In-house Regulatory Lawyer for Regulatory and Compliance Role within Hedge Fund
2 months ago
Our client, an independent investment firm, is looking for a regulatory lawyer with asset management experience to play a broad role working closely with the senior management team in this close knit business. This is a fantastic opportunity to lead on regulatory change and developments within a constantly evolving landscape . You will have at least five years relevant experience with a desire to play a hands on role with exposure to senior stakeholders and a fast paced business. This would be an ideal first move for a regulatory lawyer keen to move into a strategic compliance role.
-
Compliance Officer
6 months ago
London, UK, United Kingdom One Ten Associates Full timeWe are working with a reputable hedge fund, headquartered in London. There is a requirement for an experienced Compliance Officer to join the existing Compliance team, reporting directly into the Chief Compliance Officer. This role will be generalised, duties include: Provide regulatory advice to the trading teams across multiple asset classes (Equities,...
-
Funds Regulatory Paralegal
2 months ago
England, London, London, UK, United Kingdom Taylor Root Full timeFunds Regulatory Paralegal - US Law Firm - LondonTaylor Root have parented with a leading US law firm in their search for an experienced Paralegal to join the asset management group. This role is being offered as an initial 12 month FTC and will be based In the firms London office. The Firm Our client has been at the forefront of transactional law since...
-
Compliance Manager
6 months ago
London, UK, United Kingdom One Ten Associates Full timeOur client is a specialist hedge fund, HQ'd in London. After recent good performance and the recent launch of new funds, they are now looking to add a Compliance Manager to their existing team in London. Reporting into the Chief Compliance Officer, the Compliance Manager will be expected to perform a broad generalised compliance role, with an emphasis...
-
Senior Regulatory Lawyer
3 weeks ago
London,, UK, United Kingdom Chadwick Nott Legal Recruitment Full timeChadwick Nott are working with a wealth and asset management business who are seeking to hire an experienced Senior Regulatory Lawyer to join their growing business.The ideal candidate will have previously worked for a regulated financial services organisation in a similar capacity and be able to provide expert advice on a wide range of regulatory matters,...
-
Senior Compliance Officer
2 weeks ago
London,, UK, United Kingdom Merje Full timeMERJE is delighted to be partnering with an established and highly reputable global Hedge Fund in their search for a Senior Compliance Officer for their London office.This prestigious Hedge Fund has a long standing history of excellence and innovation in the financial sector. With a strong focus on client satisfaction and ethical practices, the company...
-
Fund Controller
1 month ago
London,, UK, United Kingdom JSS Search Full timeJSS Financial Services are working with a fast paced Hedge Fund based in London who are looking for a Fund Finance candidate to work directly with the COO.This is a broad role for someone looking for a career defining role with a best in class team.Key Responsibilities:Net Asset Value (NAV) Calculation: Perform daily, monthly, and quarterly NAV calculations...
-
Digital Regulatory Senior Lawyer
1 month ago
London,, UK, United Kingdom Heriot Brown In-House Legal Recruitment Full timeAbout The CompanyHeriot Brown is partnering with a longstanding tech client on a Lead Regulatory position within their EMEA legal function.About The RoleAs Senior Lawyer in the Regulatory function, you will play a key role in providing legal support and guidance to the business on a range of matters across EMEA, including the Online Safety Act (OSA) and...
-
Compliance Analyst
2 weeks ago
London,, UK, United Kingdom Austin Andrew Ltd Full timeWe are working closely with a multi bn.$ hedge fund It's looking for a bright individual to join its busy compliance teamThis role is a truly all-round position and will assist the head of compliance in all aspect of their activities to include short reporting , PA dealing , and assisting with the compliance monitoring programme If you have at least 18...
-
Funds Regulatory Professional Support Lawyer
1 month ago
London,, UK, United Kingdom Pembury Legal Full timeThis is an exceptional opportunity for an experienced Financial Services Regulatory/Funds lawyer to establish and lead a knowledge function within a thriving Funds Regulatory team, renowned for advising the world’s leading private fund sponsors on complex regulatory matters. Join a rapidly growing, dynamic team dedicated to delivering premium, commercial...
