Compliance Associate
1 week ago
A market-leading fund with a strong track record and significant growth prospects is seeking a talented Compliance Associate / Senior Associate to join the growing team.
The firm culture is excellent, they are collaborative, meritocratic and high performing.
This is a unique opportunity to join a small established compliance team in an exciting period of growth. The successful incumbent will play a pivotal role in supporting and firm in meeting FCA, SEC, and other regulatory compliance requirements.
The remit of the role will be broad and include:
- Monitoring and testing
- Market Abuse oversight
- Compliance training
- Assist with marketing presentations review
- Assist with AML and deal due diligence support
- Monitor regulatory sanctions and implement where appropriate.
- Monitor company conflicts of interest with staff.
- Help develop and maintain policies and procedures.
The ideal candidate will be sharp and proactive and thrive in a small team environment.
The role might suit someone with strong academics and a couple of years’ Compliance experience in a sell side or consultancy environment who is looking to transfer to the buys side and join a smaller team in a broader role.
Or equally the role could suit someone with 2-5 years’ buy side Compliance experience who is attracted to the prospect of working in a very successful and growing firm offering excellent future prospects and the opportunity to learn and develop fast.
-
Compliance Associate
2 weeks ago
London,, UK, United Kingdom Compliance Professionals Full timeTHE COMPANY: We are working with an institutional commodities broker who are searching for a Compliance Associate to join the team. Centrally located in the city, the client are looking for a generalist compliance candidate to bring some expertise and knowledge to the team.THE RESPONSIBILITIES:Support ongoing annual compliance programme delivery: review of...
-
Associate Director
3 weeks ago
UK, UK, United Kingdom Ventro - Fire Compliance Full timeJob Title: Associate DirectorLocation: Nottingham Contract Type: Permanent, Full-time, Monday-FridayVentro, Firntec and LivGreen are an exciting group of companies focused on fire-safety services and net zero retrofit. Due to expansion, Ventro are looking for an Associate Director to join the team to lead a team of Project Managers and drive their...
-
Compliance Associate
1 month ago
London, UK, United Kingdom Gresham Hunt Full timeCompliance Associate – 1 Year FTC Asset and Investment Manager London – Up to £70,000 Gresham Hunt has been mandated by our Asset and Investment Management client to find an experience Compliance Associate on a one year contractual basis. Our client is a leading provider of asset and investment management services across a diverse range of asset...
-
Compliance Officer
2 weeks ago
UK, UK, United Kingdom One Ten Associates Full timeOne Ten Associates are partnering with a leading global hedge fund in their search for an experienced compliance professional to join the compliance team in London. Reporting into the Global Chief Compliance Officer, this is a generalised role working within a small team. You'll receive exposure across all areas of compliance, including:Providing...
-
Senior Compliance Associate
1 month ago
UK, UK, United Kingdom Azets Full timeWho are AzetsAzets are a leading firm of Accountants and Business Advisers operating across the UK, Ireland and the Nordics, we have a wide network of employees and an abundance of inspiring opportunities to join one of our many offices!We are a top ten accountancy firm in the UK and are the number one largest SME practice.The OpportunityAs a Compliance...
-
Executive Search Associate
2 weeks ago
London, UK, UK, United Kingdom Sheffield Haworth Full timeIntroductionSheffield Haworth is a global consultancy founded in 1993. We have a history of assisting our clients in realising their potential and delivering a competitive advantage in a fast-changing world. Our vision is to be a leading global consultancy in people and transformational change. Our services include executive search, on-demand and interim...
-
Compliance Officer
1 month ago
London, UK, UK, United Kingdom Lutine Bell Full timeLutine Bell are currently supporting a leading insurer looking to appoint a Compliance Officer into their retail division of the business, reporting directly into the Head of Compliance.Responsibilities:Oversee the delivery of thorough and prompt guidance on new propositions, emerging business prospects, and regulatory initiatives, with a continuous...
-
Compliance Team Leader
4 weeks ago
UK, UK, United Kingdom Kinetech Full timeCompliance Team LeaderHybrid working, 3:2 in the officePermanent | Salary up to £40k + benefitsHigh growth business powered by technology with fantastic green credentials is looking for a Compliance Team Leader to join their growing business.Located in Billericay, this is a hybrid role requiring 3 days on site, ideally Tuesday to Thursday, but some...
