Financial Services Regulatory PSL

THE FIRMOur client is a major global law firm with a longstanding reputation in the UK.THE ROLEThe firm's top ranked UK Energy & Climate change team has shaped the sector by creating legal frameworks and market rules in a wide variety of countries, advising their clients on a wide range of technologies including:Offshore and onshore windInterconnectors...

Ryder Reid Legal is currently recruiting a Financial Services Regulatory Paralegal to join a US law firm on a rolling 6-month contract basis. The duties will include regular client contact working closely with partners and associates in the team, along with the following: Performing researchCo-ordinating regulatory filing materials Other...

Profectus Recruitment is proud to be partnered with a global fintech organization that is recruiting for a Regulatory Counsel. This is a permanent role with hybrid working from the client’s offices in London 3 days a week.In this role, you will play a crucial part in drafting and reviewing contracts while offering valuable insights on contractual issues...

On behalf of our client, an elite US law firm, we are seeking a talented Financial Regulatory Lawyer with 3-6 years of post-qualification experience (PQE). The successful candidate will join a top-tier European financial services regulatory practice, advising a diverse clientele including banks, broker-dealers, asset managers, fintechs, and insurance...

You Lead the Way. We've Got Your Back. With the right backing, people and businesses have the power to progress in incredible ways. When you join Team Amex, you become part of a global and diverse community of colleagues with an unwavering commitment to back our customers, communities and each other. Here, you'll learn and grow as we help you...

Experience At least 3 years post-qualification experience gained in a law firm (within a regulatory / financial services practice), and/or in a Legal & Compliance department of a financial services institution and/or in a supervisory authority Qualifications Holds at least 3 ‘A’ Levels (or equivalent) at grade B or higher. Holds a degree (or similar)...

Synchronicity Financial Services is working with a long-standing client who are a highly reputable compliance consultancy serving investment management firms. Part of their business is a hugely successful regulatory hosting platform and due to continued growth they are looking for a Compliance Generalist with 4+ years experience to join their team. You will...

Our client is a leading wealth management company who are continuing to grow their London office and looking to add an experienced Chartered Financial Planner to their high performing team.You will have at least 4 years experience advising HNW clients in all areas of financial advice and have proven ability to win new business. There are clients to take...

Funds Regulatory Paralegal - US Law Firm - LondonTaylor Root have parented with a leading US law firm in their search for an experienced Paralegal to join the asset management group. This role is being offered as an initial 12 month FTC and will be based In the firms London office. The Firm Our client has been at the forefront of transactional law since...

Olympus is a global leader in the medical device and technology industry. For more than 100 years, we have focused on making people's lives healthier, safer, and more fulfilling. Our products and solutions help to diagnose, prevent, and treat illnesses, further scientific research and keep people safe.”Are you ready to take an exciting step forward in...

My client are boutique consultancy looking to expand their London presence with a newly created role for a determined self-starter. They are looking for a regulatory compliance professional to deliver subject matter expertise to their wide range of financial services clients (including but not limited to Retail, Wealth Management, Asset Management etc). ...

My client, a top tier financial services organisation, is looking to hire a lawyer into their Regulatory Affairs team. Responsibilities will include: - regulatory change monitoring - coordinating regulatory authorisation filings - advising business on regulatory matters - assisting with redesigning Compliance frameworks The successful candidate will...

Position: Regulatory Reporting Accountant Reporting to: Head of Regulatory Reporting Location: London/Hybrid Overview: Our client, a leading retail bank based in London, is currently seeking a Regulatory Reporting Accountant to join their dynamic team. The successful candidate will play a pivotal role in ensuring accurate and timely regulatory submissions to...

Our EMEA Regulatory Assurance team plays a pivotal role in safeguarding our organisation's integrity and compliance with regulatory standards. We conduct thorough risk-based reviews across various sectors of our business to ensure that controls are effectively designed and operational, mitigating regulatory risks and upholding our commitment to...

A leading Global Hedge Fund are actively seeking a Regulatory Associate to join their London Regulatory Reporting function on a years contract. Due to a number of ongoing projects and the ever changing regulatory landscape there is a need for additional headcount to support a number of initiatives. The role will see the individual support a team covering the...

We are currently partnered with a global company who are seeking an experienced Director of Regulatory Reporting to lead the regulatory reporting function across the UK and Europe. The role involves ensuring compliance with regulatory requirements, overseeing reporting processes, and managing a team of specialists.Key Responsibilities:Lead the preparation...

ROLE OVERVIEW //An exciting opportunity has arisen for a Knowledge & Information Officer (KIO) to join our Knowledge & Learning team (K&L) on a permanent basis. The successful candidate will be embedded in our highly respected, market-leading Financing Stream (comprising five groups: banking, debt capital markets (DCM), derivatives, securitisation &...

My client, an international bank is looking to hire an Assistant Manager for their Regulatory Reporing team.Key Responsibilities: Preparation and Monitoring of LCR and Stress Tests: Ensure the bank's Liquidity Coverage Ratio (LCR) and stress test results are prepared and monitored daily to maintain regulatory compliance.Preparation/Review of Regulatory...

To develop and analyse, the banks financial and regulatory policies and interpretations, complying with applicable laws, internationally agreed standards, and regulations, to enable effective management of the bank’s financial risks.AccountabilitiesDevelopment and assessment of financial policies, standards and associated controls that govern the banks...

Role overview: Develop and manage relationships with independent financial advisers, through market leading service and support. Process client and adviser firms' instructions efficiently, getting them right first time. Focus on personal development and initiatives that continually improve the service to advisers. Job Responsibilities Portfolio...