![Head Office](https://media.trabajo.org/img/noimg.jpg)
Senior Compliance Officer
3 months ago
**At a glance**:
- The salary range for this role is up to £80,000
- This is a fixed term position up to 12 months
- This is a blended working role, therefore your time will primarily be split between working from home and the London Head Office. However, there will also be an expectation to visit other locations as the need arises.
**About the role**:
As the Senior Compliance Officer, you will be accountable for ensuring John Lewis Partnership (JLP) is compliant with all regulatory and legal requirements for financial services (FS) products. You will be the compliance SME supporting FS product lines and the monitoring of the FS regulatory compliance policies, procedures and controls as well as supporting ad hoc projects relating to regulatory permissions, notifications and Senior Manager and Certification regime (SMCR).
**Key responsibilities**:
- Ensuring JLP’s credit broking and insurance intermediary activities operate in accordance with all regulatory and legal obligations.
- Building close and effective relationships with JL Retail and Trading teams to ensure legal / regulatory compliance and to minimise any brand or reputational risk to JLP.
- Ensuring robust controls are in place and work effectively.
- Ensuring auditable reporting of the Compliance framework, including all supporting policies and procedures.**What will you be doing?**
- Providing advice on consumer credit, insurance intermediary and core compliance requirements for new and future propositions to ensure good customer outcomes throughout the product life cycle
- Embedding and monitoring the Risk and Compliance Framework which evidences JLP’s adherence to all relevant laws and regulations- Implementing policies and processes to ensure effective oversight and robust controls are in place.
- Work with JLP stakeholders to develop / embed an appropriate risk and control environment and a customer centric culture.
- Providing training to the JLP business on applicable consumer credit and/or insurance regulation
- Attend relevant governance fora, and create reports for internal governance committees as required.
- Work with learning and development and Retail to input into compliance training and monitoring programs to ensure shops comply with our regulatory obligations.
**Essential skills you’ll need**:
- Experience in compliance/regulatory advisory, ideally with experience of implementing large regulatory change projects.
- Deep understanding of FCA rules and regulation, with particular focus on consumer credit and/or insurance and regulatory permissions.
- Significant and demonstrable experience in stakeholder management (including regulatory engagement) Reporting and analytics.
- Risk Management and organisation skills.
- Knowledge and awareness of UK Financial Services regulatory framework and understanding of FCA Conduct requirements and Consumer Duty.
**Desirable skills you’ll have**:
- Planning and organisation experience
- CISI Compliance Diploma or equivalent experience
- ICA/CII Diploma in Governance, Risk and Compliance
**Benefits of the Partnership and the role**:
- Hybrid Working.
- ️ - Full - time working holiday entitlement 25 days holiday, plus public and bank holidays- Excellent work life balance, including focus on well being and flexible working and our marketing leading equal parenthood leave Policy- Defined Contribution pension scheme where your contributions will be matched by the Partnership (up to 8% of pay) and, after three years’ service, you’ll receive an additional Partnership contribution of 4% of pay, regardless of whether you pay in or not- You’ll get Partnership discount in store and online once you complete Probation. That’s 25% off in John Lewis & Partners (12% off electrical products) and 20% in Waitrose & Partners. You’ll also be able to nominate someone you live with to share your discount- Simple cycle to work support scheme- We’re really proud of our exclusive hotels based in some of Britain’s most beautiful areas and once you’ve been with us for three months, you’re welcome to explore them
**Next Steps**:
- You'll be asked about any adjustments you might need to support the recruitment process. Let us know, and we'll be sure to discuss it with you.
- Thanks for your patience in the meantime and for showing an interest in joining JLP.
You can view a copy of the full job outline HERE:
-
Compliance Officer
2 months ago
London, United Kingdom Compliance Professionals Full time**THE COMPANY**: Our client is a global investment management business based in London (currently working on a hybrid basis of 3 days in the office per week). They are looking for a Compliance Officer with a Financial Crime focus to join the thriving team. **THE RESPONSIBILITIES**: - Review complex documentation and AML/KYC information for new clients at...
-
Compliance Officer
2 months ago
London, United Kingdom Compliance Professionals Full time**THE COMPANY**: Our client is a global banking group offering commercial and retail banking, investment banking, and wealth management **THE RESPONSIBILITIES**: - Producing draft of policy documentation. - CMP tracking, testing, monitoring and deep dives. - Conduct Risk and Compliance assessment, monitoring and reporting raising concerns. - Managing and...
-
Risk & Compliance Officer
3 months ago
London, United Kingdom Compliance Professionals Full time**THE COMPANY**: We are working with a retail and wholesale bank based in the Westend in their search for a Risk & Compliance Officer to join the team. **THE RESPONSIBILITIES**: - Report any deficiencies in the Bank’s policies or practices in relation to Compliance to the Compliance Manager and where applicable to the Head of Department. - Analyse and...
-
Senior Compliance Officer
14 hours ago
London, Greater London, United Kingdom AJ Fox Compliance Full timeA leading compliance firm, AJ Fox Compliance, is seeking a highly motivated and ambitious Senior Compliance Analyst to join their dynamic team in London. This role primarily supports the conflicts team, alongside senior staff and wider departments. Within this role, you will maintain a high standard of service for clients, manage all regulatory aspects...
-
Compliance Officer
3 months ago
London, United Kingdom Compliance Professionals Full time**THE COMPANY**: Our client offers a trading in prime digital assets, forex, and CFDs. By providing a interface for trading these diverse assets, our client aims to provide flexibility for traders, enabling them to navigate the dynamic global financial markets efficiently **THE RESPONSIBILITIES**: - Manage and oversight of the client onboarding process and...
