Regulatory Associate
1 month ago
A leading Global Hedge Fund are actively seeking a Regulatory Associate to join their London Regulatory Reporting function on a years contract. Due to a number of ongoing projects and the ever changing regulatory landscape there is a need for additional headcount to support a number of initiatives. The role will see the individual support a team covering the full regulatory lifecycle but will have a specific focus on MiFID.
Daily duties:
- Monitoring and processing of MiFID II trade and transaction reporting breaks and resubmissions.
- Delivering change and carry out UAT and post-production validations.
- Build and manage MI and reporting processes.
- Assist with the documentation and implementation of processes and procedures for monitoring compliance.
To be considered candidates must have a minimum of four years experience with exposure to MiFID regulatory reporting. Candidates can come from a BAU or project/UAT testing background. Exposure to a broad range of financial instruments is a must. Given the position is a contract candidates must have a maximum of one months notice.
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Energy Regulatory Senior Associate
2 months ago
England, London, London, UK, United Kingdom Austen Lloyd Limited Full timeEnergy Regulatory Senior Associate - Legal 500 Tier 1 Ranking Firm - London Energy Regulatory Senior Associate An excellent opportunity available for an Energy regulatory Associate to join this leading international Firm. About the Role: Position: Energy regulatory Associate Location: London Firm: leading international, Legal 500 Tier 1...
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Funds Regulatory Associate
3 weeks ago
London,, UK, United Kingdom A&M STAR Full timeA leading funds regulatory practice is currently looking for an associate of between 1-5PQE to join their market leading team. The firm have a specific asset management focus and are seen by their clients as the 'go-to' Counsel on their most complex matters. The London team helps global asset managers navigate European financial services regulations....
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Regulatory Records Associate
2 weeks ago
London,, UK, United Kingdom Russell Tobin Full timeLooking for a Regulatory Records Associate - 06 months - London (hybrid) - £28.48/hour PAYEAn individual contributor position in Regulatory Affairs Operations responsible for supporting the implementation of Regulatory Records Management (categorizing and classifying information) related to company product portfolios and Mergers, Acquisitions and Divestment...
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Senior Regulatory Affairs Associate
3 months ago
London, UK, UK, United Kingdom Park Street People Full timeOur client, a global pharmaceutical company, is currently looking for a Senior Regulatory Affairs Associate to join their team in Cambridge or West London (Uxbridge). This is a great opportunity to work for a pharmaceutical company who have created a centre of excellence and constantly focus on driving innovation and using cutting edge techniques in their...
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Regulatory Advocate
3 weeks ago
London,, UK, United Kingdom KMA Legal Recruitment Full timeClientA leading Top 100 South East Law firm are seeking an experienced Regulatory Solicitor or Barrister to join them working out of any of their South East offices including London.RoleThe firm act for a range of clients appearing before regulatory tribunals and courts in England and Wales.You will advise on complex aspects of regulatory investigations,...
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Regulatory Advocate
3 weeks ago
London,, UK, United Kingdom KMA Legal Recruitment Full timeClientA leading Top 100 South East Law firm are seeking Regulatory Advocates to join them working out of any of their South East offices including London.RoleThe firm act for a range of clients appearing before regulatory tribunals and courts in England and Wales.You will advise on complex aspects of regulatory investigations, present cases for hearings and...
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Regulatory Specialist
4 weeks ago
London,, UK, United Kingdom Northreach Full timeNorthreach is a dynamic recruitment agency that connects businesses with top talent in the Advanced Therapies sector. Our mission is to provide a seamless and personalised recruitment experience for clients and candidates, and to create a positive work environment that encourages equality, innovation, and professional growth.OverviewWe are seeking a highly...
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Financial Services Regulatory Paralegal
2 months ago
England, London, London, UK, United Kingdom Ryder Reid Legal Limited Full timeRyder Reid Legal is currently recruiting a Financial Services Regulatory Paralegal to join a US law firm on a rolling 6-month contract basis. The duties will include regular client contact working closely with partners and associates in the team, along with the following: Performing researchCo-ordinating regulatory filing materials Other...
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Financial Services Regulatory PSL
1 month ago
England, London, London, UK, United Kingdom Lipson Lloyd-Jones Full timeTHE FIRMA global law firm.THE ROLEA Professional Support Lawyer is sought to join the Financial Services Regulatory team.The team includes Partners who have previously gained several years' experience working in senior in-house legal roles within the regulator or within financial institutions.The non-contentious FSR practice specialises in advisory,...
