Senior Compliance Associate

Senior Compliance Associate (Generalist)Wealth & Asset Management (Fixed Income, Equities & Alternatives)Circa £10b AUMLondon - HybridRole Overview:This wealth and asset management firm, that manages around £10 billion in AUM, is seeking an experienced Senior Compliance Associate. This role will encompass generalist compliance responsibilities while...

About the Company: Are you passionate about financial services compliance and seeking a new opportunity in London? We are currently hiring for a Compliance Associate to join a thriving Compliance Consultancy based in London.About the Role: This collaborative role offers an attractive salary of up to £30,000 and an excellent benefits package, including a...

An International Law Firm is looking for a Senior Compliance Analyst to join their dynamic team in London. This role primarily supports the conflicts team, alongside senior staff and wider departments. Within this role, you will maintain a high standard of service for clients, manage all regulatory aspects relative to the firm’s smooth operation and ensure...

Our client is a commercial law firm seeking a Compliance Analyst to join their growing business acceptance team. In this role, you’ll have the opportunity to get involved in project work, as well as handling KYC and conflicts queries.Key responsibilities will include:Handling AML, KYC, and conflicts checksEscalating issues to the Senior Analyst as...

Waterhouse-Kern Associates are delighted to be working with an innovative and financial consultancy in the compliance, risk management and financial crime space to find a Compliance Associate. This is a 12 month fixed term contract with the potential to be permanent thereafter. It's working on a particular client of theirs and therefore specific...

Compliance Associate – Multi Asset Established Hedge FundA unique and very exciting compliance opportunity has arisen at a growing hedge fund. The firm is highly reputable and has a solid, established compliance team which handles global compliance issues. The role will allow you exposure to a wide range of asset classes and fund structures.The role will...

Develop and document AML/KYC policies and proceduresConduct audits and reviews to ensure execution of compliance standards regularlyProduce detailed reports with recommendations based on findings during audits.Communicate with clients and address any concerns they have about ethical or other compliance matters within a department or divisionProactively...

Baltic Exchange is the world's leading source of independent maritime market data and we have an exciting opportunity for highly motivated professional to join our Compliance team.We sit at the heart of maritime industry, bringing together the shipowners, charterers, and brokers who make up the market of the seaborn movement of bulk commodities....

About the Compliance Manager RoleWe are working a very exciting opportunity with a well-established finance provider looking to grow their team. As a Compliance Manager you will be supporting several areas of the business in their Compliance & Financial Crime team. Ensuring the businesses are fully compliant in their specific areas, you will also be...

Compliance Officer - InsuranceLondon - HybridPurpose of the Role:A London Market Insurer are seeking a Compliance Officer to manage the regulatory risk associated with the business through the management of its relationship with the regulator(s) and promotion of best practice. You’ll bring your experience of financial crime & general compliance experience...

Senior Associate – Financial CrimeLocation: Hybrid – Minimum 2 days per week in LondonContract: PermanentSalary: up to £55,000+ per annum plus excellent benefitsReports to: Head of Financial CrimeWhy This Role?Looking to take your financial crime compliance career to the next level? This Senior Associate position with an award winning consultancy offers...

My client are a hyper growth fintech business looking for a Compliance Analyst to join them on a permanent basis. This is a very exciting time to join business as they embark on the next part of their growth strategy.This is an entry-level role for a recent graduate, with the successful candidate supporting with day-to-day tasks and reporting into one of our...

We are seeking a highly motivated and dynamic Private Client Senior Associate with demonstrable experience in handling matters for High Net Worth Individuals and practical experience working with business owners. The ideal candidate will have expertise in managing complex private client cases, with additional knowledge of international matters being highly...

A leading International Law Firm is hiring a Director of Financial Crime to work with their new business intake team in London.This team manages all risks associated with the business, including legal, regulatory, commercial and reputational. This will include managing conflicts of interest, new client and matter risk analysis, AML checks, sanctions checks,...

Exciting new role working for a well-established FinTech provider in the Capital Markets space, headquartered in London is looking to hire a Market Abuse AssociatePosition Overview: The Market Abuse Associate will support the compliance team in monitoring and preventing market abuse activities, including insider trading and market manipulation. This role...

Waterhouse-Kern Associates are delighted to be working with the UK Branch of an Overseas Bank to find a Compliance Manager. This will be a hybrid role.About the Role: As a Compliance Manager, you will play a crucial role in shaping the compliance landscape for the Bank in the UK. Reporting directly to the Head of Compliance, you will work closely with...

Risk & Compliance Manager - Fintech (Business Funding) London - Hybrid£70k - £80k Company Overview:A leading fintech company offering innovative funding solutions for businesses. The firm leverages advanced technology and data analytics to enable businesses to unlock their growth potential. As the company continues to expand its operations globally, it is...

InterQuest are supporting a mid tier FS firm in identifying a Senior Compliance Manager to join the firm on a permenant basis. This exciting opporunity would join the business as a generalist supporting across monitoring, advisory and reporting. The role would report directly into the Head of Compliance and would present the opportunity to play an integral...

Senior Risk and Compliance Analyst opportunity working with a rapidly growing specialty insurer operating within the Lloyd’s market. You will be supporting the Risk & Compliance team in ensuring compliance with all relevant regulation and legislation applicable in the general & Lloyd’s insurance sector.Key Responsibilities:Risk Management:Assist in the...

Maiden Marc Associates are working with a leading retained executive search boutique with offices in London and New York to find two Associate to Senior Associate level profiles to join their Financial Service teams specialing in either Private Markets or Corporate Functions.Focusing on operationally critical and strategically essential roles globally, the...