Director of Compliance

Compliance DirectorI am partnered with a fintech company focusing on capital markets that helps financial institutions transition liquidity. They are currently looking for an experienced, hands-on Director of Compliance to join their London office!Responsibilities: Manage the regulatory risk profile of the business and operations, including providing...

Compliance DirectorI am partnered with a fintech company focusing on capital markets that helps financial institutions transition liquidity. They are currently looking for an experienced, hands-on Director of Compliance to join their London office!Responsibilities: Manage the regulatory risk profile of the business and operations, including providing...

We are delighted to have been given the mandate to work with a London based FinTech client on an exclusive basis, to assist them in appointing a Director of Compliance.This individual will be responsible for leading the compliance function of their UK operations, including conducting reviews to evaluate the firm’s compliance with applicable laws and...

We are delighted to have been given the mandate to work with a London based FinTech client on an exclusive basis, to assist them in appointing a Director of Compliance.This individual will be responsible for leading the compliance function of their UK operations, including conducting reviews to evaluate the firm’s compliance with applicable laws and...

We are proud to be named as the exclusive partner in relation to Paddle's search for a new Senior Director of Compliance! About the company:Paddle offers SaaS companies a completely different approach to their payments infrastructure. Instead of assembling and maintaining a complex stack of payments-related apps and services, they’re a Merchant of...

Our client, a small International Bank, seeks an experienced Compliance and AML professional to manage all aspects of compliance. JOB OVERVIEW Oversee the Compliance and AML function. Responsible for the Branch’s compliance with the UK regulatory system applicable to the Branch. Responsible for the firm’s obligations for conduct rules training and...

Lutine Bell is supporting a personal lines Insurer who is looking to appoint a Group Head of Risk and Compliance (SMF16), ideally motor insurance experience to lead the team. You will report directly to the CFO and you will be responsible for ensuring their compliance framework is fit for purpose. Requirements for this role as follows;In depth understanding...

Lutine Bell is supporting a personal lines Insurer who is looking to appoint a Group Head of Risk and Compliance (SMF16), ideally motor insurance experience to lead the team. You will report directly to the CFO and you will be responsible for ensuring their compliance framework is fit for purpose. Requirements for this role as follows;In depth understanding...

The roleThe candidate will support the Head of Compliance, and the compliance team to enhance, maintain and deliver the Davies Insurance Services regulatory compliance framework. This will involve oversight of the Intermediary Services’ network of Appointed Representatives. The role will also cover the oversight of the global Insurance Services entities...

The roleThe candidate will support the Head of Compliance, and the compliance team to enhance, maintain and deliver the Davies Insurance Services regulatory compliance framework. This will involve oversight of the Intermediary Services’ network of Appointed Representatives. The role will also cover the oversight of the global Insurance Services entities...

Marks is a global brand design and experience agency, uniquely constructed to enable brands to win in an age of constant change. We enable our household name clients to get there first and best - empowering acceleration on a global scale. From vision-building to detailed execution, we enable brands to move faster and shift impact.We are currently seeking a...

Head of Compliancec£130,000 +City of LondonAn exciting opportunity for an experienced senior Compliance specialist familiar with operating at Head of level within the general Reinsurance market.Leading a small team, this is a hands-on role that will see you provide key advice and insight across existing compliance operations.Designing and delivering...

Head of Compliancec£130,000 +City of LondonAn exciting opportunity for an experienced senior Compliance specialist familiar with operating at Head of level within the general Reinsurance market.Leading a small team, this is a hands-on role that will see you provide key advice and insight across existing compliance operations.Designing and delivering...

A successful start-up company in the iGaming sector is keen to hire a Compliance Officer. This role is responsible for managing day-to-day compliance operations, supporting the Compliance Committee, acting as a liaison with regulatory bodies and managing compliance related communications.Key Responsibilities:Operational Compliance ManagementImplement and...

A successful start-up company in the iGaming sector is keen to hire a Compliance Officer. This role is responsible for managing day-to-day compliance operations, supporting the Compliance Committee, acting as a liaison with regulatory bodies and managing compliance related communications.Key Responsibilities:Operational Compliance ManagementImplement and...

Head of Financial Services Compliance opportunity working with a FTSE 250 multiservice provider. Reporting into the Legal and Compliance Director, you will lead the compliance function for the Financial Services (“FS”) division and ensure the business adheres to all regulatory and legal standards. Key Responsibilities:Leadership and Strategy:Develop and...

Vacancy Name Compliance Lead Employment Type Permanent Location London Role Details Who are we? Ki is the biggest global insurance tech company you`ve never heard of, unless you`ve been looking to insure a satellite, wind farm or music festival recently. Having written over $877m in gross written premium in 2023, we`ve achieved significant growth...

Company DescriptionDeerpath Capital is a leading direct lending firm specializing in providing first lien, senior debt financing to middle market companies. Deerpath is focused on providing debt capital for acquisitions, refinancings, ownership transitions and growth capital to companies in the U.S. lower middle market. Deerpath has investment offices in New...

Company DescriptionDeerpath Capital is a leading direct lending firm specializing in providing first lien, senior debt financing to middle market companies. Deerpath is focused on providing debt capital for acquisitions, refinancings, ownership transitions and growth capital to companies in the U.S. lower middle market. Deerpath has investment offices in New...

Based in London, Guardian HR is a growing, forward-looking business that offers its employees career development and a fast-paced, collegial, working environment.We offer recruitment services designed to meet our client’s business needs. From planning, all the way through to onboarding and induction, we strive to support clients to the whole recruitment...