-
Senior Compliance Officer
9 hours ago
London, Greater London, United Kingdom AJ FOX COMPLIANCE Full timeJob SummaryAJ FOX COMPLIANCE is seeking a highly motivated and experienced Senior Compliance Analyst to join their team in London. This role will support the conflicts team, working closely with senior staff and other departments to maintain a high standard of service for clients.The ideal candidate will have a genuine interest in risk and compliance, with...
-
Chief Compliance Officer
15 hours ago
London, United Kingdom Compliance Wise Full timePress Tab to Move to Skip to Content Link Select how often (in days) to receive an alert: Create Alert We are a leading international law and professional services firm providing legal, corporate and fiduciary services to global corporations, financial institutions, capital market participants and investment fund managers. With a global presence spanning...
-
Chief Compliance Officer
19 hours ago
London, United Kingdom Compliance Wise Full timePress Tab to Move to Skip to Content Link Select how often (in days) to receive an alert: Create Alert We are a leading international law and professional services firm providing legal, corporate and fiduciary services to global corporations, financial institutions, capital market participants and investment fund managers. With a global presence spanning...
-
Compliance Officer
5 months ago
London, United Kingdom Compliance Professionals Full time**THE COMPANY**: Our client is an international bank based in the City. The firm offers comprehensive financial solutions, ensuring excellent service, reliable banking, and trusted expertise for customers **THE RESPONSIBILITIES**: - Performing Compliance Risk Assessments - Second line oversight of the Bank’s compliance with the applicable law,...
-
Senior Compliance Officer
1 day ago
London, United Kingdom AJ FOX COMPLIANCE Full timeAJ FOX COMPLIANCE is seeking a highly motivated and ambitious Senior Compliance Analyst to join their dynamic team in a legal environment. This role primarily supports the conflicts team, alongside senior staff and wider departments, ensuring a high standard of service for clients and managing all regulatory aspects relative to the firm's smooth...
-
Compliance Officer
6 hours ago
London, Greater London, United Kingdom Compliance Professionals Full timeJob Summary:We are seeking a highly skilled Compliance Coordinator to join our team at Compliance Professionals. As a key member of our Compliance team, you will play a critical role in ensuring our firm's compliance with regulatory requirements and industry standards.Key Responsibilities:Provide management information to the Firm's Head of Compliance & Risk...
-
Chief Compliance Officer
1 day ago
London, Greater London, United Kingdom Compliance Professionals Full timeJob Description**About the Company**Our client is a leading provider of compliance solutions, dedicated to helping businesses navigate complex regulatory landscapes.**Job Summary**We are seeking an experienced Compliance Director to join our team. As a key member of our leadership team, you will be responsible for ensuring our company's compliance with all...
-
Assistant Compliance Officer
2 months ago
London, United Kingdom Compliance Professionals Full time**THE COMPANY**: Our client is a global investment management business based in London (currently working on a hybrid basis of 3 days in the office per week). They are looking for an Assistant Compliance Officer to join the thriving team. **THE RESPONSIBILITIES**: - Provide general regulatory guidance and advisory services to certain internal business...
-
Senior Regulatory Compliance Officer
3 weeks ago
London, Greater London, United Kingdom AJ FOX COMPLIANCE Full timeAJ FOX COMPLIANCE is seeking a Senior Compliance Analyst to enhance our dedicated team. This position is crucial in supporting the conflicts division, collaborating with senior personnel and various departments. In this capacity, you will uphold a superior standard of service for our clients, oversee all regulatory matters pertinent to the firm's efficient...
-
CHIEF COMPLIANCE OFFICER
15 hours ago
London, United Kingdom Compliance Wise Full timePress Tab to Move to Skip to Content Link We are a leading international law and professional services firm providing legal, corporate and fiduciary services to global corporations, financial institutions, capital market participants and investment fund managers. With a global presence spanning the Americas, Europe, the Middle East and Asia, we advise on...
-
CHIEF COMPLIANCE OFFICER
19 hours ago
London, United Kingdom Compliance Wise Full timePress Tab to Move to Skip to Content Link We are a leading international law and professional services firm providing legal, corporate and fiduciary services to global corporations, financial institutions, capital market participants and investment fund managers. With a global presence spanning the Americas, Europe, the Middle East and Asia, we advise on...
-
Senior Fcc Officer
3 months ago
London, United Kingdom Compliance Professionals Full time**THE COMPANY**: Our client is a global financial services firm, specializing in private banking and asset management services. **THE RESPONSIBILITIES**: - Assist the Head of Financial Crime Compliance and MLRO with their oversight of the Financial Crime Framework. - Monitor exception reports and system generated alerts on account transactional...
-
Compliance Monitoring Officer
3 months ago
London, United Kingdom Compliance Professionals Full time**THE COMPANY**: Our client is a global investment management firm, offering robust pension solutions for academic professionals. With a commitment to financial security, their comprehensive plans and transparent approach make them a reliable choice. **THE RESPONSIBILITIES**: - Responsible for carrying out monitoring reviews to determine whether key...
-
Compliance Officer
4 weeks ago
London, United Kingdom ABM Global Compliance Full timeDevelop and document AML/KYC policies and proceduresConduct audits and reviews to ensure execution of compliance standards regularlyProduce detailed reports with recommendations based on findings during audits.Communicate with clients and address any concerns they have about ethical or other compliance matters within a department or divisionProactively...
-
Compliance Officer
1 month ago
London, UK, UK, United Kingdom AJ FOX COMPLIANCE Full timeOur client is a top 100 UK law firm seeking to hire a Compliance Officer in their London office. In this role, you will play a key role in maintaining ethical and compliance standards throughout the firm, including SRA, ICO and Lexcel accreditation.Key responsibilities will include:Supporting fee earners with queries on regulatory requirementsMonitoring...