Compliance Monitoring Specialist
1 month ago
- The Compliance Monitoring team are involved in vital work ensuring that the Firm fulfils all FCA requirements and maintains regulatory compliance.
- The Compliance Monitoring Specialist will be responsible for ensuring that the company adheres to regulatory requirements and internal policies.
- This role involves conducting regular compliance audits, monitoring activities, and identifying potential areas of compliance vulnerability.
- The specialist will work closely with various departments to ensure the effectiveness of compliance programs and to foster a culture of compliance within the firm.
- Significant compliance experience within Financial Services.
- Strong knowledge of FCA handbooks and regulations.
- Analytical approach to investigations and problem solving.
- Self-starter with excellent time and workload management skills.
- We would particularly welcome applicants who hold formal compliance qualifications and/or have previous work experience within Wealth or Investment Management.
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Compliance Monitoring Specialist
1 month ago
Leeds, UK, West Yorkshire, United Kingdom Clayton Davies Full timeWhat’s on OfferBase Salary: c.£50,000Bonus: Discretionary Bonus SchemePrivate Medical InsurancePension: up to 8% matchedHybrid Working (Leeds)Holidays: 25 days + Bank Holidays (increasing with service)Our client, a highly successful Investment Management firm, are looking for a Compliance Monitoring Specialist to join the business. The Compliance...
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Compliance Analyst, Client Monitoring Team
4 days ago
Leeds, West Yorkshire, United Kingdom Maples Group Full timeThe Maples Group is a standard bearer in financial and legal services, trusted by many of the world’s largest hedge fund managers, private equity firms and international corporations.Our distinction flows from our carefully curated team: 2,500+ professionals characterised by tenacity, ethics and exacting excellence. Operating in key financial centres...
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Compliance Analyst, New Business Team
4 days ago
Leeds, West Yorkshire, United Kingdom Maples Group Full timeThe Maples Group looks to add a Leeds based Compliance Analyst to our team and invites eager and qualified candidates to apply. We are committed to diversity, inclusion and equality of opportunity as we attract, retain and develop world-class talent.Our merit-based culture suits professionals in pursuit of boundless careers and lives. Beyond their acumen,...
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Compliance Manager
1 month ago
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Administrator
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Business Assurance Specialist
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Product Analytics Lead
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Quality Manager
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Head of Sustainability/ESG advisory
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Head of Estates
2 weeks ago
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Engineering Category Manager
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Conduct Customer Outcomes Manager
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Service Manager
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Senior CDM Advisor
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Trust Manager
1 month ago
Leeds, UK, West Yorkshire, United Kingdom CRA Consulting Full timeAbout the Firm/Role:CRA Financial are looking for a Trust Manager to the team of specialist Solicitors in a leading expert practice. This is a great opportunity to take on the day-to-day responsibility for the administration of a wide variety of trusts, as well as the preparation of annual trust accounts and tax returns, in a supportive and colleague-led...
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Supply Chain Coordinator
1 month ago
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Associate Academic Manager
1 month ago
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Agency and Business Support Officer
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Commercial Solar Project Manager
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