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Energy Regulatory
2 months ago
England, London, London, UK, United Kingdom Lipson Lloyd-Jones Full timeTHE FIRMOur client is a major global law firm with a longstanding reputation in the UK.THE ROLEThe firm's top ranked UK Energy & Climate change team has shaped the sector by creating legal frameworks and market rules in a wide variety of countries, advising their clients on a wide range of technologies including:Offshore and onshore windInterconnectors...
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Regulatory Compliance Specialist
2 weeks ago
London,, UK, United Kingdom PE Global Full timePE Global are currently recruiting for a Regulatory Records Associate for a contract role with a leading multinational Pharma client based in London - Hybrid.An individual contributor position in Regulatory Affairs Operations responsible for supporting the implementation of Regulatory Records Management (categorizing and classifying information) related to...
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Senior Regulatory Lawyer
4 weeks ago
London,, UK, United Kingdom Chadwick Nott Legal Recruitment Full timeChadwick Nott are working with a wealth and asset management business who are seeking to hire an experienced Senior Regulatory Lawyer to join their growing business.The ideal candidate will have previously worked for a regulated financial services organisation in a similar capacity and be able to provide expert advice on a wide range of regulatory matters,...
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Financial Regulatory Lawyer
4 weeks ago
England, London, London, UK, United Kingdom Lipson Lloyd-Jones Full timeOUR CLIENT Leading US Law Firm THE ROLEWe have an exciting new role for a lawyer 2-5PQE with UK financial regulatory experience to join a highly respected financial services regulatory team. As an Associate, you will be handling a varied, high-level workload, providing day to day regulatory advice for payments, fintech and regulatory transactions. The work...
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Sales Support
1 month ago
London, UK, United Kingdom Goodman Masson Full timeWe are looking for an experienced Ops professional, preferably with a Sales Support or Regulatory background. You will be joining an investment banking client of ours on an initial 9-month contract, with the expectation to be extended. The role will require familiarity with industry related directives such as EMIR, MiFID II, SFTR and Dodd-Frank and the...
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Regulatory Reporting
3 weeks ago
London, UK, United Kingdom eFinancialCareers Full timePrimary responsibilities/essential functions: Engage directly and help to build strong relationships with cross-functional teams, ensuring that regulatory reporting commitments within Europe & Asia are delivered appropriately. Support the management and coordination of the delivery of work within the team, anticipating and resolving obstacles and...
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Director - Finance Regulatory Policy
2 months ago
London, UK, United Kingdom Barclays Full timeTo develop and analyse, the banks financial and regulatory policies and interpretations, complying with applicable laws, internationally agreed standards, and regulations, to enable effective management of the bank’s financial risks.AccountabilitiesDevelopment and assessment of financial policies, standards and associated controls that govern the banks...
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Associate
4 weeks ago
London, UK, United Kingdom myGwork Full timeThis job is with Travers Smith, an inclusive employer and a member of myGwork – the largest global platform for the LGBTQ+ business community. Please do not contact the recruiter directly. Travers Smith is a leading full-service law firm, with a wealth of experience in its areas of specialisation. The firm has a market-leading reputation...
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Financial Services Regulatory Knowledge Lawyer
2 weeks ago
London,, UK, United Kingdom Pembury Legal Full timeAre you ready to make a lasting impact in the legal and regulatory landscape? This is a unique opportunity to join a globally recognised law firm as a Financial Services Regulatory Knowledge Lawyer/PSL, where you’ll be at the forefront of knowledge sharing, client development, and technical excellence in a high-performing and innovative team. Why Apply?...
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London,, UK, United Kingdom Albany Beck Full timeAn exciting finance role at the forefront of a digital asset and crypto investment banking industry.As a key member of the team, you will play a pivotal role in managing their financial operations and ensuring their compliance with all regulatory requirements. You will work closely with their dynamic and innovative finance team, leveraging your expertise in...
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Compliance Associate
3 weeks ago
London, UK, UK, United Kingdom Avenell Search Ltd Full timeA market-leading fund with a strong track record and significant growth prospects is seeking a talented Compliance Associate / Senior Associate to join the growing team.The firm culture is excellent, they are collaborative, meritocratic and high performing.This is a unique opportunity to join a small established compliance team in an exciting period of...