Regulatory Lawyer, Asset Management

This is a very exciting time for a senior commercial lawyer to join a financial services company with a start-up vibe which has doubled in size in the last year and is continuing to grow. Complimenting the existing legal department, you will take the lead supporting on all third party commercial contracts and associated documentation. You will require a good...

In-House Regulatory / Funds Lawyer | Leading Hedge Fund | London | Competitive Market Rate Salary A rare opening within a highly sought-after, prestigious hedge fund for a new Regulatory / Funds Lawyer to join their ranks; seeking a mid level lawyer, this In-House Counsel role, offers the successful candidate the chance to further their legal career in the...

Currently recruiting on behalf of an asset management firm, who are looking to hire an experienced regulatory lawyer into their team. You should ideally have previously worked in an in-house role within either wealth or asset management, and should have a significant amount of experience in FCA regulation. This is a standalone role within a small legal team...

Global leader in the asset management sector is looking for a Regulatory Counsel to join their busy Global Markets team on a permanent basis. On offer is a compensation package and ongoing opportunities for career development. Hybrid working, 4 days per week in the office. City location. The team covers a range of areas including, equity and fixed income,...

Our client, an independent investment firm, is looking for a regulatory lawyer with asset management experience to play a broad role working closely with the senior management team in this close knit business. This is a fantastic opportunity to lead on regulatory change and developments within a constantly evolving landscape . You will have at least five...

Hydrogen are working with a leading Investment Manager who are seeking a highly qualified and driven Regulatory Lawyer to join their well respected legal team. This an excellent opportunity for a lawyer looking for a broad and exciting in-house role where you will work very closely with the investment teams and wider business. Responsibilities: · Provide...

On behalf of our client, an elite US law firm, we are seeking a talented Financial Regulatory Lawyer with 3-6 years of post-qualification experience (PQE). The successful candidate will join a top-tier European financial services regulatory practice, advising a diverse clientele including banks, broker-dealers, asset managers, fintechs, and insurance...

Our client, a well-known household brand is seeking a Senior Regulatory Lawyer on a permanent basis. This is an exciting opportunity for a Senior Regulatory Lawyer to join an in-house legal team where your role will be pivotal in leading the company’s compliance function, alongside driving their organisational performance. The role: - You...

In House Counsel – VP – Regulatory Lawyer – Asset Management Sector – 4-6pqe - LondonOur client is a prestigious asset management business with a global footprint. They offer risk and investment management advisory services to institutional, intermediary and individual investors around the world.They are looking for a VP level Regulatory Lawyer with...

REGULATORY LAWYER, 4 + PQE, LONDON/ HYBRID, 18 MONTH FIXED TERM CONTRACT, CIRCA £53,000 PER ANNUM. Join a well-regarded organisation’s regulatory team for an 18-month fixed-term role. JOB REF: 7216 •You will investigate the conduct of a defined group of professionals, draft charges and reports, and gather evidence. This includes preparing case bundles...

Global leader in the asset management sector is looking for an experienced Derivatives Lawyer to join their Global Markets team on a permanent basis. Hybrid working, 4 days/week in the office. The team covers area including, equity and fixed income trading, OTC derivatives, prime brokerage, securities lending and digital assets. In this role you will use...

About The Lawyer…The Lawyer is an award-winning, market-leading brand. It focuses on the business of law – which law players have a distinct and winning strategy, which are financially performing, which are using tech to transform their services, and which are building sustainable cultures and organisations.It has over 300 subscribing organisations, 60k...

Regulatory Lawyer, 4+ PQE, London/ Hybrid, 18 month FTC, circa £53,000 per annum. Join a reputable organisation’s regulatory team for an 18 month fixed term period. THE ROLE: You will be responsible for investigating the conduct of a defined group of professionals, drafting relevant charges and reports, and gathering evidence. This includes preparing...

Global Head of Legal & Compliance – Lawyer with Asset Management Experience (inc AIFMD & MIFID II) Required Ref: 4052G £180K - £220K + Bonus & Benefits Hybrid (London) We have been exclusively retained by our Client, an international Asset Management Group,...

Analyst - Regulatory Research & AnalysisCompany:Vixio is the leading provider of regulatory intelligence. Our trusted insights and analysis give our clients a true picture of what’s happening in an ever-changing landscape. We combine world-class content with advanced technology to help our clients make informed strategic decisions to mitigate risks,...

High growth FinTech in the payments space seeking a regulatory lawyer for its London legal team.Responsibilities will include:Legal and compliance regulatory adviceDrafting documentation supporting payment productsCommercial Contracts and M&A supportWork with business team supporting new products and initiativesRepresent legal on key projectsCandidates are...

Location London - One Canada Square, Level 25 Business - Brookfield Oaktree Wealth Solutions Brookfield Asset Management, a leading global alternative asset manager, has an exemplary 100+ year history of owning and operating real assets and related businesses. In 2019, Brookfield acquired a majority interest in Oaktree Capital, a leader among global...

Job Description We are currently recruiting for a Regulatory Lawyer to join our Financial Crime team within the Compliance department on a permanent basis. The Role This is a newly created role to support the Senior Compliance Manager & MLRO, and the Platform Group Head of Compliance to deliver the work of the Group Financial Crime Team and, as...

The Value of Active Minds About Jupiter Jupiter is one of the UK's leading investment management companies with over 500 employees and £51.3 billion worth of assets under management (as at 30th June 2024). Jupiter provides investment services to individual and institutional investors through mutual funds (UK unit trusts, Luxembourg SICAVs and Dublin...

Our client is looking for a Contract Lawyer.This role is part of the Wealth Capital Markets Legal team and is based in London. The Capital Markets Legal team covers a wide and diverse range of products and their regulation, including primary and secondary market equity/fixed income trading; multi-asset OTC derivatives and structured products, and...