Legal & Compliance, SVP

1 week ago


London, UK, United Kingdom Insight Global Full time

Job Title: Legal & Compliance, SVP

Location: Mayfair, London, UK – 4x onsite (Friday remote)

Duration: PERM


MUST HAVES:

  • Bachelors degree
  • 10+ years of experience at a major financial services firm in the control room and/or conflicts management group
  • Comes from Private Equity or Banking Industry
  • Experience responding to regulatory examinations and inquiries

Day to day:

My candidate in the global investments industry is looking for a Legal & Compliance SVP to join their team in the London office. This individual will report to the global head of the conflicts clearance team, providing the support and leverage as needed. Other responsibilities include management of the firm’s conflicts clearance processes and the implementation, maintenance and oversight of the firm’s information walls. The successful candidate will have substantial analytical skills and judgment that will enable him or her to identify, escalate, and resolve a variety of complex conflicts issues. The candidate must also possess substantial initiative and drive that will allow him or her to assist with the upgrading and integration of the firm’s conflicts clearance and related technology systems. In addition, this position will require working on other compliance-related initiatives.



  • London,, UK, United Kingdom Jameson Legal Full time

    Legal and Compliance LeadA fast-growing SaaS business is looking for a Legal and Compliance lead to join COO team in London and will be tasked with helping them deliver continued growth of the business. This is a new role for the firm, but they see this role as key to the long term development of the firm as it matures and grows internationally. You will...


  • England, London, London, UK, United Kingdom Jameson Legal. Full time

    A fast-growing SaaS business is looking for a Legal and Compliance lead to join COO team in London and will be tasked with helping them deliver continued growth of the business. This is a new role for the firm, but they see this role as key to the long term development of the firm as it matures and grows internationally. You will ensure the firm operate with...

  • Compliance Lawyer

    1 month ago


    London,, UK, United Kingdom AJ FOX COMPLIANCE Full time

    Are you a qualified lawyer with a passion for compliance?Do you have experience gained at an international law firm?We have a fantastic opportunity with a leading international US law firm who are looking for an experienced Compliance Lawyer to join their London office. In this role, you will report to the Senior Compliance Council and advise on a broad...


  • London,, UK, United Kingdom AJ FOX COMPLIANCE Full time

    Are you a qualified solicitor or legal professional? Someone passionate about risk and compliance? If you answered yes, you may be interested in this new opportunity.We are looking for a Risk and Compliance Lawyer who can provide specialist legal risk-based advice on complex areas of regulatory compliance for a Top 100 UK law firm, based in London (with...


  • London,, UK, United Kingdom AJ FOX COMPLIANCE Full time

    A forward-thinking, ambitious, well-respected regional law firm is looking for a Risk and Compliance Manager to join them in South East London. Within this role, you will be leading a small team of risk and compliance professionals in their day-to-day tasks. You will collaborate on a variety of risk and compliance tasks, such as AML, complaints and...


  • London,, UK, United Kingdom Taylor Root Full time

    Our client is seeking a Legal Assistant/Paralegal to join a fast-paced, dynamic insurance business.This is an excellent opportunity to be involved in a broad range of work and have valued input in the company’s legal and compliance matters. You will be based in London, and they offer hybrid work and a competitive salary.Key Responsibilities:Providing...


  • London,, UK, United Kingdom Bruin Full time

    Legal & Compliance AnalystPosition: Permanent, full-timeSalary: Competitive + Bonus + BenefitsLocation: London, UKReporting to: Chief Legal & Compliance DirectorDirect Reports: N/AWFH: 3 Days office-basedDirect Reports: N/AThe RoleThis is a newly created appointment to support the legal and compliance function of a busy privately owned investment manager....


  • London,, UK, United Kingdom Bruin Full time

    Legal & Compliance AnalystPosition: Permanent, full-timeSalary: Competitive + Bonus + BenefitsLocation: London, UKReporting to: Chief Legal & Compliance DirectorDirect Reports: N/AWFH: 3 Days office-basedDirect Reports: N/AThe RoleThis is a newly created appointment to support the legal and compliance function of a busy privately owned investment manager....


  • London,, UK, United Kingdom AJ FOX COMPLIANCE Full time

    Our client, a Magic Circle Law Firm, is seeking a Senior Compliance Analyst to join their office in London. Within this role, you will advise the firm on issues relative to new clients and matters, such as client confidentiality, conflicts of interest and reputational/commercial risks.The ideal candidate must have experience within a reputable, international...

