIENCE REQUIREDRef: 4034GUnusual opportunity from a leading International PWM firm seeking their first Head of UK. Reporting to the mainly British but overseas-based Board, duties will include:Identify the optimum strategy to take their successful offshore strategy and apply it to the UK MarketHelp...

THE COMPANY: Our client is a specialist, investment-led fund manager, with a combined AuM of over £18bn. THE RESPONSIBILITIES:Ongoing review and enhancement to the Compliance Monitoring Program, controls and monitoring and working with management and desk heads on controls.Day-to-day compliance monitoring. Conduct periodic compliance reviews within...

THE COMPANY: Our client is a global investment management firm headquartered in Europe. Some of their specialisms include secured loans, structured and private credit. THE RESPONSIBILITIES:Managing Code of Ethics classification and queries of all staffProviding management information to the Firm’s Head of Compliance & Risk Committee on Code of Ethics...

**THE COMPANY**: Our client is an asset and wealth management specialist. They are looking for a Head of Compliance & MLRO to join the London-based team. This is a great opportunity for someone to step up in to ‘Head of’ role. **THE RESPONSIBILITIES**: - Continued development and implementation of a comprehensive compliance program, ensuring the...

**THE COMPANY**: Our client is an international financial services company focusing on wholesale and corporate banking activities. **THE RESPONSIBILITIES**: - To work closely with key stakeholders and ensure appropriate regulatory advice is provided in line with regulatory requirements. - Oversee and manage the regulatory advisory team within the...

**THE COMPANY**: Our client is an asset and wealth management specialist. They are looking for a Head of Compliance & MLRO to join the London-based team on a part-time basis. **THE RESPONSIBILITIES**: - Continued development and implementation of a comprehensive compliance program, ensuring the business remains compliant with all relevant laws,...

**THE COMPANY**: Our client is a successful futures and options broker based in the City, with years of experience delivering expert and high quality services. **THE RESPONSIBILITIES**: - Ensure that the Firm complies with its regulatory requirements as a UK regulated business; - Conduct periodic internal reviews and investigations, including trade...

**THE COMPANY**: Our client is a leading provider of execution and clearing services for exchange traded derivatives and OTC derivatives in the commodities markets. **THE RESPONSIBILITIES**: - Monitor and ensure on-going compliance with all legal and regulatory requirements - Proactive researching of the regulatory environment, keeping the business...

**The Client** We have been retained by a boutique investment bank to identify a MLRO for their London based operation. The bank has a strong reputation in the emerging markets space, offering their clients a range of banking services. **The Responsibilities** - Responsible for the effective and efficient design and execution of the firms AFC framework -...

**THE COMPANY**: We are working with a regular client of ours who are searching for a Deputy Head of Compliance & Deputy MLRO. The client are a commodities broker in the City close to Liverpool Street. You will Support the Head of Compliance/MLRO to deliver second line oversight of company’s activities to ensure the business operates within its regulatory...

**THE COMPANY**: Our client is a global industrial commodities business, specialising in the production and trading of industrial commodities. They are looking to hire a Head of Group Risk and Compliance for their London business. **THE RESPONSIBILITIES**: - Evaluating business activities to evaluate or assess compliance risk - Manging the Group’s...

The Role The Head of UK Compliance is responsible for the management of all compliance topics for Mollie UK whilst ensuring alignment with the second-line strategy of the wider Mollie Group. The successful candidate will be a member of the Mollie UK Board of Directors and will report directly to the Group Head of Compliance. This role sits within Mollie’s...

Our client, a privately owned investment management firm and the principal investment advisor to a private fund manager are exclusively looking to hire a UK Head of Compliance to their prestigious London based office. This role requires the individual to register with the FCA as the firm’s Compliance Oversight (SMF16) and Money Laundering Reporting Officer...

**At a glance**: - The salary range for this role is up to £80,000 - This is a fixed term position up to 18 months - This is a hybrid role, with occasional requirement to work from the London Head Office or other locations. **About the role**: As the Senior Compliance Officer, you will be accountable for ensuring John Lewis Partnership (JLP) is compliant...

**At a glance**: - The salary range for this role is up to £80,000 - This is a fixed term position up to 12 months - This is a blended working role, therefore your time will primarily be split between working from home and the London Head Office. However, there will also be an expectation to visit other locations as the need arises. **About the role**: As...

Department : Compliance Compliance at Gemini is a team dedicated to managing the next generation of financial crime prevention in a complex and evolving regulatory environment. We are a diverse group of technology, legal, and operational professionals who develop new approaches to solving classic problems using cutting edge tools and processes. The...

**At a glance**: - The salary range for this role is up to £80,000 - This is a fixed term position up to 12 months - This is a blended working role, therefore your time will primarily be split between working from home and the London Head Office. However, there will also be an expectation to visit other locations as the need arises. **About the role**: As...

THE COMPANY: We are working with a globally recognized FX and CFD Broker who are on the search for a Compliance Executive to join the firm. The firm are based centrally in the city close to Bank Station.THE RESPONSIBILITIES:Management and oversight of the compliance department, providing advice as necessary. Assess the effectiveness of the firm’s systems...