-
London, UK, UK, United Kingdom Martis Search Full timeThe RoleHead of Compliance – Hedge Fund Compliance Consultancy Martis Search are representing an established, boutique London based Compliance Consultancy company that specialises in Compliance & Legal Consultancy services, specifically for the Hedge Fund, Asset Management and Private Equity industries.This is an excellent “Head of Compliance” role for...
-
Compliance Analyst
2 weeks ago
London,, UK, United Kingdom OCR Alpha Full timeAbout the firmOur client is a leading systematic hedge fund, which operates globally and across all asset classes. Technology and data are at the heart of what they do. They are expanding across the board and offer an exciting, collaborative culture as well as top tier benefits. This role is London based and onsite.About the roleDue to continued growth, our...
-
Head of Compliance
1 month ago
London,, UK, United Kingdom Simmons & Hanbury Full timeOur client is a multi-strategy hedge fund looking for a Head of Compliance to work in a UK-based team.Key Responsibilities:· Act as main point of contact with regulatory bodies and exchanges.· Ensuring regulatory compliance with FCA and NFA rules.· Oversight of regulatory compliance framework.· Providing regulatory advice and guidance across the...
-
Compliance Manager
4 weeks ago
London,, UK, United Kingdom Attribution Search Full timeTop ranking and long standing Multi Billion Hedge Fund is looking to attract a Compliance Manager for its growing business.Global fund with multi jurisdiction coverage to include Europe, US and Asia across diverse investment strategies and product suite.London is the funds HQ and therefore a key hub for all strategic decisions and plans for growth and scale....
-
Regulatory Lawyer, Asset Management
2 months ago
London, Harrogate or Bristol, Bristol, UK, United Kingdom Fry and Brown Full timeA recently created, but rapidly expanding financial services organisation is looking to hire a senior regulatory lawyer to compliment the existing legal department. Our client is an end to end solutions provider for the asset management industry and offers financial planning, asset management and settlement and custody services and this person will take a...
-
Regulatory Associate
1 month ago
London,, UK, United Kingdom Attribution Search Full timeA leading Global Hedge Fund are actively seeking a Regulatory Associate to join their London Regulatory Reporting function on a years contract. Due to a number of ongoing projects and the ever changing regulatory landscape there is a need for additional headcount to support a number of initiatives. The role will see the individual support a team covering the...
-
Compliance Officer
1 month ago
London, UK, UK, United Kingdom Simmons & Hanbury Full timeOur client is a leading global hedge fund looking for a Compliance Associate/Officer to work in a generalist compliance role.Key Responsibilities:Develop, maintain and test compliance monitoring systems and controls (including policies and procedures)Assisting advising front office on local rule books New product / advisory approvalKeep up to date on...
-
Funds Regulatory Associate
2 weeks ago
London,, UK, United Kingdom A&M STAR Full timeA leading funds regulatory practice is currently looking for an associate of between 1-5PQE to join their market leading team. The firm have a specific asset management focus and are seen by their clients as the 'go-to' Counsel on their most complex matters. The London team helps global asset managers navigate European financial services regulations....
-
Private Client Hedge Fund Structurer
2 weeks ago
London, UK, United Kingdom MW Recruitment Full timeMain Duties Structuring Product Governance / Product Management Product lifecycle / monitoring External and internal stakeholder management (administrator, operations, compliance, legal, etc.) Feeder maintenance and best practice improvements as required/identified Provision of SME expertise on specific products and services to customers and colleagues,...
-
Compliance Manager
4 weeks ago
London,, UK, United Kingdom Compliance Professionals Full time(12 month FTC role) THE COMPANY: Our client is an independent boutique asset management business based in the UK. Specialising in providing differentiated strategies to investors.THE RESPONSIBILITIES:Maintain a thorough knowledge of all legislative, technical (product) and regulatory changes and take steps to ensure that systems and controls are put in place...
-
Regulatory Reporting Associate
2 weeks ago
London,, UK, United Kingdom Attribution Search Full timeA leading Global Hedge Fund are actively seeking a Reg Reporting Associate to join their London Regulatory Reporting function on a years contract. Due to a number of ongoing projects and the ever changing regulatory landscape there is a need for additional headcount to support a number of initiatives. The role will see the individual support a team covering...