  • Compliance Officer

    1 month ago


    London,, UK, United Kingdom Montresor Legal Full time

    Montresor Legal is actively seeking a Compliance Associate to be part of a London-based investment firm. This is an excellent opportunity that will allow the successful candidate to work on a variety of compliance matters, have direct contact with the business and be the point person for compliance matters. You will report to a highly supportive and seasoned...

  • Compliance Officer

    4 weeks ago


    London,, UK, United Kingdom Montresor Legal Full time

    Montresor Legal is actively seeking a Compliance Associate to be part of a London-based investment firm. This is an excellent opportunity that will allow the successful candidate to work on a variety of compliance matters, have direct contact with the business and be the point person for compliance matters. You will report to a highly supportive and seasoned...


  • London,, UK, United Kingdom Bruin Full time

    Legal & Compliance ManagerRole: Permanent/ Full-timeLocation: LondonIndustry: Private EquitySalary: Competitive + Bonus + BenefitsReporting to: CFOWFH: Hybrid model with flexible working policyDirect Reports: N/AAbout the Role:A newly created position to support the growing global private equity business. You will be an integral member of the team supporting...

  • Legal Counsel

    1 month ago


    London,, UK, United Kingdom HIA Legal Full time

    Job Title: Legal Counsel - Renewable EnergyLocation: London/United KingdomCompany Overview: Our client is a leading global player in renewable energy, deeply committed to sustainability and innovation. At the forefront of the transition to a low-carbon future, the firm seeks to harness the power of wind, solar, and other renewable energy sources to create a...

  • Legal Counsel

    4 weeks ago


    London,, UK, United Kingdom HIA Legal Full time

    Job Title: Legal Counsel - Renewable EnergyLocation: London/United KingdomCompany Overview: Our client is a leading global player in renewable energy, deeply committed to sustainability and innovation. At the forefront of the transition to a low-carbon future, the firm seeks to harness the power of wind, solar, and other renewable energy sources to create a...


  • London, London, UK, United Kingdom QED Legal Full time

    We're currently partnered with a brilliant Legal 500 Tier 2 ranked firm in London. Well known for combining top-class legal advice with partner-led personal service. They're consistently ranked as one of London's top firms with a large client base of High-Net Worth individuals. Currently looking for someone to lead their compliance function...


  • London, London, UK, United Kingdom QED Legal Full time

    We're currently partnered with a brilliant Legal 500 Tier 2 ranked firm in London. Well known for combining top-class legal advice with partner-led personal service. They're consistently ranked as one of London's top firms with a large client base of High-Net Worth individuals. Currently looking for someone to lead their compliance function...

  • Legal Biller

    3 weeks ago


    London, UK, United Kingdom Career Legal Full time

    My client is a commercial law firm based in the heart of London's historic legal district in Lincoln's Inn. Founded in the early 1900s, they have grown to become a thriving and modern practice, providing a comprehensive range of legal services to meet the needs of a wide variety of businesses, individuals and organisation based throughout the UK and...

  • Compliance Assistant

    2 weeks ago


    London,, UK, United Kingdom Career Legal Full time

    COMPLIANCE ASSISTANTUP TO £27,000PA + BENEFITSLONDON BASED PERMANENT OPPORTUNITYTOP UK LAW FIRMI am currently partnered with a top UK law firm in London - they're actively recruiting for someone to join them on a permanent basis, working as their new Compliance Assistant. This is an opportunity for someone to join the firm in their close-knit Risk and...

  • Legal PA

    1 week ago


    London,, UK, United Kingdom Career Legal Full time

    Our client, a leading international law firm based in stunning brand new offices in the heart of the city are now looking for a Legal PA to join their Construction team. This is a varied role, working closely with another PA on the team to provide support to fee earners, including Partners.Construction experience is not required, but previous experience...

  • Legal PA

    4 weeks ago


    London , London , London, UK, United Kingdom Career Legal Part time

    Our client, a leading law firm based in the city are now looking for a part time Legal PA on a 12-month fixed term contract. This role will be 3 days a week (Tuesday – Thursday). The Legal PA will be joining a team of friendly PAs, in a busy and varied role, where no two days are the same! This firm are based in a great city location and offer hybrid...