-
Compliance Manager
3 months ago
London, UK, UK, United Kingdom Nashrock Insurance Recruitment Full timeThe Compliance Manager will serve as the deputy to the Head of Regulatory Affairs, supporting day-to-day compliance operations, managing the Compliance team, attending key meetings, preparing reports, and stepping in when needed.Direct Reports: Senior Compliance Analyst, Compliance Assistant, Compliance Monitoring AssistantGeneral Responsibilities:1. ISO...
-
Senior Associate
2 months ago
UK, UK, United Kingdom Optima Partners Full timeOptima Partners is looking for a Compliance Associate/Sr. Associate to assist with compliance reviews and advisory assessments for asset managers, hedge funds, private equity and real-estate clients. Considered candidates will have: • Lead or joint lead roles for client compliance reviews, ad-hoc inquiries and relationship management • Experience with...
-
Compliance Associate
2 weeks ago
London,, UK, United Kingdom Eames Consulting Full timeA respected private equity fund with more than 9billion AUM are looking to hire a compliance associate into their team. This person would take on a range of responsibilities reporting up into the compliance officer.This is a generalist compliance role.Key Skills Required:At a minimum 2 years experience in a fund management setting (ideally alternatives)Able...
-
Quality Associate
1 month ago
UK, UK, United Kingdom SRG Full timeJob Title – Quality AssociateLocation – LondonContract – 6 monthsPay – Up to £38.00 per hourSRG are working with a global leading pharmaceutical company that are seeking a Quality Associate to join their busy team.This role could include working on quality systems (such as batch release, product complaints, artwork approval, change control,...
-
Compliance Monitoring Associate
1 week ago
London,, UK, United Kingdom Fidarsi Full timeFidarsi are delighted to be partnering with a Global Investment Manager based in Central London, who are recruiting for a Compliance Monitoring Associate. The role will support the Compliance Manager and ensure the firm meets its regulatory obligations. To work as part of the Second Line of Defence (2LoD) Compliance Monitoring team, assisting with all...
-
Senior Regulatory Affairs Associate
2 months ago
UK, UK, United Kingdom Cure Talent Full timeCure Talent are delighted to be working with a well-established Medical Device company that supply and distribute innovative Medical Devices. Due to their continued growth and success, we have an exciting opportunity for a Senior Regulatory Affairs Associate to join them in West Yorkshire.As the new Senior Regulatory Affairs Associate, you will be working...
-
Wholesale Associate
1 month ago
UK, UK, United Kingdom The Growth Foundation Full timeAbout the Company We are working with a beauty brand that is a growing leader in innovative, long-wear cosmetics which deliver quality products to retailers and customers worldwide. Our fast-growing wholesale team supports an expanding network of retail partners across various regions, and we are looking for a dedicated Wholesale Associate to join us. If you...
-
Official Veterinarian
1 month ago
UK, UK, United Kingdom HallMark Veterinary & Compliance Services Full timeOfficial Veterinarian Job DescriptionThe Group Vorenta Group consists of two major activities, HallMark Veterinary & Compliance Services, and the Meat & Livestock Classification Services (MLC)The CompanyHallMark along with its sister company, MLC are a cornerstone in the UK Agrifood sector, providing resourcing solutions and innovative services for both...
-
Pensions Associate
2 weeks ago
London, UK, UK, United Kingdom Hunter Savage Full timePensions Associate 4+ PQELondonWe are hiring for our client, a prestigious global law firm, seeking a Pensions Associate to join their collaborative team in London. Competitive Package High-Quality Work Career Progression The Role:Advising clients on a range of pensions matters, including scheme governance, funding, and regulatory compliance.Working with...
-
Compliance Officer
1 month ago
London, UK, UK, United Kingdom Simmons & Hanbury Full timeOur client is a leading global hedge fund looking for a Compliance Associate/Officer to work in a generalist compliance role.Key Responsibilities:Develop, maintain and test compliance monitoring systems and controls (including policies and procedures)Assisting advising front office on local rule books New product / advisory approvalKeep up to date on...
-
UK, UK, United Kingdom Mitie Full timeThe Role - Compliance and Statutory Services Delivery Manager This role will be to manage, co-ordinate and complete works associated to statutory compliance inspections. The below outlines the key focus of the cradle to grave activities expected as part of this role. The role will require heavy integration with our customer and co-ordination across many...
-
Compliance Associate
2 months ago
London,, UK, United Kingdom Xoala Full timeAbout the RoleSteven FS Limited (“Xoala”) is seeking the perfect candidate to be part of our compliance team (UK & EU region). The successful candidate will support the compliance function across the EU and UK regions. This is a great opportunity for an individual who is looking to step up in their career and be part of shaping the compliance culture...