Senior Compliance Manager

(12 month FTC role) THE COMPANY: Our client is an independent boutique asset management business based in the UK. Specialising in providing differentiated strategies to investors.THE RESPONSIBILITIES:Maintain a thorough knowledge of all legislative, technical (product) and regulatory changes and take steps to ensure that systems and controls are put in place...

THE COMPANY: An international market maker specialising in FX and commodities that provides liquidity across a variety of exchanges and trading platforms is currently looking to expand their London based compliance team with a new Compliance Manager.THE RESPONSIBILITIES:The Compliance Manager will play a crucial role in ensuring adherence to regulatory...

12 month FTC **EXCLUSIVE ROLE**THE COMPANY: Our client is a prestigious private wealth firm based in the West End. They are looking for a Compliance Manager to join the team on a 12-month FTC basis.THE RESPONSIBILITIES:Assist with ensuring that compliance related directives, policies & procedures remain up to dateAssist staff with interpretation of rules and...

THE COMPANY: Our client is a world-leading specialist broker based in the City. They are looking for a Global Head of Compliance, with demonstrated broking or prime broking experience.THE RESPONSIBILITIES:Management of global regulatory relationships.Advisory coverage of all business desks globally in conjunction with the local Compliance Officers.Oversight...

THE COMPANY:An exciting opportunity has arisen with a rapidly growing commodity broker based in the City. The position will oversee a small team and will be instrumental with developing the compliance culture as the business grows. RESPONSIBILITIES:To ensure the business is aware of the regulatory risks it faces and mitigates against themManage stakeholder...

THE COMPANY: Our client is an international financial services company focusing on wholesale and corporate banking activities.THE RESPONSIBILITIES:To provide comprehensive advice on regulatory requirementsInterpret and communicate complex regulatory changeTo work closely with key stakeholders and ensure appropriate regulatory advice is providedWork closely...

THE COMPANY:.Our client is a leading trading firm going through an exciting period of growth and expansion. They are looking to hire a Compliance Monitoring Analyst on a permanent basis.THE RESPONSIBILITIES:Conducting second line compliance monitoring and testing to ensure that the firm is compliant with all applicable regulations, policies, and...

THE COMPANY: We have been exclusively instructed by our client is a leading global commodities organisation. With a global presence they offer a wide range of services to their clients. The position will assist with managing a small team and will be 4 days in the office. THE RESPONSIBILITIES:Consideration of all relevant statutory and regulatory provisions...

We are working with a well-respected London law firm who are looking for a Risk and Compliance Analyst to join their team! This is a hybrid role with three days based in the office and two days working from home. This is a generalist role that involves supporting the Risk and Compliance Manager and the wider team to ensure compliance with relevant...

THE COMPANY:Our client is a leading securities firm based in the City. They are looking to hire a Trade Surveillance Manager for their team, it is essential that the candidate has people management experience. THE RESPONSIBILITIES:Managing the Surveillance function and working with the Trade Surveillance analysts to conduct trade surveillance and related...

Senior Compliance ManagerLocation: London/HybridIndustry: FintechPosition Type: Full-timePay: £95k-110k DoEI am currently working with an award-winning fintech company that’s making waves in the savings, investing, and financial planning space. They are seeking an experienced Senior Compliance Manager to join their leadership team. This is a fantastic...

Our Commodities and Global Markets businesses provide risk management, lending and financing, and physical execution and logistics services across the energy, metals, and agricultural sectors globally. The division also offers commodity-based index products to institutional investors. As part of the Compliance Division within our Risk Management Group, this...

About CDWCDW is a leading multi-brand provider of information technology solutions to business, government, education and healthcare customers around the Globe. A Fortune 500 company and member of the S&P 500 Index, CDW was founded in 1984 and employs over 15,000 coworkers, with headquarters across the United States, United Kingdom and Canada.CDW prides...

Pure Search are currently supporting a leading London Market Insurer as they look to hire a Compliance Manager to join their Central Compliance Function within their London office. This role sits within a growing arm of a global business, in what is still a fairly small team. This means it’ll be a broad role, with plenty of interaction with senior...

A large international bank based in London. Description Compliance Programme Manager will act in a senior capacity supporting the delivery and implementation of the EMEA compliance Transformation initiative by: Ensuring that the transformation initiative is appropriately supported by governance and oversight. Ensuring associated progress, controls,...

The teamYou will be part of Finance, Risk and Compliance team which is one of the key support services of our organisation. The team deals with all aspects of financial operations and supporting the business in risk and compliance matters, contract reviews and sustainable and value for money procurement, including compliance with public sector procurement.As...

There is a permanent opportunity for you here as a Compliance Manager working with our friendly team from our busy college site in London.This role will suit a compliance manager with a mechanical background in the FM sector.The RoleTo provide management and assurance on all aspects of compliance within the specific contract to ensure client, staff and user...

The TP ICAP Group is a world leading provider of market infrastructure. Our purpose is to provide clients with access to global financial and commodities markets, improving price discovery, liquidity, and distribution of data, through responsible and innovative solutions. Through our people and technology, we connect clients to superior liquidity and data...

Senior Risk & Compliance Officer (Investment Management) - 12 Month Contract - £70k - £80kRole and responsibilitiesTo provide compliance advice and guidance to business stakeholders to facilitate delivery of (a) good client outcomes, (b) a compliant and risk aware culture and (c) the Group’s business model and strategy.Key ResponsibilitiesCompliance...

Company Description Bits is a Y Combinator backed fintech startup that helps people build credit with its flagship credit card product. Regulated by the FCA.Role Description This is a full-time on-site role for a Senior Compliance Analyst in London. The Senior Compliance Analyst will report to the Founder/CEO, and will be responsible for ongoing monitoring...